REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI) - Amendment

Anglo AmericanAnnouncement

29/05/2024 09:15

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RNS Number : 2587Q  Citigroup Global Markets Limited  29 May 2024

 

AVS: 882693

Amendment to 2 (a) (b)

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    23 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              70,582                      ZAR 630.7733                          ZAR 629.7826
 USD 0.54945 ordinary        Purchase          70,582                      ZAR 630.2500                          ZAR 630.2500
 USD 0.54945 ordinary        Sale              671,249                     GBP 27.2750                           GBP 26.4550
 USD 0.54945 ordinary        Purchase          1,978,401                   GBP 27.2800                           GBP 26.4550

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           145,447                         GBP 27.0500
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          36,124                          GBP 27.9529
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        14                              GBP 27.0650
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        455                             GBP 27.0700
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        22                              GBP 27.0750
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        161                             GBP 27.0800
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        585                             GBP 26.9554
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        38,150                          GBP 26.9734
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        547,326                         GBP 27.0101
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,130                           GBP 26.4550
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          47                              GBP 26.4550
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        24,618                          GBP 26.8710
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        363                             GBP 26.8840
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        3                               GBP 27.0700
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          48                              GBP 26.6146
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          72,274                          GBP 26.7346
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          297                             GBP 26.7464
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          41,278                          GBP 26.7858
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          12,576                          GBP 26.7994
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          60,464                          GBP 26.8435
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,266                           GBP 26.8472
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          59,335                          GBP 26.8919
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          536                             GBP 26.8926
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,441                           GBP 26.9356
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          2,354                           GBP 26.9526
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          121                             GBP 26.9648
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          3,207                           GBP 27.0094
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,980                           GBP 27.0466
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         324                             GBP 26.7440
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           757,998                         GBP 27.0500

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          28 May 2024
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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