REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI) - Amendment

Anglo AmericanAnnouncement

29/05/2024 10:30

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240529:nRSc2755Qa&default-theme=true

RNS Number : 2755Q  Citigroup Global Markets Limited  29 May 2024

 Amendment: Changes to Sections 2 (a) and (b)

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    24 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              499,165                     GBP 26.5650                           GBP 26.1483
 USD 0.54945 ordinary        Purchase          1,623,713                   GBP 26.5525                           GBP 26.1500
 USD 0.54945 ordinary        Purchase          100,000                     USD 33.6483                           USD 33.6483

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        19,873                          GBP 26.1631
 USD 0.54945 ordinary        TRS                  Opening Short Position                                                           100,000                         USD 33.6483
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        80                              GBP 26.1658
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        67,359                          GBP 26.1766
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        60,000                          GBP 26.2593
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        312,584                         GBP 26.2893
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        136,335                         GBP 26.3677
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        169                             GBP 26.1526
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        867                             GBP 26.1526
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        12                              GBP 26.2526
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2                               GBP 26.2600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2                               GBP 26.2676
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        480                             GBP 26.3169
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        3,000                           GBP 26.3208
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        137                             GBP 26.3226
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          10,436                          GBP 26.1483
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          21,627                          GBP 26.1496
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          5,960                           GBP 26.1841
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          197,174                         GBP 26.2278
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          5,646                           GBP 26.2331
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          116,507                         GBP 26.2724
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          60,094                          GBP 26.3367
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          823                             GBP 26.3805
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          16                              GBP 26.3861
 USD 0.54945 ordinary        TRS                  Closing Long Position                                                            948,115                         GBP 26.4950
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        203                             GBP 26.1500
 USD 0.54945 ordinary        TRS                  Closing Long Position                                                            113                             GBP 26.1500

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          29 May 2024
 Contact name:                                                                Cathal McKenna
 Telephone number:                                                            02890 409 544

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FEREANSNAAALEEA