REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

20/05/2024 10:45

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RNS Number : 0996P  Citigroup Global Markets Limited  20 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    17 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              686,034                     GBP 27.0100                           GBP 26.0750
 USD 0.54945 ordinary        Purchase          1,036,855                   GBP 27.0050                           GBP 26.1000

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        262                             GBP 26.1914
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        19                              GBP 26.1953
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        3,000                           GBP 26.1993
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,533                           GBP 26.2231
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        15,409                          GBP 26.2505
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,864                           GBP 26.2949
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        13,310                          GBP 26.3133
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,119                           GBP 26.4382
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,872                           GBP 26.4852
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        34,437                          GBP 26.4973
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        15,201                          GBP 26.5113
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,146                           GBP 26.5754
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        4,084                           GBP 26.6726
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,039                           GBP 26.6890
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        249                             GBP 26.7552
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        8,502                           GBP 26.7556
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        53,557                          GBP 26.7754
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        6,643                           GBP 26.7788
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,369                           GBP 26.7890
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        3,597                           GBP 26.7972
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          3,357                           GBP 26.2874
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          97                              GBP 26.2896
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          14,305                          GBP 26.3688
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          6,395                           GBP 26.7723
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          3,524                           GBP 26.7746
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,603                           GBP 26.7739
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        96                              GBP 26.7750
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        4                               GBP 26.7750
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          81                              GBP 26.7750

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          20 May 2024
 Contact name:                                                                Craig Watson
 Telephone number:                                                            02890 409 605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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