REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

10/05/2024 11:00

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RNS Number : 9909N  Citigroup Global Markets Limited  10 May 2024

 

AVS:

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    09 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    Anglo American plc
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Purchase          570,967                     GBP 27.5450                           GBP 26.4450
 USD 0.54945 ordinary        Sale              275,295                     GBP 27.5200                           GBP 26.4650

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        746                             GBP 27.2354
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        4,019                           GBP 27.2581
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,878                           GBP 27.3070
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          24,628                          GBP 26.8104
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          50,716                          GBP 26.8195
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          12,803                          GBP 26.8263
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          2,702                           GBP 26.8323
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          9,764                           GBP 27.3589
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        101                             GBP 27.3600
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          114                             GBP 27.3600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        190                             GBP 27.3600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        11,569                          GBP 26.6146
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        12,412                          GBP 26.7363
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        6,875                           GBP 26.8383
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,292                           GBP 26.8642
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        62,549                          GBP 26.8955
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        6,269                           GBP 26.9202
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2                               GBP 26.9850
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        386                             GBP 27.0167
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        90,715                          GBP 27.0432
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        3,545                           GBP 27.0473
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        36,183                          GBP 27.0911
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        737                             GBP 27.0971
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        547                             GBP 27.2004
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        155,444                         GBP 27.2088
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        12,049                          GBP 27.3627
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,939                           GBP 26.5992
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          30,880                          GBP 27.3573
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        30,744                          GBP 27.3600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        333                             GBP 26.7090
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        793                             GBP 27.0357
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        83                              GBP 27.3606
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        7                               GBP 27.4180
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        93                              GBP 27.3600

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          10 May 2024
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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