REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

21/05/2024 11:15

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RNS Number : 2983P  Citigroup Global Markets Limited  21 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    20 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              785,980                     GBP 616.0000                          GBP 26.2900
 USD 0.54945 ordinary        Purchase          151,481                     GBP 27.2194                           GBP 26.3150

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Closing Short Position                                                           1,258                           GBP 26.7989
 USD 0.54945 ordinary        TRS                  Closing Long Position                                                            170                             GBP 26.8450
 USD 0.54945 ordinary        TRS                  Closing Long Position                                                            10                              GBP 26.8750
 USD 0.54945 ordinary        TRS                  Closing Long Position                                                            135                             GBP 26.8800
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        839                             GBP 26.4557
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        16,852                          GBP 26.7187
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        2,681                           GBP 26.8004
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        120                             GBP 26.8004
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        58,775                          GBP 26.8067
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        5,016                           GBP 26.8194
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        30                              GBP 26.8753
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        540                             GBP 26.9126
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        5,880                           GBP 26.9535
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        438                             GBP 26.9877
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        13,322                          GBP 27.0041
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          108                             GBP 26.6273
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          881                             GBP 26.7967
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          11,487                          GBP 26.8029
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          2,642                           GBP 26.8361
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          111                             GBP 26.8373
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          9                               GBP 26.8398
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          308                             GBP 26.8490
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          159                             GBP 26.8498
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          72                              GBP 26.8673
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          211                             GBP 26.9656
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        504                             GBP 26.8000
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          600,000                         GBP 616.0000
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        54                              GBP 26.8000

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          21 May 2024
 Contact name:                                                                Craig Watson
 Telephone number:                                                            02890 409 605

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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