REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
13/05/2024 12:00
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RNS Number : 1918O Citigroup Global Markets Limited 13 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchase 601,451 GBP 27.9300 GBP 27.6000
USD 0.54945 ordinary Sale 426,093 GBP 27.9800 GBP 27.5750
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Reducing Long Position 10,324 GBP 27.6000
USD 0.54945 ordinary TRS Reducing Long Position 455 GBP 27.7440
USD 0.54945 ordinary TRS Reducing Long Position 1,275 GBP 27.7796
USD 0.54945 ordinary TRS Reducing Long Position 2,876 GBP 27.8051
USD 0.54945 ordinary TRS Reducing Long Position 62 GBP 27.8385
USD 0.54945 ordinary TRS Increasing Long Position 21,511 GBP 27.7339
USD 0.54945 ordinary TRS Increasing Long Position 2,459 GBP 27.8159
USD 0.54945 ordinary TRS Increasing Long Position 58,724 GBP 27.8165
USD 0.54945 ordinary TRS Increasing Long Position 19,422 GBP 27.8206
USD 0.54945 ordinary TRS Increasing Long Position 9,422 GBP 27.8207
USD 0.54945 ordinary TRS Increasing Long Position 15,952 GBP 27.8266
USD 0.54945 ordinary TRS Increasing Long Position 10,943 GBP 27.8516
USD 0.54945 ordinary TRS Increasing Long Position 18,040 GBP 27.8520
USD 0.54945 ordinary TRS Increasing Long Position 9,335 GBP 27.8568
USD 0.54945 ordinary TRS Reducing Short Position 237 GBP 27.7350
USD 0.54945 ordinary TRS Reducing Short Position 218 GBP 27.8350
USD 0.54945 ordinary TRS Reducing Short Position 10 GBP 27.8375
USD 0.54945 ordinary TRS Reducing Short Position 33 GBP 27.8400
USD 0.54945 ordinary TRS Reducing Short Position 993 GBP 27.7350
USD 0.54945 ordinary TRS Increasing Short Position 36,454 GBP 27.7354
USD 0.54945 ordinary TRS Increasing Short Position 2,701 GBP 27.7378
USD 0.54945 ordinary TRS Increasing Short Position 3,002 GBP 27.7386
USD 0.54945 ordinary TRS Increasing Short Position 113,900 GBP 27.7945
USD 0.54945 ordinary TRS Increasing Short Position 12,737 GBP 27.8228
USD 0.54945 ordinary TRS Increasing Short Position 87,907 GBP 27.8390
USD 0.54945 ordinary TRS Increasing Short Position 6,175 GBP 27.8415
USD 0.54945 ordinary TRS Increasing Short Position 158,780 GBP 27.8453
USD 0.54945 ordinary TRS Increasing Short Position 12,838 GBP 27.8662
USD 0.54945 ordinary TRS Increasing Short Position 2,950 GBP 27.8835
USD 0.54945 ordinary TRS Reducing Short Position 8,021 GBP 27.7334
USD 0.54945 ordinary TRS Reducing Short Position 45 GBP 27.7896
USD 0.54945 ordinary TRS Reducing Short Position 604 GBP 27.9097
USD 0.54945 ordinary TRS Increasing Short Position 767 GBP 27.7350
USD 0.54945 ordinary TRS Reducing Short Position 94 GBP 27.7350
USD 0.54945 ordinary TRS Increasing Short Position 13 GBP 27.7350
USD 0.54945 ordinary TRS Increasing Short Position 4 GBP 27.7350
USD 0.54945 ordinary TRS Reducing Short Position 50,000 GBP 27.7082
USD 0.54945 ordinary TRS Reducing Short Position 50,000 GBP 27.8477
USD 0.54945 ordinary TRS Increasing Short Position 11 GBP 27.7350
USD 0.54945 ordinary TRS Increasing Short Position 47 GBP 27.7350
USD 0.54945 ordinary TRS Reducing Short Position 6,024 GBP 27.7350
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 13 May 2024
Contact name: Christopher Alexander Pollock
Telephone number: 02895 954 053
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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