REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
17/05/2024 12:00
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RNS Number : 9398O Citigroup Global Markets Limited 17 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Sale 633,194 GBP 26.4250 GBP 26.0300
USD 0.54945 ordinary Purchase 890,426 GBP 33.3048 GBP 26.0500
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Increasing Short Position 878 GBP 26.1800
USD 0.54945 ordinary TRS Increasing Short Position 847 GBP 26.1850
USD 0.54945 ordinary TRS Increasing Short Position 840 GBP 26.1900
USD 0.54945 ordinary TRS Increasing Short Position 1,117 GBP 26.1950
USD 0.54945 ordinary TRS Increasing Short Position 874 GBP 26.2000
USD 0.54945 ordinary TRS Increasing Short Position 508 GBP 26.2075
USD 0.54945 ordinary TRS Increasing Short Position 904 GBP 26.2100
USD 0.54945 ordinary TRS Increasing Short Position 2,295 GBP 26.2150
USD 0.54945 ordinary TRS Increasing Short Position 901 GBP 26.2200
USD 0.54945 ordinary TRS Increasing Short Position 2,487 GBP 26.2250
USD 0.54945 ordinary TRS Increasing Short Position 2,056 GBP 26.2300
USD 0.54945 ordinary TRS Increasing Short Position 1,754 GBP 26.2350
USD 0.54945 ordinary TRS Increasing Short Position 1,433 GBP 26.2375
USD 0.54945 ordinary TRS Increasing Short Position 6,489 GBP 26.2400
USD 0.54945 ordinary TRS Increasing Short Position 5,105 GBP 26.2450
USD 0.54945 ordinary TRS Increasing Short Position 5,137 GBP 26.2500
USD 0.54945 ordinary TRS Increasing Short Position 4,223 GBP 26.2550
USD 0.54945 ordinary TRS Increasing Short Position 2,926 GBP 26.2575
USD 0.54945 ordinary TRS Increasing Short Position 5,505 GBP 26.2600
USD 0.54945 ordinary TRS Increasing Short Position 883 GBP 26.2625
USD 0.54945 ordinary TRS Increasing Short Position 5,511 GBP 26.2650
USD 0.54945 ordinary TRS Increasing Short Position 7,132 GBP 26.2700
USD 0.54945 ordinary TRS Increasing Short Position 9,854 GBP 26.2750
USD 0.54945 ordinary TRS Increasing Short Position 9,033 GBP 26.2800
USD 0.54945 ordinary TRS Increasing Short Position 1,837 GBP 26.2825
USD 0.54945 ordinary TRS Increasing Short Position 5,818 GBP 26.2850
USD 0.54945 ordinary TRS Increasing Short Position 5,179 GBP 26.2900
USD 0.54945 ordinary TRS Increasing Short Position 2,460 GBP 26.2950
USD 0.54945 ordinary TRS Increasing Short Position 271 GBP 26.2975
USD 0.54945 ordinary TRS Increasing Short Position 1,899 GBP 26.3000
USD 0.54945 ordinary TRS Increasing Short Position 3,763 GBP 26.3025
USD 0.54945 ordinary TRS Increasing Short Position 1,522 GBP 26.3050
USD 0.54945 ordinary TRS Increasing Short Position 3,756 GBP 26.3100
USD 0.54945 ordinary TRS Increasing Short Position 1,732 GBP 26.3150
USD 0.54945 ordinary TRS Increasing Short Position 1,874 GBP 26.3200
USD 0.54945 ordinary TRS Increasing Short Position 1,211 GBP 26.3250
USD 0.54945 ordinary TRS Increasing Short Position 811 GBP 26.3300
USD 0.54945 ordinary TRS Increasing Short Position 640 GBP 26.3350
USD 0.54945 ordinary TRS Increasing Short Position 657 GBP 26.3400
USD 0.54945 ordinary TRS Increasing Short Position 341 GBP 26.3525
USD 0.54945 ordinary TRS Reducing Short Position 3,238 GBP 26.2900
USD 0.54945 ordinary TRS Increasing Short Position 30 GBP 26.2900
USD 0.54945 ordinary TRS Increasing Short Position 1,954 GBP 26.0968
USD 0.54945 ordinary TRS Increasing Short Position 212 GBP 26.1409
USD 0.54945 ordinary TRS Increasing Short Position 5,494 GBP 26.1438
USD 0.54945 ordinary TRS Increasing Short Position 1,863 GBP 26.1768
USD 0.54945 ordinary TRS Increasing Short Position 1,710 GBP 26.1800
USD 0.54945 ordinary TRS Reducing Short Position 82,325 GBP 26.2183
USD 0.54945 ordinary TRS Reducing Short Position 13,546 GBP 26.2200
USD 0.54945 ordinary TRS Increasing Short Position 249 GBP 26.1445
USD 0.54945 ordinary TRS Increasing Short Position 2,500 GBP 26.1648
USD 0.54945 ordinary TRS Increasing Short Position 7,880 GBP 26.1979
USD 0.54945 ordinary TRS Increasing Short Position 4,419 GBP 26.2009
USD 0.54945 ordinary TRS Increasing Short Position 379 GBP 26.2068
USD 0.54945 ordinary TRS Increasing Short Position 11,827 GBP 26.2271
USD 0.54945 ordinary TRS Increasing Short Position 11,123 GBP 26.2402
USD 0.54945 ordinary TRS Increasing Short Position 31,291 GBP 26.2437
USD 0.54945 ordinary TRS Increasing Short Position 376 GBP 26.2450
USD 0.54945 ordinary TRS Increasing Short Position 34,478 GBP 26.2452
USD 0.54945 ordinary TRS Increasing Short Position 13,035 GBP 26.2519
USD 0.54945 ordinary TRS Increasing Short Position 15,821 GBP 26.2555
USD 0.54945 ordinary TRS Increasing Short Position 364 GBP 26.2562
USD 0.54945 ordinary TRS Increasing Short Position 47,509 GBP 26.2587
USD 0.54945 ordinary TRS Increasing Short Position 10,526 GBP 26.2669
USD 0.54945 ordinary TRS Increasing Short Position 271 GBP 26.2823
USD 0.54945 ordinary TRS Reducing Short Position 47 GBP 26.0774
USD 0.54945 ordinary TRS Reducing Short Position 38 GBP 26.1074
USD 0.54945 ordinary TRS Reducing Short Position 664 GBP 26.2597
USD 0.54945 ordinary TRS Reducing Short Position 47,893 GBP 26.2874
USD 0.54945 ordinary TRS Increasing Short Position 1,753 GBP 26.1174
USD 0.54945 ordinary TRS Opening Short Position 119 GBP 26.2350
USD 0.54945 ordinary TRS Increasing Short Position 312 GBP 26.2900
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 17 May 2024
Contact name: Christopher Alexander Pollock
Telephone number: 02895 954 053
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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