REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

03/05/2024 09:30

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240503:nRSC1762Na&default-theme=true

RNS Number : 1762N  Citigroup Global Markets Limited  03 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    02 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Purchase          100,000                     ZAR 617.0000                          ZAR 617.0000
 USD 0.54945 ordinary        Purchase          488                         EUR 30.4700                           EUR 30.4700
 USD 0.54945 ordinary        Sale              555,309                     GBP 26.6150                           GBP 25.8900
 USD 0.54945 ordinary        Purchase          522,139                     GBP 26.6150                           GBP 25.8600
 USD 0.54945 ordinary        Sale              488                         EUR 30.4700                           EUR 30.4700

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        100,000                         GBP 26.2358
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          34,367                          GBP 26.6150
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           2,937                           GBP 25.9657
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           130                             GBP 25.9859
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           4,051                           GBP 26.0585
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           1,871                           GBP 26.4092
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           7,982                           GBP 26.4450
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           410                             GBP 26.5284
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           578                             GBP 26.5580
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           15,301                          GBP 25.9864
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           36,571                          GBP 26.0128
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           10,747                          GBP 26.1228
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           2,059                           GBP 26.2179
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           1,079                           GBP 26.2206
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           886                             GBP 26.2215
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           245                             GBP 26.2276
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           95,087                          GBP 26.3586
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           8,920                           GBP 26.3648
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           634                             GBP 26.3989
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           16,961                          GBP 26.4341
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           115,942                         GBP 26.5634
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         30                              GBP 26.3167
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         30,000                          GBP 26.4511
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         16,915                          GBP 26.4702
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         67                              GBP 26.5045
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         17,725                          GBP 26.6110
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         44,123                          GBP 26.6146
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         10,905                          GBP 26.6146
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         3,605                           GBP 26.6150
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          125                             GBP 26.6150
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          27                              GBP 26.6150
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        252                             GBP 26.6150

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          03 May 2024
 Contact name:                                                                Craig Watson
 Telephone number:                                                            02890 409 605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FERZZGGKRFDGDZG