REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

14/05/2024 11:15

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RNS Number : 3705O  Citigroup Global Markets Limited  14 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    13 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              14,114                      ZAR 637.2452                          ZAR 637.2452
 USD 0.54945 ordinary        Purchase          114,114                     ZAR 637.2452                          ZAR 633.6320
 USD 0.54945 ordinary        Sale              321,385                     GBP 28.0350                           GBP 26.9850
 USD 0.54945 ordinary        Purchase          477,173                     GBP 28.0000                           GBP 26.9900

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           212                             GBP 27.5860
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           161,140                         GBP 27.7100
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           448                             GBP 27.7918
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           660                             GBP 27.8245
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         19,089                          GBP 27.0689
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         4,605                           GBP 27.7084
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         2,644                           GBP 27.7084
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         2,804                           GBP 27.7093
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         17,389                          GBP 27.7101
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         9,460                           GBP 27.7104
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         2,317                           GBP 27.7165
 USD 0.54945 ordinary        TRS                  Increasing Long Position                                                         29,263                          GBP 27.7349
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        12,582                          GBP 27.0704
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        3,937                           GBP 27.2451
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,867                           GBP 27.4008
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        89,232                          GBP 27.5103
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,068                           GBP 27.5132
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        30,299                          GBP 27.5475
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        23,290                          GBP 27.5761
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        33                              GBP 27.5768
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,386                           GBP 27.7839
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        4                               GBP 27.8003
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        12,388                          GBP 27.8268
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1                               GBP 27.8778
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          11,971                          GBP 27.0673
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          4,465                           GBP 27.3182
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          5,471                           GBP 27.7465
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          14                              GBP 27.8321
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          23                              GBP 27.8674
 USD 0.54945 ordinary        TRS                  Closing Short Position                                                           2,691                           GBP 27.0700
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        626                             GBP 27.0700

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          14 May 2024
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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