REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC
29/05/2024 11:30
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RNS Number : 2944Q Barclays PLC 29 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 10,051,226 0.82% 17,190,977 1.40%
(2) Cash-settled derivatives: 17,669,187 1.44% 5,927,379 0.48%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 103,555 0.01%
purchase/sell:
27,720,413 2.26% 23,221,911 1.90%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Sale 36802 600.2200 ZAR 598.2407 ZAR
USD 0.54945 ordinary Purchase 2387471 26.2646 GBP 25.5727 GBP
USD 0.54945 ordinary Sale 1711482 26.2300 GBP 25.5727 GBP
USD 0.54945 ordinary Sale 53 30.6681 EUR 30.6681 EUR
USD 0.54945 ordinary Purchase 3504 30.6200 EUR 30.6200 EUR
ADR Sale 20684 16.4129 USD 16.3996 USD
ADR Purchase 20684 16.4129 USD 16.3996 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary CFD Decreasing Long 1 25.6600 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2 26.0100 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2 608.7300 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 18 609.2000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 100 610.0000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 174 25.9250 GBP
USD 0.54945 ordinary SWAP Decreasing Long 178 25.5950 GBP
USD 0.54945 ordinary SWAP Decreasing Long 490 25.9364 GBP
USD 0.54945 ordinary SWAP Decreasing Long 535 25.5925 GBP
USD 0.54945 ordinary SWAP Decreasing Long 569 25.9231 GBP
USD 0.54945 ordinary SWAP Decreasing Long 633 25.9195 GBP
USD 0.54945 ordinary SWAP Decreasing Long 660 25.5930 GBP
USD 0.54945 ordinary SWAP Decreasing Long 672 25.8131 GBP
USD 0.54945 ordinary SWAP Decreasing Long 711 25.9993 GBP
USD 0.54945 ordinary SWAP Decreasing Long 854 25.8866 GBP
USD 0.54945 ordinary CFD Decreasing Long 915 25.6056 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,156 25.6031 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,649 25.9182 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,711 25.9060 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,653 25.5801 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,757 25.6007 GBP
USD 0.54945 ordinary CFD Decreasing Long 5,793 25.5800 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,854 25.9021 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,145 609.9835 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 7,997 604.8459 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 7,997 25.6089 GBP
USD 0.54945 ordinary CFD Decreasing Long 10,426 25.9188 GBP
USD 0.54945 ordinary CFD Decreasing Long 11,154 25.8524 GBP
USD 0.54945 ordinary SWAP Decreasing Long 12,397 603.1900 ZAR
USD 0.54945 ordinary CFD Decreasing Long 14,171 25.7498 GBP
USD 0.54945 ordinary CFD Decreasing Long 16,869 25.7907 GBP
USD 0.54945 ordinary SWAP Decreasing Long 18,331 25.9695 GBP
USD 0.54945 ordinary SWAP Decreasing Long 19,058 25.9285 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,089 25.9477 GBP
USD 0.54945 ordinary SWAP Decreasing Long 29,900 25.8466 GBP
USD 0.54945 ordinary SWAP Decreasing Long 36,942 25.8864 GBP
USD 0.54945 ordinary SWAP Decreasing Long 39,404 25.7763 GBP
USD 0.54945 ordinary SWAP Decreasing Long 42,860 25.8018 GBP
USD 0.54945 ordinary SWAP Decreasing Long 65,463 605.1838 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 73,679 606.5791 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 111,245 25.7610 GBP
USD 0.54945 ordinary SWAP Decreasing Long 117,336 25.7832 GBP
USD 0.54945 ordinary SWAP Decreasing Long 145,008 598.9900 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 326,889 25.8030 GBP
USD 0.54945 ordinary SWAP Decreasing Long 578,487 25.5800 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2 601.1402 ZAR
USD 0.54945 ordinary CFD Decreasing Short 53 30.6681 EUR
USD 0.54945 ordinary SWAP Decreasing Short 100 610.0000 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,633 25.7028 GBP
USD 0.54945 ordinary SWAP Decreasing Short 7,883 603.9886 ZAR
USD 0.54945 ordinary CFD Decreasing Short 7,997 604.6796 ZAR
USD 0.54945 ordinary CFD Decreasing Short 20,497 605.1613 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 37,174 600.2200 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 145,006 607.3830 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2 608.7300 ZAR
USD 0.54945 ordinary SWAP Increasing Long 18 609.2000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 51 26.0099 GBP
USD 0.54945 ordinary SWAP Increasing Long 54 25.5783 GBP
USD 0.54945 ordinary SWAP Increasing Long 65 26.2300 GBP
USD 0.54945 ordinary SWAP Increasing Long 67 25.9592 GBP
USD 0.54945 ordinary SWAP Increasing Long 70 25.8766 GBP
USD 0.54945 ordinary SWAP Increasing Long 100 25.9197 GBP
USD 0.54945 ordinary SWAP Increasing Long 149 26.0044 GBP
USD 0.54945 ordinary CFD Increasing Long 244 26.1910 GBP
USD 0.54945 ordinary SWAP Increasing Long 425 25.9256 GBP
USD 0.54945 ordinary SWAP Increasing Long 791 25.8981 GBP
USD 0.54945 ordinary CFD Increasing Long 1,358 25.5800 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,745 25.7165 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,887 26.3300 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,931 609.9917 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2,519 25.9741 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,327 25.5906 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,145 609.9835 ZAR
USD 0.54945 ordinary SWAP Increasing Long 8,485 25.6106 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,111 25.9698 GBP
USD 0.54945 ordinary SWAP Increasing Long 12,397 603.1900 ZAR
USD 0.54945 ordinary SWAP Increasing Long 13,300 25.8508 GBP
USD 0.54945 ordinary CFD Increasing Long 14,828 25.9463 GBP
USD 0.54945 ordinary SWAP Increasing Long 26,197 25.5798 GBP
USD 0.54945 ordinary CFD Increasing Long 37,174 25.6841 GBP
USD 0.54945 ordinary CFD Increasing Long 48,789 25.9582 GBP
USD 0.54945 ordinary SWAP Increasing Long 65,463 605.1838 ZAR
USD 0.54945 ordinary SWAP Increasing Long 73,679 606.5791 ZAR
USD 0.54945 ordinary CFD Increasing Long 107,677 25.8682 GBP
USD 0.54945 ordinary SWAP Increasing Long 145,008 598.9900 ZAR
USD 0.54945 ordinary CFD Increasing Long 566,433 25.9386 GBP
USD 0.54945 ordinary SWAP Increasing Short 2 601.1402 ZAR
USD 0.54945 ordinary SWAP Increasing Short 6 25.6238 GBP
USD 0.54945 ordinary SWAP Increasing Short 52 25.5805 GBP
USD 0.54945 ordinary SWAP Increasing Short 699 25.7900 GBP
USD 0.54945 ordinary CFD Increasing Short 1,931 610.1594 ZAR
USD 0.54945 ordinary CFD Increasing Short 3,504 30.6233 EUR
USD 0.54945 ordinary SWAP Increasing Short 7,883 603.9886 ZAR
USD 0.54945 ordinary SWAP Increasing Short 15,115 25.8041 GBP
USD 0.54945 ordinary SWAP Increasing Short 20,497 605.3429 ZAR
USD 0.54945 ordinary SWAP Increasing Short 26,536 25.8638 GBP
USD 0.54945 ordinary CFD Increasing Short 37,174 600.2800 ZAR
USD 0.54945 ordinary CFD Increasing Short 145,006 607.5652 ZAR
USD 0.54945 ordinary SWAP Opening Short 346 25.8262 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of
description
purchasing,
of
price
date
relevant
selling,
securities
per unit
security
varying etc
to which
option
relates
USD 0.54945 ordinary Call Options Written -103,555 20.4333 European -
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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