REG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
30/05/2024 09:30
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RNS Number : 4440Q Citigroup Global Markets Limited 30 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 29 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Sale 7,750 USD 15.9360 USD 15.7401
ADR Purchase 7,750 USD 15.9360 USD 15.7401
USD 0.54945 ordinary Sale 869,749 GBP 31.5326 GBP 23.8000
USD 0.54945 ordinary Purchase 1,164,956 GBP 31.3804 GBP 24.5100
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary TRS Reducing Short Position 444 GBP 24.9400
USD 0.54945 ordinary TRS Reducing Short Position 302 GBP 24.9450
USD 0.54945 ordinary TRS Reducing Short Position 281 GBP 24.9500
USD 0.54945 ordinary TRS Reducing Short Position 351 GBP 24.9600
USD 0.54945 ordinary TRS Reducing Short Position 322 GBP 24.9625
USD 0.54945 ordinary TRS Reducing Short Position 856 GBP 24.9650
USD 0.54945 ordinary TRS Reducing Short Position 991 GBP 24.9700
USD 0.54945 ordinary TRS Reducing Short Position 551 GBP 24.9750
USD 0.54945 ordinary TRS Reducing Short Position 16 GBP 24.9775
USD 0.54945 ordinary TRS Reducing Short Position 413 GBP 24.9800
USD 0.54945 ordinary TRS Reducing Short Position 1,573 GBP 24.9850
USD 0.54945 ordinary TRS Reducing Short Position 227 GBP 24.9875
USD 0.54945 ordinary TRS Reducing Short Position 824 GBP 24.9900
USD 0.54945 ordinary TRS Reducing Short Position 40 GBP 24.9925
USD 0.54945 ordinary TRS Reducing Short Position 1,823 GBP 24.9950
USD 0.54945 ordinary TRS Reducing Short Position 245 GBP 24.9975
USD 0.54945 ordinary TRS Reducing Short Position 2,151 GBP 25.0000
USD 0.54945 ordinary TRS Reducing Short Position 119 GBP 25.0025
USD 0.54945 ordinary TRS Reducing Short Position 2,302 GBP 25.0050
USD 0.54945 ordinary TRS Reducing Short Position 57 GBP 25.0075
USD 0.54945 ordinary TRS Reducing Short Position 1,735 GBP 25.0100
USD 0.54945 ordinary TRS Reducing Short Position 55 GBP 25.0125
USD 0.54945 ordinary TRS Reducing Short Position 1,288 GBP 25.0150
USD 0.54945 ordinary TRS Reducing Short Position 2,240 GBP 25.0200
USD 0.54945 ordinary TRS Reducing Short Position 129 GBP 25.0225
USD 0.54945 ordinary TRS Reducing Short Position 1,459 GBP 25.0250
USD 0.54945 ordinary TRS Reducing Short Position 1,213 GBP 25.0300
USD 0.54945 ordinary TRS Reducing Short Position 67 GBP 25.0325
USD 0.54945 ordinary TRS Reducing Short Position 1,500 GBP 25.0350
USD 0.54945 ordinary TRS Reducing Short Position 45 GBP 25.0375
USD 0.54945 ordinary TRS Reducing Short Position 518 GBP 25.0400
USD 0.54945 ordinary TRS Reducing Short Position 18 GBP 25.0425
USD 0.54945 ordinary TRS Reducing Short Position 647 GBP 25.0450
USD 0.54945 ordinary TRS Reducing Short Position 27 GBP 25.0475
USD 0.54945 ordinary TRS Reducing Short Position 268 GBP 25.0500
USD 0.54945 ordinary TRS Reducing Short Position 70 GBP 25.0525
USD 0.54945 ordinary TRS Reducing Short Position 1,288 GBP 25.0550
USD 0.54945 ordinary TRS Reducing Short Position 29 GBP 25.0575
USD 0.54945 ordinary TRS Reducing Short Position 967 GBP 25.0600
USD 0.54945 ordinary TRS Reducing Short Position 544 GBP 25.0650
USD 0.54945 ordinary TRS Reducing Short Position 384 GBP 25.0675
USD 0.54945 ordinary TRS Reducing Short Position 102 GBP 25.0700
USD 0.54945 ordinary TRS Reducing Short Position 57 GBP 25.0725
USD 0.54945 ordinary TRS Reducing Short Position 1,420 GBP 25.0750
USD 0.54945 ordinary TRS Reducing Short Position 81 GBP 25.0775
USD 0.54945 ordinary TRS Reducing Short Position 753 GBP 25.0800
USD 0.54945 ordinary TRS Reducing Short Position 64 GBP 25.0825
USD 0.54945 ordinary TRS Reducing Short Position 933 GBP 25.0850
USD 0.54945 ordinary TRS Reducing Short Position 168 GBP 25.0875
USD 0.54945 ordinary TRS Reducing Short Position 1,637 GBP 25.0900
USD 0.54945 ordinary TRS Reducing Short Position 2,053 GBP 25.0950
USD 0.54945 ordinary TRS Reducing Short Position 14 GBP 25.0975
USD 0.54945 ordinary TRS Reducing Short Position 1,349 GBP 25.1000
USD 0.54945 ordinary TRS Reducing Short Position 160 GBP 25.1025
USD 0.54945 ordinary TRS Reducing Short Position 1,153 GBP 25.1050
USD 0.54945 ordinary TRS Reducing Short Position 60 GBP 25.1075
USD 0.54945 ordinary TRS Reducing Short Position 2,385 GBP 25.1100
USD 0.54945 ordinary TRS Reducing Short Position 86 GBP 25.1125
USD 0.54945 ordinary TRS Reducing Short Position 935 GBP 25.1150
USD 0.54945 ordinary TRS Reducing Short Position 88 GBP 25.1175
USD 0.54945 ordinary TRS Reducing Short Position 1,678 GBP 25.1200
USD 0.54945 ordinary TRS Reducing Short Position 56 GBP 25.1225
USD 0.54945 ordinary TRS Reducing Short Position 956 GBP 25.1250
USD 0.54945 ordinary TRS Reducing Short Position 125 GBP 25.1275
USD 0.54945 ordinary TRS Reducing Short Position 1,198 GBP 25.1300
USD 0.54945 ordinary TRS Reducing Short Position 29 GBP 25.1325
USD 0.54945 ordinary TRS Reducing Short Position 893 GBP 25.1350
USD 0.54945 ordinary TRS Reducing Short Position 99 GBP 25.1375
USD 0.54945 ordinary TRS Reducing Short Position 1,477 GBP 25.1400
USD 0.54945 ordinary TRS Reducing Short Position 141 GBP 25.1425
USD 0.54945 ordinary TRS Reducing Short Position 1,182 GBP 25.1450
USD 0.54945 ordinary TRS Reducing Short Position 76 GBP 25.1475
USD 0.54945 ordinary TRS Reducing Short Position 1,475 GBP 25.1500
USD 0.54945 ordinary TRS Reducing Short Position 22 GBP 25.1525
USD 0.54945 ordinary TRS Reducing Short Position 707 GBP 25.1550
USD 0.54945 ordinary TRS Reducing Short Position 60 GBP 25.1575
USD 0.54945 ordinary TRS Reducing Short Position 1,745 GBP 25.1600
USD 0.54945 ordinary TRS Reducing Short Position 1,165 GBP 25.1650
USD 0.54945 ordinary TRS Reducing Short Position 14 GBP 25.1675
USD 0.54945 ordinary TRS Reducing Short Position 641 GBP 25.1700
USD 0.54945 ordinary TRS Reducing Short Position 1,365 GBP 25.1750
USD 0.54945 ordinary TRS Reducing Short Position 41 GBP 25.1775
USD 0.54945 ordinary TRS Reducing Short Position 1,224 GBP 25.1800
USD 0.54945 ordinary TRS Reducing Short Position 52 GBP 25.1825
USD 0.54945 ordinary TRS Reducing Short Position 986 GBP 25.1850
USD 0.54945 ordinary TRS Reducing Short Position 616 GBP 25.1900
USD 0.54945 ordinary TRS Reducing Short Position 716 GBP 25.1950
USD 0.54945 ordinary TRS Reducing Short Position 38 GBP 25.1975
USD 0.54945 ordinary TRS Reducing Short Position 80 GBP 25.2000
USD 0.54945 ordinary TRS Reducing Short Position 42 GBP 25.2025
USD 0.54945 ordinary TRS Reducing Short Position 839 GBP 25.2050
USD 0.54945 ordinary TRS Reducing Short Position 15 GBP 25.2075
USD 0.54945 ordinary TRS Reducing Short Position 567 GBP 25.2100
USD 0.54945 ordinary TRS Reducing Short Position 53 GBP 25.2125
USD 0.54945 ordinary TRS Reducing Short Position 492 GBP 25.2150
USD 0.54945 ordinary TRS Reducing Short Position 13 GBP 25.2175
USD 0.54945 ordinary TRS Reducing Short Position 328 GBP 25.2200
USD 0.54945 ordinary TRS Reducing Short Position 15 GBP 25.2225
USD 0.54945 ordinary TRS Reducing Short Position 933 GBP 25.2250
USD 0.54945 ordinary TRS Reducing Short Position 269 GBP 25.2275
USD 0.54945 ordinary TRS Reducing Short Position 284 GBP 25.2300
USD 0.54945 ordinary TRS Reducing Short Position 35 GBP 25.2325
USD 0.54945 ordinary TRS Reducing Short Position 179 GBP 25.2350
USD 0.54945 ordinary TRS Reducing Short Position 400 GBP 25.2400
USD 0.54945 ordinary TRS Reducing Short Position 109 GBP 25.2425
USD 0.54945 ordinary TRS Reducing Short Position 46 GBP 25.2450
USD 0.54945 ordinary TRS Reducing Short Position 218 GBP 25.2500
USD 0.54945 ordinary TRS Reducing Short Position 411 GBP 25.2550
USD 0.54945 ordinary TRS Reducing Short Position 485 GBP 25.2600
USD 0.54945 ordinary TRS Reducing Short Position 12 GBP 25.2625
USD 0.54945 ordinary TRS Reducing Short Position 290 GBP 25.2650
USD 0.54945 ordinary TRS Reducing Short Position 72 GBP 25.2675
USD 0.54945 ordinary TRS Reducing Short Position 807 GBP 25.2700
USD 0.54945 ordinary TRS Reducing Short Position 975 GBP 25.2750
USD 0.54945 ordinary TRS Reducing Short Position 230 GBP 25.2850
USD 0.54945 ordinary TRS Reducing Short Position 29 GBP 25.2875
USD 0.54945 ordinary TRS Reducing Short Position 50 GBP 25.2925
USD 0.54945 ordinary TRS Reducing Short Position 191 GBP 25.2950
USD 0.54945 ordinary TRS Reducing Short Position 15 GBP 25.2975
USD 0.54945 ordinary TRS Reducing Short Position 648 GBP 25.3000
USD 0.54945 ordinary TRS Reducing Short Position 258 GBP 25.3050
USD 0.54945 ordinary TRS Reducing Short Position 33 GBP 24.8000
USD 0.54945 ordinary TRS Reducing Short Position 5 GBP 24.8000
USD 0.54945 ordinary TRS Increasing Short Position 1,840 GBP 24.5985
USD 0.54945 ordinary TRS Increasing Short Position 10,627 GBP 25.0402
USD 0.54945 ordinary TRS Increasing Short Position 212 GBP 25.1100
USD 0.54945 ordinary TRS Increasing Short Position 3,736 GBP 25.1217
USD 0.54945 ordinary TRS Increasing Short Position 386 GBP 25.1475
USD 0.54945 ordinary TRS Increasing Short Position 1,547 GBP 25.1738
USD 0.54945 ordinary TRS Increasing Short Position 20 GBP 25.2150
USD 0.54945 ordinary TRS Increasing Short Position 4,425 GBP 25.2508
USD 0.54945 ordinary TRS Increasing Short Position 11,427 GBP 25.3519
USD 0.54945 ordinary TRS Reducing Short Position 51,194 GBP 24.6696
USD 0.54945 ordinary TRS Reducing Short Position 13,297 GBP 24.7743
USD 0.54945 ordinary TRS Reducing Short Position 19 GBP 24.7853
USD 0.54945 ordinary TRS Reducing Short Position 5,583 GBP 24.7996
USD 0.54945 ordinary TRS Reducing Short Position 25,738 GBP 24.8722
USD 0.54945 ordinary TRS Reducing Short Position 1,632 GBP 24.9774
USD 0.54945 ordinary TRS Reducing Short Position 5,000 GBP 25.0758
USD 0.54945 ordinary TRS Reducing Short Position 16,906 GBP 25.0858
USD 0.54945 ordinary TRS Reducing Short Position 8,500 GBP 25.1477
USD 0.54945 ordinary TRS Reducing Short Position 10,539 GBP 25.2011
USD 0.54945 ordinary TRS Reducing Short Position 10,617 GBP 25.2766
USD 0.54945 ordinary TRS Reducing Short Position 7 GBP 24.8000
USD 0.54945 ordinary TRS Increasing Short Position 4 GBP 24.8000
USD 0.54945 ordinary TRS Reducing Short Position 16 GBP 24.8000
USD 0.54945 ordinary TRS Increasing Short Position 469,172 GBP 31.3804
USD 0.54945 ordinary TRS Increasing Short Position 50,000 GBP 25.2226
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. call option e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None
Date of disclosure: 30 May 2024
Contact name: Cathal McKenna
Telephone number: 02890 409 544
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available
for consultation in relation to the Codes dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.
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