REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
22/05/2024 09:00
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RNS Number : 4508P Citigroup Global Markets Limited 22 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Sale 312,145 GBP 34.2137 GBP 26.4950
USD 0.54945 ordinary Purchase 280,906 GBP 34.1967 GBP 26.5400
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Increasing Short Position 448 GBP 26.8700
USD 0.54945 ordinary TRS Reducing Short Position 303 GBP 26.6150
USD 0.54945 ordinary TRS Reducing Short Position 331 GBP 26.6225
USD 0.54945 ordinary TRS Reducing Short Position 121 GBP 26.6450
USD 0.54945 ordinary TRS Reducing Short Position 326 GBP 26.6500
USD 0.54945 ordinary TRS Reducing Short Position 124 GBP 26.6550
USD 0.54945 ordinary TRS Reducing Short Position 171 GBP 26.6900
USD 0.54945 ordinary TRS Reducing Short Position 99 GBP 26.6950
USD 0.54945 ordinary TRS Reducing Short Position 121 GBP 26.7000
USD 0.54945 ordinary TRS Reducing Short Position 232 GBP 26.7050
USD 0.54945 ordinary TRS Reducing Short Position 133 GBP 26.7250
USD 0.54945 ordinary TRS Reducing Short Position 225 GBP 26.7300
USD 0.54945 ordinary TRS Reducing Short Position 220 GBP 26.7400
USD 0.54945 ordinary TRS Reducing Short Position 433 GBP 26.7450
USD 0.54945 ordinary TRS Reducing Short Position 214 GBP 26.7500
USD 0.54945 ordinary TRS Increasing Short Position 15,225 GBP 26.5963
USD 0.54945 ordinary TRS Increasing Short Position 147 GBP 26.6114
USD 0.54945 ordinary TRS Increasing Short Position 211 GBP 26.6388
USD 0.54945 ordinary TRS Increasing Short Position 23,228 GBP 26.6644
USD 0.54945 ordinary TRS Increasing Short Position 8,330 GBP 26.6897
USD 0.54945 ordinary TRS Increasing Short Position 9,549 GBP 26.7398
USD 0.54945 ordinary TRS Increasing Short Position 27 GBP 26.8541
USD 0.54945 ordinary TRS Increasing Short Position 2,015 GBP 26.8704
USD 0.54945 ordinary TRS Increasing Short Position 6,583 GBP 26.8851
USD 0.54945 ordinary TRS Reducing Short Position 349 GBP 26.6628
USD 0.54945 ordinary TRS Reducing Short Position 5,294 GBP 26.7453
USD 0.54945 ordinary TRS Reducing Short Position 1,107 GBP 26.7976
USD 0.54945 ordinary TRS Reducing Short Position 7,374 GBP 26.8673
USD 0.54945 ordinary TRS Reducing Short Position 23,796 GBP 26.8700
USD 0.54945 ordinary TRS Reducing Short Position 662 GBP 26.8851
USD 0.54945 ordinary TRS Increasing Short Position 58 GBP 26.7250
USD 0.54945 ordinary TRS Increasing Short Position 101 GBP 26.7500
USD 0.54945 ordinary TRS Increasing Short Position 152 GBP 26.7550
USD 0.54945 ordinary TRS Increasing Long Position 813 GBP 26.8700
USD 0.54945 ordinary TRS Increasing Short Position 24 GBP 26.7200
USD 0.54945 ordinary TRS Increasing Short Position 81 GBP 26.7325
USD 0.54945 ordinary TRS Increasing Short Position 126 GBP 26.7350
USD 0.54945 ordinary TRS Increasing Short Position 161 GBP 26.7400
USD 0.54945 ordinary TRS Increasing Short Position 69 GBP 26.7550
USD 0.54945 ordinary TRS Increasing Short Position 191 GBP 26.7600
USD 0.54945 ordinary TRS Reducing Short Position 28 GBP 26.8700
USD 0.54945 ordinary TRS Reducing Short Position 9,452 GBP 26.8060
USD 0.54945 ordinary TRS Reducing Short Position 4,537 GBP 26.8430
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 22 May 2024
Contact name: Craig Watson
Telephone number: 02890 409 605
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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