REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
08/05/2024 09:30
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RNS Number : 5945N Citigroup Global Markets Limited 08 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Sale 350 USD 34.0000 USD 34.0000
USD 0.54945 ordinary Sale 350,444 GBP 27.5000 GBP 26.5900
USD 0.54945 ordinary Purchase 601,479 GBP 27.4950 GBP 26.6100
USD 0.54945 ordinary Purchase 350 USD 34.0000 USD 34.0000
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Increasing Short Position 164 GBP 26.7200
USD 0.54945 ordinary TRS Increasing Short Position 58 GBP 26.7250
USD 0.54945 ordinary TRS Increasing Short Position 79 GBP 26.7300
USD 0.54945 ordinary TRS Increasing Short Position 261 GBP 26.7400
USD 0.54945 ordinary TRS Increasing Short Position 13 GBP 26.7475
USD 0.54945 ordinary TRS Reducing Long Position 8,244 GBP 26.7877
USD 0.54945 ordinary TRS Reducing Long Position 2,375 GBP 26.8034
USD 0.54945 ordinary TRS Reducing Long Position 149,832 GBP 26.8229
USD 0.54945 ordinary TRS Reducing Long Position 793 GBP 26.8309
USD 0.54945 ordinary TRS Reducing Long Position 583 GBP 26.8805
USD 0.54945 ordinary TRS Reducing Long Position 349 GBP 26.8904
USD 0.54945 ordinary TRS Reducing Long Position 29,000 GBP 26.9063
USD 0.54945 ordinary TRS Reducing Long Position 4,445 GBP 27.0071
USD 0.54945 ordinary TRS Reducing Long Position 30,362 GBP 27.0996
USD 0.54945 ordinary TRS Reducing Long Position 1,253 GBP 27.1257
USD 0.54945 ordinary TRS Increasing Long Position 102 GBP 26.7830
USD 0.54945 ordinary TRS Increasing Long Position 3,634 GBP 26.7973
USD 0.54945 ordinary TRS Increasing Long Position 14,053 GBP 26.7996
USD 0.54945 ordinary TRS Increasing Long Position 124 GBP 26.8905
USD 0.54945 ordinary TRS Increasing Long Position 7,344 GBP 27.1129
USD 0.54945 ordinary TRS Increasing Short Position 7,973 GBP 26.8008
USD 0.54945 ordinary TRS Increasing Short Position 674 GBP 26.8723
USD 0.54945 ordinary TRS Increasing Short Position 1,295 GBP 26.8826
USD 0.54945 ordinary TRS Increasing Short Position 240 GBP 26.8955
USD 0.54945 ordinary TRS Increasing Short Position 120 GBP 26.9005
USD 0.54945 ordinary TRS Increasing Short Position 449 GBP 26.8000
USD 0.54945 ordinary TRS Increasing Short Position 3,020 GBP 26.7812
USD 0.54945 ordinary TRS Increasing Short Position 3,334 GBP 26.8285
USD 0.54945 ordinary TRS Increasing Short Position 4,966 GBP 26.8457
USD 0.54945 ordinary TRS Increasing Short Position 6,532 GBP 26.8869
USD 0.54945 ordinary TRS Increasing Short Position 17 GBP 26.7150
USD 0.54945 ordinary TRS Increasing Short Position 141 GBP 26.7250
USD 0.54945 ordinary TRS Increasing Short Position 143 GBP 26.7150
USD 0.54945 ordinary TRS Increasing Short Position 91 GBP 26.7200
USD 0.54945 ordinary TRS Increasing Short Position 40 GBP 26.7250
USD 0.54945 ordinary TRS Increasing Short Position 116 GBP 26.7275
USD 0.54945 ordinary TRS Increasing Short Position 59 GBP 26.8000
USD 0.54945 ordinary TRS Increasing Short Position 40 GBP 26.8000
USD 0.54945 ordinary TRS Increasing Short Position 10 GBP 27.1650
USD 0.54945 ordinary TRS Increasing Short Position 60 GBP 27.1700
USD 0.54945 ordinary TRS Increasing Short Position 436 GBP 26.8000
USD 0.54945 ordinary TRS Reducing Long Position 100 GBP 27.0568
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 08 May 2024
Contact name: Christopher Alexander Pollock
Telephone number: 02895 954 053
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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