REG - BNP Paribas London Anglo American PLC - Form 8.3 - Anglo American plc
16/05/2024 12:30
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RNS Number : 7549O BNP Paribas London 16 May 2024
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: BNP Paribas SA
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this Anglo American plc
form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state
this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 15/05/2024
For an opening position disclosure, state the latest practicable
date prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes: BHP Group Limited
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: GB00B1XZS820 (USD 0.54945 ordinary)
Interests Short Positions
Number % Number %
(1) Relevant securities owned and/or controlled: 22,840,908 1.71 -20,308,748 -1.52
(2) Cash-settled derivatives: 1,916,432 .14 -3,331,318 -.25
(3) Stock-settled derivatives (including options) and agreements to 3,207,000 .24 -1,536,900 -.11
purchase/sell:
TOTAL: 27,964,340 2.09 -25,176,966 -1.88
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'' and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
GB00B1XZS820 Purchase 36,749 26.2500 GBP
GB00B1XZS820 Purchase 255 26.2500 GBP
GB00B1XZS820 Purchase 174 26.2500 GBP
GB00B1XZS820 Sale -2,409 26.2500 GBP
GB00B1XZS820 Purchase 435 26.2500 GBP
GB00B1XZS820 Purchase 40 26.2500 GBP
GB00B1XZS820 Sale -696 26.2500 GBP
GB00B1XZS820 Sale -23 26.2500 GBP
GB00B1XZS820 Purchase 48 26.2500 GBP
GB00B1XZS820 Purchase 25,000 26.2500 GBP
GB00B1XZS820 Purchase 106 26.2500 GBP
GB00B1XZS820 Sale -185 26.2500 GBP
GB00B1XZS820 Sale -1,312 26.2500 GBP
GB00B1XZS820 Sale -23,982 26.2500 GBP
GB00B1XZS820 Purchase 1,848 26.2500 GBP
GB00B1XZS820 Sale -2,059 26.2500 GBP
GB00B1XZS820 Purchase 29 26.2500 GBP
GB00B1XZS820 Purchase 132 26.2500 GBP
GB00B1XZS820 Sale -59 26.2500 GBP
GB00B1XZS820 Sale -19 26.2500 GBP
GB00B1XZS820 Purchase 10 26.2500 GBP
GB00B1XZS820 Purchase 16,398 26.2500 GBP
GB00B1XZS820 Purchase 25,000 26.2500 GBP
GB00B1XZS820 Purchase 2,554 26.2500 GBP
GB00B1XZS820 Purchase 12,961 26.2500 GBP
GB00B1XZS820 Purchase 115,542 26.2500 GBP
GB00B1XZS820 Sale -381 26.2500 GBP
GB00B1XZS820 Purchase 999 26.2500 GBP
GB00B1XZS820 Sale -562 26.2500 GBP
GB00B1XZS820 Purchase 23 26.2500 GBP
GB00B1XZS820 Sale -3,592 26.2500 GBP
GB00B1XZS820 Sale -97 26.2500 GBP
GB00B1XZS820 Sale -1,516 26.2500 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a references unit
security e.g. CFD long/short position securities
increasing/reducing a
long/short position
GB00B1XZS820 Contract for Difference Opening Short Position -16,398 26.2500 GBP
GB00B1XZS820 Contract for Difference Closing Long Position -115,542 26.2500 GBP
GB00B1XZS820 Contract for Difference Closing Short Position 381 26.2500 GBP
GB00B1XZS820 Contract for Difference Increasing Short Position -17,136 26.2500 GBP
GB00B1XZS820 Contract for Difference Increasing Short Position -15,166 26.2500 GBP
GB00B1XZS820 Contract for Difference Increasing Short Position -2,657 26.2500 GBP
GB00B1XZS820 Contract for Difference Increasing Short Position -562 26.2500 GBP
GB00B1XZS820 Contract for Difference Increasing Short Position -76 26.2500 GBP
GB00B1XZS820 Contract for Difference Increasing Short Position -6,294 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Long Position -36,749 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Long Position -7,683 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 8,995 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 1,240 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 2,038 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 914 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 4,638 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 41,421 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 9,891 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 2,059 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 1,204 26.2500 GBP
GB00B1XZS820 Contract for Difference Reducing Short Position 2,468 26.2500 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price e.g. date money
relevant e.g. call selling, securities per unit American paid/
security option varying etc. to which European received
option etc. per unit
relates
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, conversion applicable)
4. Other Information
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Indemnity and other dealing arrangements
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a supplemental Form 8 (Open Positions) attached? Yes
Date of Disclosure: 16/05/2024
Contact Name Compliance Control Room
Telephone Number: 0207 595 9695
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: BNP Paribas SA
Name of offeror/offeree in relation to whose Anglo American plc
relevant securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 125000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 500000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 325000 26.25 american 20/09/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 102000 26.25 european 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -135000 26.25 american 19/12/2025
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -450000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 50000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 50000 26.25 american 17/05/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -50000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 30000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -20000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -26000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 300000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 19/12/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -24000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -40000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -50000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 37000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 150000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 250000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -132000 26.25 american 17/05/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -36000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -1000 26.25 american 20/09/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -64000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -8900 19.18875 european 26/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 300000 26.25 american 16/08/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -325000 26.25 american 20/09/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -50000 26.25 american 17/05/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 150000 16 american 18/12/2026
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 400000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 50000 26.25 american 19/12/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -30000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 38000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 150000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 200000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -50000 26.25 american 20/12/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk)
Full name of person making disclosure: BNP Paribas SA
Name of offeror/offeree in relation to whose Anglo American plc
relevant securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 125000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 500000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 325000 26.25 american 20/09/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 102000 26.25 european 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -135000 26.25 american 19/12/2025
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -450000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 50000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 50000 26.25 american 17/05/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -50000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option P 30000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -20000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -26000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 300000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 19/12/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -24000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -40000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -50000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 37000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 150000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 250000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -132000 26.25 american 17/05/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -36000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -1000 26.25 american 20/09/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -9000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -64000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -8900 19.18875 european 26/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 300000 26.25 american 16/08/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -325000 26.25 american 20/09/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -50000 26.25 american 17/05/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 150000 16 american 18/12/2026
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 400000 26.25 american 20/06/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 50000 26.25 american 19/12/2025
USD 0.54945 ordinary (GB00B1XZS820) Put Option P -30000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 38000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 150000 26.25 american 20/12/2024
USD 0.54945 ordinary (GB00B1XZS820) Put Option W 200000 26.25 american 21/06/2024
USD 0.54945 ordinary (GB00B1XZS820) Call Option W -50000 26.25 american 20/12/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk)
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