REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
30/05/2024 12:00
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RNS Number : 4855Q Barclays PLC 30 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt principal trader is connected BHP GROUP LTD
(d) Date position held/dealing undertaken: 29 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES:
making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 6,195,566 0.51% 16,309,004 1.33%
(2) Cash-settled derivatives: 16,766,627 1.37% 6,087,041 0.50%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 103,548 0.01%
purchase/sell:
22,962,193 1.87% 22,499,593 1.84%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 2675918 25.5138 GBP 24.3374 GBP
USD 0.54945 ordinary Sale 1647589 25.5256 GBP 24.4956 GBP
USD 0.54945 ordinary Sale 3556 29.0946 EUR 29.0946 EUR
USD 0.54945 ordinary Purchase 2010 29.4911 EUR 29.4911 EUR
ADR Sale 150533 15.7125 USD 15.6403 USD
ADR Purchase 150533 15.7125 USD 15.6403 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Long 251 25.0271 GBP
USD 0.54945 ordinary SWAP Closing Long 263 24.9315 GBP
USD 0.54945 ordinary SWAP Closing Long 1,795 24.8891 GBP
USD 0.54945 ordinary SWAP Closing Long 2,037 25.4186 GBP
USD 0.54945 ordinary SWAP Closing Long 2,736 25.2726 GBP
USD 0.54945 ordinary SWAP Closing Long 11,934 25.5256 GBP
USD 0.54945 ordinary SWAP Closing Long 31,207 25.2283 GBP
USD 0.54945 ordinary SWAP Decreasing Long 50 25.1166 GBP
USD 0.54945 ordinary SWAP Decreasing Long 280 25.2506 GBP
USD 0.54945 ordinary SWAP Decreasing Long 341 24.9089 GBP
USD 0.54945 ordinary SWAP Decreasing Long 601 25.3610 GBP
USD 0.54945 ordinary CFD Decreasing Long 711 25.0070 GBP
USD 0.54945 ordinary SWAP Decreasing Long 733 25.0360 GBP
USD 0.54945 ordinary SWAP Decreasing Long 758 24.7994 GBP
USD 0.54945 ordinary CFD Decreasing Long 804 24.7950 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,248 25.2348 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,353 25.2134 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,561 25.0830 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,878 25.0374 GBP
USD 0.54945 ordinary CFD Decreasing Long 2,507 24.9576 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,030 24.8448 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,130 25.0514 GBP
USD 0.54945 ordinary CFD Decreasing Long 4,456 24.8000 GBP
USD 0.54945 ordinary CFD Decreasing Long 4,792 25.1394 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,545 25.0822 GBP
USD 0.54945 ordinary CFD Decreasing Long 13,539 24.9377 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14,598 25.0504 GBP
USD 0.54945 ordinary CFD Decreasing Long 15,539 24.7850 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,944 25.0252 GBP
USD 0.54945 ordinary CFD Decreasing Long 17,028 24.7561 GBP
USD 0.54945 ordinary SWAP Decreasing Long 30,392 24.7302 GBP
USD 0.54945 ordinary SWAP Decreasing Long 39,595 24.8000 GBP
USD 0.54945 ordinary SWAP Decreasing Long 54,338 24.8367 GBP
USD 0.54945 ordinary SWAP Decreasing Long 66,097 24.9734 GBP
USD 0.54945 ordinary SWAP Decreasing Long 72,599 24.9917 GBP
USD 0.54945 ordinary SWAP Decreasing Long 98,008 24.9908 GBP
USD 0.54945 ordinary SWAP Decreasing Long 118,908 25.1276 GBP
USD 0.54945 ordinary SWAP Decreasing Long 138,182 24.9726 GBP
USD 0.54945 ordinary SWAP Decreasing Long 550,748 24.8392 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,060 25.0032 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,200 24.8483 GBP
USD 0.54945 ordinary CFD Decreasing Short 3,410 29.0877 EUR
USD 0.54945 ordinary SWAP Decreasing Short 4,910 24.7925 GBP
USD 0.54945 ordinary SWAP Decreasing Short 48,212 25.2852 GBP
USD 0.54945 ordinary SWAP Increasing Long 80 25.2350 GBP
USD 0.54945 ordinary SWAP Increasing Long 303 25.1460 GBP
USD 0.54945 ordinary SWAP Increasing Long 532 25.2800 GBP
USD 0.54945 ordinary CFD Increasing Long 711 25.3650 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,067 24.7666 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,488 25.2153 GBP
USD 0.54945 ordinary CFD Increasing Long 1,673 25.3901 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,046 24.9702 GBP
USD 0.54945 ordinary CFD Increasing Long 4,251 25.0829 GBP
USD 0.54945 ordinary CFD Increasing Long 8,510 24.8000 GBP
USD 0.54945 ordinary SWAP Increasing Long 15,000 25.1464 GBP
USD 0.54945 ordinary SWAP Increasing Long 16,159 24.6510 GBP
USD 0.54945 ordinary SWAP Increasing Long 41,058 24.7553 GBP
USD 0.54945 ordinary CFD Increasing Long 47,790 24.6752 GBP
USD 0.54945 ordinary SWAP Increasing Long 58,559 24.8114 GBP
USD 0.54945 ordinary CFD Increasing Long 69,401 24.6429 GBP
USD 0.54945 ordinary SWAP Increasing Long 80,134 25.0263 GBP
USD 0.54945 ordinary SWAP Increasing Long 116,333 24.8000 GBP
USD 0.54945 ordinary SWAP Increasing Short 62 25.3395 GBP
USD 0.54945 ordinary SWAP Increasing Short 522 24.6905 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,000 25.3225 GBP
USD 0.54945 ordinary CFD Increasing Short 2,010 29.4944 EUR
USD 0.54945 ordinary SWAP Increasing Short 2,053 24.9459 GBP
USD 0.54945 ordinary SWAP Increasing Short 36,787 25.1080 GBP
USD 0.54945 ordinary SWAP Increasing Short 87,409 24.8776 GBP
USD 0.54945 ordinary SWAP Opening Long 146 29.1802 EUR
USD 0.54945 ordinary SWAP Opening Long 5,222 24.7791 GBP
USD 0.54945 ordinary SWAP Opening Short 698 24.9783 GBP
USD 0.54945 ordinary SWAP Opening Short 3,243 24.9937 GBP
USD 0.54945 ordinary SWAP Opening Short 5,781 25.0023 GBP
USD 0.54945 ordinary SWAP Opening Short 7,754 24.5288 GBP
USD 0.54945 ordinary SWAP Opening Short 11,330 24.7807 GBP
USD 0.54945 ordinary SWAP Opening Short 41,265 24.7221 GBP
USD 0.54945 ordinary SWAP Opening Short 170,359 24.8001 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of
description
purchasing,
of
price
date
relevant
selling,
securities
per unit
security
varying etc
to which
option
relates
USD 0.54945 ordinary Call Options Written -103,548 20.4333 European -
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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