REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI) - Amendment
08/05/2024 12:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240508:nRSH6376Na&default-theme=true
RNS Number : 6376N Citigroup Global Markets Limited 08 May 2024
Amendment 2 (a) (b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Sale 13,045 ZAR 634.9822 ZAR 634.9822
USD 0.54945 ordinary Purchase 157,732 ZAR 639.6982 ZAR 634.9822
USD 0.54945 ordinary Sale 677,388 GBP 33.7960 GBP 26.5100
USD 0.54945 ordinary Purchase 476,633 GBP 33.7947 GBP 26.5000
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Reducing Long Position 34,198 GBP 27.5230
USD 0.54945 ordinary TRS Increasing Long Position 35,388 GBP 27.3728
USD 0.54945 ordinary TRS Increasing Long Position 192 GBP 27.3823
USD 0.54945 ordinary TRS Increasing Long Position 360 GBP 27.4346
USD 0.54945 ordinary TRS Increasing Long Position 34,632 GBP 27.4607
USD 0.54945 ordinary TRS Increasing Short Position 111 GBP 26.9350
USD 0.54945 ordinary TRS Increasing Short Position 420 GBP 26.6005
USD 0.54945 ordinary TRS Increasing Short Position 630 GBP 26.7533
USD 0.54945 ordinary TRS Increasing Short Position 470 GBP 26.7630
USD 0.54945 ordinary TRS Increasing Short Position 6,762 GBP 27.4500
USD 0.54945 ordinary TRS Reducing Short Position 6,762 GBP 27.7500
USD 0.54945 ordinary TRS Reducing Short Position 1,020 GBP 26.8788
USD 0.54945 ordinary TRS Reducing Short Position 100,000 GBP 27.4946
USD 0.54945 ordinary TRS Reducing Short Position 214 GBP 27.5200
USD 0.54945 ordinary TRS Reducing Long Position 1,380 GBP 27.2538
USD 0.54945 ordinary TRS Increasing Short Position 75 GBP 26.7463
USD 0.54945 ordinary TRS Increasing Short Position 92 GBP 26.7618
USD 0.54945 ordinary TRS Increasing Short Position 2,062 GBP 27.4084
USD 0.54945 ordinary TRS Increasing Short Position 2,528 GBP 27.4398
USD 0.54945 ordinary TRS Increasing Short Position 5,636 GBP 27.4479
USD 0.54945 ordinary TRS Increasing Short Position 3,481 GBP 27.4734
USD 0.54945 ordinary TRS Increasing Short Position 204 GBP 27.4810
USD 0.54945 ordinary TRS Increasing Short Position 1,867 GBP 27.4835
USD 0.54945 ordinary TRS Increasing Short Position 1,315 GBP 27.4899
USD 0.54945 ordinary TRS Increasing Short Position 1,266 GBP 27.5051
USD 0.54945 ordinary TRS Increasing Short Position 834 GBP 27.5132
USD 0.54945 ordinary TRS Increasing Short Position 328 GBP 27.5393
USD 0.54945 ordinary TRS Reducing Short Position 684 GBP 27.3408
USD 0.54945 ordinary TRS Reducing Short Position 539 GBP 27.3639
USD 0.54945 ordinary TRS Reducing Short Position 974 GBP 27.3727
USD 0.54945 ordinary TRS Reducing Short Position 1,094 GBP 27.3733
USD 0.54945 ordinary TRS Reducing Short Position 648 GBP 27.3802
USD 0.54945 ordinary TRS Reducing Short Position 600 GBP 27.3833
USD 0.54945 ordinary TRS Reducing Short Position 685 GBP 27.3894
USD 0.54945 ordinary TRS Reducing Short Position 626 GBP 27.4040
USD 0.54945 ordinary TRS Reducing Short Position 625 GBP 27.4555
USD 0.54945 ordinary TRS Reducing Short Position 73 GBP 27.4611
USD 0.54945 ordinary TRS Reducing Short Position 829 GBP 27.4669
USD 0.54945 ordinary TRS Reducing Short Position 1,007 GBP 27.4705
USD 0.54945 ordinary TRS Reducing Short Position 1,139 GBP 27.4745
USD 0.54945 ordinary TRS Reducing Short Position 746 GBP 27.5308
USD 0.54945 ordinary TRS Reducing Long Position 8,925 GBP 26.7808
USD 0.54945 ordinary TRS Reducing Long Position 20,012 GBP 26.9354
USD 0.54945 ordinary TRS Reducing Long Position 15,761 GBP 27.1643
USD 0.54945 ordinary TRS Reducing Long Position 796 GBP 27.3374
USD 0.54945 ordinary TRS Reducing Long Position 1,671 GBP 27.3848
USD 0.54945 ordinary TRS Reducing Long Position 6,675 GBP 27.4503
USD 0.54945 ordinary TRS Reducing Long Position 6,118 GBP 27.4609
USD 0.54945 ordinary TRS Reducing Long Position 555 GBP 27.5134
USD 0.54945 ordinary TRS Reducing Long Position 31,078 GBP 27.5153
USD 0.54945 ordinary TRS Reducing Long Position 52,611 GBP 27.5179
USD 0.54945 ordinary TRS Increasing Long Position 8,325 GBP 26.9134
USD 0.54945 ordinary TRS Increasing Long Position 17,709 GBP 26.9346
USD 0.54945 ordinary TRS Increasing Long Position 915 GBP 26.9350
USD 0.54945 ordinary TRS Increasing Long Position 65,198 GBP 27.1907
USD 0.54945 ordinary TRS Increasing Long Position 254 GBP 27.2470
USD 0.54945 ordinary TRS Increasing Long Position 36,313 GBP 27.2706
USD 0.54945 ordinary TRS Increasing Long Position 12,336 GBP 27.3273
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 08 May 2024
Contact name: Christopher Alexander Pollock
Telephone number: 02895 954 053
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEREAESPESSLEFARecent news on Anglo American
See all newsREG - Anglo American PLC - Director/PDMR Shareholding
AnnouncementREG - Anglo American PLC - Director/PDMR Shareholding
AnnouncementREG - Anglo American PLC - Director/PDMR Shareholding
AnnouncementREG - Anglo American PLC - Total Voting Rights
AnnouncementREG - Anglo American PLC - Annual Financial Report
Announcement