REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)

Anglo AmericanAnnouncement

29/05/2024 09:30

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RNS Number : 2608Q  Citigroup Global Markets Limited  29 May 2024

 

AVS: 569853

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 (a) Name of exempt principal trader:                                            Citigroup Global Markets Limited
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

  Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        BHP Group Limited
 connected:
 (d) Date dealing undertaken:                                                    28 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    BHP Group Limited
 making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received
 USD 0.54945 ordinary        Sale              233                         ZAR 606.6760                          ZAR 606.6760
 USD 0.54945 ordinary        Purchase          233                         ZAR 606.6760                          ZAR 606.6760
 USD 0.54945 ordinary        Sale              1,217,574                   GBP 26.3300                           GBP 22.1000
 USD 0.54945 ordinary        Purchase          422,814                     GBP 26.3300                           GBP 25.5800

 

(b) Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                                Number of reference securities  Price per unit

                              e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        408                             GBP 25.5972
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        35                              GBP 25.5976
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        563                             GBP 25.6061
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        12,911                          GBP 25.6112
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        1,098                           GBP 25.6173
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        62,335                          GBP 25.6276
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        4,184                           GBP 25.6504
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        449                             GBP 25.7796
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        234,527                         GBP 25.7894
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        11,082                          GBP 25.8132
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        23,011                          GBP 25.8623
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        15,998                          GBP 25.8886
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          7,024                           GBP 25.5822
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          193                             GBP 25.9118
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          4,759                           GBP 25.9147
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          2,035                           GBP 25.9193
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          148                             GBP 25.9797
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,774                           GBP 25.9803
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,637                           GBP 25.9950
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          167                             GBP 26.0325
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          14,128                          GBP 26.0346
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,125,000                       GBP 26.0000
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        145                             GBP 25.8600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        160                             GBP 25.8700
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        217                             GBP 25.8750
 USD 0.54945 ordinary        TRS                  Reducing Short Position                                                          1,890                           GBP 22.1000
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        100                             GBP 25.8400
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        268                             GBP 25.8450
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        65                              GBP 25.7400
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        113                             GBP 25.7500
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        135                             GBP 25.7600
 USD 0.54945 ordinary        TRS                  Increasing Short Position                                                        191                             GBP 25.5800

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

 Class of relevant security  Product description  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                             Expiry date  Option money paid/ received per unit

                              e.g. call option                                                                                                                        e.g. American, European etc.

 

(ii) Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                              e.g. call option

 

(d) Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing                 Details  Price per unit (if applicable)

                              e.g. subscription, conversion

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

  Irrevocable commitments and letters of intent should not be included. If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b) Agreements, arrangements or understandings relating to options or
derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i) the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

  If there are no such agreements, arrangements or understandings, state
 "none"
 None

 

 Date of disclosure:                                                          29 May 2024
 Contact name:                                                                Cathal McKenna
 Telephone number:                                                            02890 409 544

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.

 

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

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