REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

16/05/2024 12:00

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RNS Number : 7477O  Citigroup Global Markets Limited  16 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    15 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              6,698                       ZAR 609.4300                          ZAR 606.7033
 USD 0.54945 ordinary        Purchase          1                           ZAR 609.4300                          ZAR 609.4300
 USD 0.54945 ordinary        Sale              188,375                     GBP 33.2030                           GBP 25.9000
 USD 0.54945 ordinary        Purchase          468,684                     GBP 26.4800                           GBP 25.9000

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        52,445                          GBP 26.1704
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        19,721                          GBP 26.1707
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        76,208                          GBP 26.1744
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          5,630                           GBP 26.2172
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          29,161                          GBP 26.2181
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          21,634                          GBP 26.2313
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          4,663                           GBP 26.2490
 USD 0.54945 ordinary        TRS                  Reducing Long Position                                                           695                             GBP 26.2218
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        25,260                          GBP 26.1608
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,659                           GBP 26.1738
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        5,500                           GBP 26.1827
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        103,120                         GBP 26.2144
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        10,775                          GBP 26.2362
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        6                               GBP 26.2376
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        24,566                          GBP 26.2410
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,231                           GBP 26.2504
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,506                           GBP 26.2526
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        13                              GBP 26.2669
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        17,604                          GBP 26.3692
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        137                             GBP 26.3776
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,500                           GBP 26.4000
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          302                             GBP 25.9949
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          370                             GBP 26.1964

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          16 May 2024
 Contact name:                                                                Christopher Alexander Pollock
 Telephone number:                                                            02895 954 053

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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