REG - BNP Paribas London Anglo American PLC - Form 8.3 - Anglo American plc

Anglo AmericanAnnouncement

28/05/2024 13:15

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RNS Number : 1261Q  BNP Paribas London  28 May 2024

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 

  (a)  Full name of discloser:                                                    BNP Paribas SA

  (b)  Owner or controller of interests and short positions disclosed, if
 different from 1(a):

        The naming of nominee or vehicle companies is insufficient. For a
 trust, the trustee(s), settlor and beneficiaries must be named.
  (c)  Name of offeror/offeree in relation to whose relevant securities this      Anglo American plc
 form relates:

        Use a separate form for each offeror/offeree
  (d)  If an exempt fund manager connected with an offeror/offeree, state
 this and specify identity of offeror/offeree:
  (e)  Date position held/dealing undertaken:                                     24/05/2024

        For an opening position disclosure, state the latest practicable
 date prior to the disclosure
  (f)  In addition to the company in 1(c) above, is the discloser making          Yes: BHP Group Limited
 disclosures in respect of any other party to the offer?

        If it is a cash offer or possible cash offer, state "N/A"

 

 2.  POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

 If there are positions or rights to subscribe to disclose in more than one
 class of relevant securities of the offeror or offeree named in 1(c), copy
 table 2(a) or (b) (as appropriate) for each additional class of relevant
 security.

 

 (a)  Interests and short positions in the relevant securities of the offeror or
      offeree to which the disclosure relates following the dealing (if any)

 

 Class of relevant security:  GB00B1XZS820 (USD 0.54945 ordinary)

 

      Interests  Short Positions

 

                                                                         Number                          %           Number                         %
   (1) Relevant securities owned and/or controlled:                                24,892,421               1.86              -21,573,531             -1.61
   (2) Cash-settled derivatives:                                                    2,043,482                .15               -2,942,708              -.22

   (3) Stock-settled derivatives (including options) and agreements to              3,157,000                .24               -1,354,900              -.10
 purchase/sell:
        TOTAL:                                                                     30,092,903               2.25              -25,871,139             -1.93

 

 All interests and all short positions should be disclosed.

 

 Details of any open stock-settled derivative positions (including traded
 options), or agreements to purchase or sell relevant securities, should be
 given on a Supplemental Form 8 (Open Positions).

 

 (b)  Rights to subscribe for new securities (including directors'' and other
      employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 3.  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

 Where there have been dealings in more than one class of relevant securities
 of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
 appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 (a)  Purchases and sales

 

 Class of relevant  Purchase/sale  Number of                               Price per unit

 security                          securities
 GB00B1XZS820       Sale                           -374                                  26.1500 GBP
 GB00B1XZS820       Purchase                      1,864                                  26.1500 GBP
 GB00B1XZS820       Purchase                        123                                  26.1500 GBP
 GB00B1XZS820       Purchase                         78                                  26.1500 GBP
 GB00B1XZS820       Purchase                      2,899                                  26.1500 GBP
 GB00B1XZS820       Sale                        -44,642                                  26.1500 GBP
 GB00B1XZS820       Purchase                        190                                  26.1500 GBP
 GB00B1XZS820       Sale                           -481                                  26.1500 GBP
 GB00B1XZS820       Purchase                         73                                  26.1500 GBP
 GB00B1XZS820       Purchase                        207                                  26.1500 GBP
 GB00B1XZS820       Sale                        -24,545                                  26.1500 GBP
 GB00B1XZS820       Purchase                      1,995                                  26.1500 GBP
 GB00B1XZS820       Purchase                      3,049                                  26.1500 GBP
 GB00B1XZS820       Sale                             -4                                  26.1500 GBP
 GB00B1XZS820       Sale                           -160                                  26.1500 GBP
 GB00B1XZS820       Sale                         -1,251                                  26.1500 GBP
 GB00B1XZS820       Sale                         -2,936                                  26.1500 GBP
 GB00B1XZS820       Purchase                         57                                  26.1500 GBP
 GB00B1XZS820       Purchase                     28,750                                  26.1500 GBP
 GB00B1XZS820       Sale                         -2,738                                  26.1500 GBP
 GB00B1XZS820       Purchase                        130                                  26.1500 GBP
 GB00B1XZS820       Sale                           -465                                  26.1500 GBP
 GB00B1XZS820       Purchase                      9,946                                  26.1500 GBP
 GB00B1XZS820       Sale                           -205                                  26.1500 GBP
 GB00B1XZS820       Purchase                          4                                  26.1500 GBP
 GB00B1XZS820       Purchase                         71                                  26.1500 GBP
 GB00B1XZS820       Sale                           -306                                  26.1500 GBP

 

 (b)  Cash-settled derivative transactions

 

 Class of      Product                  Nature of dealing          Number of                               Price per

 relevant      description              e.g. opening/closing a     references                              unit

 security      e.g. CFD                 long/short position        securities

                                        increasing/reducing a

                                        long/short position
 GB00B1XZS820  Contract for Difference  Opening Short Position                     -859                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Opening Short Position                   -4,845                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Opening Short Position                  -11,051                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Opening Short Position                  -49,129                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Closing Short Position                      907                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Long Position                    344                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Long Position                 39,183                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                  -549                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                  -902                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                  -405                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                -2,051                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                -2,066                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                  -282                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                   -26                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Increasing Short Position                  -914                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Long Position                      -61                                 615.7300 ZAR
 GB00B1XZS820  Contract for Difference  Reducing Short Position                   6,885                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                  18,639                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                   6,658                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                     421                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                       5                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                  32,382                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                   3,602                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                  24,545                                  26.1500 GBP
 GB00B1XZS820  Contract for Difference  Reducing Short Position                      61                                 615.7300 ZAR

 

 (c)  Stock-settled derivative transactions (including options)

 

 (i)  Writing, selling, purchasing or varying

 

 Class      Product       Writing,       Number       Exercise   Type       Expiry  Option

 of         description   purchasing,    of           price      e.g.       date    money

 relevant   e.g. call     selling,       securities   per unit   American           paid/

 security   option        varying etc.   to which                European           received

                                         option                  etc.               per unit

                                         relates

 

 (ii)  Exercise

 

 Class of   Product            Exercising/  Number of    Exercise price

 relevant   description        exercised    securities   per unit

 security   e.g. call option   against

 

 (d)  Other dealings (including subscribing for new securities)

 

 Class of relevant  Nature of dealing               Details  Price per unit (if

 security           e.g. subscription, conversion            applicable)

 

 4.  Other Information

 

 (a)  Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 

 (b)  Indemnity and other dealing arrangements

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)  the voting rights or future acquisition or disposal of any relevant
 securities to which

       any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 

 (c)  Attachments

 

 Is a supplemental Form 8 (Open Positions) attached?  Yes

 

 

 Date of Disclosure:       28/05/2024

 Contact Name              Compliance Control Room

 Telephone Number:         0207 595 9695

 

 Public disclosures under Rule 8 of the Code must be made to a Regulatory
 Information Service.

 

 The Panel's Market Surveillance Unit is available for consultation in relation
 to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

 *If the discloser is a natural person, a telephone number does not need to be
 included, provided contact information has been provided to the Panel's Market
 Surveillance Unit.

 

 The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 (http://www.thetakeoverpanel.org.uk)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,

AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 

  Full name of person making disclosure:         BNP Paribas SA

  Name of offeror/offeree in relation to whose   Anglo American plc

  relevant securities the disclosure relates:

 

 2.  STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 Class of                             Product       Written or  Number of    Exercise   Type        Expiry

 relevant                             description   purchased   securities   price      e.g.        date

 security                             e.g. call                 to which     per unit   American,

                                      option                    option or               European

                                                                derivative              etc.

                                                                relates
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   P           102000       26.15      european    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -8900        19.18875   european    26/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   P           325000       26.15      american    20/09/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   P           50000        26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   W           -450000      26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   W           -50000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   W           -50000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   P           30000        26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   P           125000       26.15      american    20/06/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -325000      26.15      american    20/09/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           300000       26.15      american    16/08/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -9000        26.15      american    20/06/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -64000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -1000        26.15      american    20/09/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -36000       26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           250000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           150000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           37000        26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           150000       16         american    18/12/2026
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           50000        26.15      american    19/12/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           150000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -30000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           38000        26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           400000       26.15      american    20/06/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -9000        26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -9000        26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -20000       26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -40000       26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -26000       26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           300000       26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -24000       26.15      american    20/06/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -9000        26.15      american    19/12/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -9000        26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    P           -50000       26.15      american    20/06/2025
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           200000       26.15      american    21/06/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Put Option    W           500000       26.15      american    20/12/2024
 USD 0.54945 ordinary (GB00B1XZS820)  Call Option   W           -135000      26.15      american    19/12/2025

 

 3.  AGREEMENTS TO PURCHASE OR SELL ETC.

 

 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

 It is not necessary to provide details on a Supplemental Form (Open Positions)
 with regard to cash-settled derivatives.

 

 The currency of all prices and other monetary amounts should be stated.

 

 The Panel's Market Surveillance Unit is available for consultation in relation
 to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

 The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
 (http://www.thetakeoverpanel.org.uk)

 

 

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