REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
02/05/2024 09:30
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RNS Number : 9980M Citigroup Global Markets Limited 02 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Sale 439,726 GBP 26.9250 GBP 26.2099
USD 0.54945 ordinary Purchase 255,745 GBP 26.7800 GBP 26.2200
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Reducing Short Position 608 GBP 26.3586
USD 0.54945 ordinary TRS Reducing Short Position 358 GBP 26.3720
USD 0.54945 ordinary TRS Reducing Short Position 2,433 GBP 26.3735
USD 0.54945 ordinary TRS Reducing Short Position 114 GBP 26.4053
USD 0.54945 ordinary TRS Reducing Short Position 607 GBP 26.4148
USD 0.54945 ordinary TRS Reducing Short Position 101 GBP 26.4155
USD 0.54945 ordinary TRS Reducing Short Position 3,221 GBP 26.4267
USD 0.54945 ordinary TRS Reducing Short Position 412 GBP 26.5224
USD 0.54945 ordinary TRS Reducing Short Position 388 GBP 26.5380
USD 0.54945 ordinary TRS Reducing Short Position 194 GBP 26.5384
USD 0.54945 ordinary TRS Reducing Short Position 2,350 GBP 26.5410
USD 0.54945 ordinary TRS Reducing Short Position 64 GBP 26.5448
USD 0.54945 ordinary TRS Reducing Short Position 16 GBP 26.5620
USD 0.54945 ordinary TRS Reducing Short Position 424 GBP 26.5719
USD 0.54945 ordinary TRS Reducing Short Position 104 GBP 26.5773
USD 0.54945 ordinary TRS Reducing Short Position 515 GBP 26.5806
USD 0.54945 ordinary TRS Reducing Short Position 205 GBP 26.5809
USD 0.54945 ordinary TRS Reducing Short Position 1,253 GBP 26.5835
USD 0.54945 ordinary TRS Reducing Short Position 639 GBP 26.5857
USD 0.54945 ordinary TRS Reducing Short Position 3,535 GBP 26.5957
USD 0.54945 ordinary TRS Reducing Short Position 3,094 GBP 26.6052
USD 0.54945 ordinary TRS Reducing Short Position 112 GBP 26.6240
USD 0.54945 ordinary TRS Reducing Short Position 146 GBP 26.6355
USD 0.54945 ordinary TRS Reducing Short Position 23 GBP 26.6388
USD 0.54945 ordinary TRS Reducing Short Position 1,006 GBP 26.6483
USD 0.54945 ordinary TRS Reducing Short Position 130 GBP 26.6545
USD 0.54945 ordinary TRS Reducing Short Position 785 GBP 26.6566
USD 0.54945 ordinary TRS Reducing Short Position 544 GBP 26.6702
USD 0.54945 ordinary TRS Reducing Long Position 2,638 GBP 26.3450
USD 0.54945 ordinary TRS Increasing Short Position 37,500 GBP 26.5681
USD 0.54945 ordinary TRS Increasing Short Position 37,500 GBP 26.7782
USD 0.54945 ordinary TRS Reducing Long Position 245 GBP 26.3476
USD 0.54945 ordinary TRS Reducing Long Position 9,486 GBP 26.3476
USD 0.54945 ordinary TRS Reducing Long Position 45,148 GBP 26.5659
USD 0.54945 ordinary TRS Reducing Long Position 34,072 GBP 26.5705
USD 0.54945 ordinary TRS Reducing Long Position 14,522 GBP 26.6913
USD 0.54945 ordinary TRS Increasing Long Position 74 GBP 26.2099
USD 0.54945 ordinary TRS Increasing Long Position 60,785 GBP 26.3573
USD 0.54945 ordinary TRS Increasing Long Position 2,433 GBP 26.3585
USD 0.54945 ordinary TRS Increasing Long Position 41,859 GBP 26.4433
USD 0.54945 ordinary TRS Increasing Long Position 67,847 GBP 26.4494
USD 0.54945 ordinary TRS Increasing Long Position 38,000 GBP 26.4738
USD 0.54945 ordinary TRS Increasing Long Position 72,182 GBP 26.5040
USD 0.54945 ordinary TRS Increasing Long Position 30,907 GBP 26.5388
USD 0.54945 ordinary TRS Increasing Long Position 1,700 GBP 26.5459
USD 0.54945 ordinary TRS Increasing Long Position 17,884 GBP 26.5495
USD 0.54945 ordinary TRS Increasing Long Position 2,249 GBP 26.6274
USD 0.54945 ordinary TRS Increasing Long Position 6,072 GBP 26.6277
USD 0.54945 ordinary TRS Increasing Long Position 741 GBP 26.6301
USD 0.54945 ordinary TRS Reducing Long Position 61 GBP 26.4953
USD 0.54945 ordinary TRS Increasing Long Position 258 GBP 26.4997
USD 0.54945 ordinary TRS Increasing Long Position 273 GBP 26.7302
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 02 May 2024
Contact name: Craig Watson
Telephone number: 02890 409 605
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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