REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American PLC

Anglo AmericanAnnouncement

14/05/2024 12:00

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RNS Number : 3819O  GoldmanSachs International  14 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  ANGLO AMERICAN PLC
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        ANGLO AMERICAN PLC
 connected:
 (d) Date dealing undertaken:                                                    13 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - disclosed previously for BHP GROUP LIMITED
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        Purchases         845,092                     28.1000 GBP                           27.0700 GBP
 USD 0.54945 ordinary        Sales             1,544,025                   28.1000 GBP                           26.9450 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      64,005                          27.0659 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      87,264                          27.0659 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      271                             27.0689 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       286                             27.0722 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       815                             27.0722 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       2,824                           27.0727 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      117,000                         27.1029 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      46,687                          27.1163 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      246,955                         27.1163 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       260                             27.2193 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      1,925                           27.2262 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      4,241                           27.2530 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      28,780                          27.2530 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       51,053                          27.2934 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      4,753                           27.3566 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       1,411                           27.3719 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       521                             27.3804 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       10,626                          27.4403 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       49,998                          27.5202 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      56                              27.5682 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      50                              27.5683 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      956                             27.5683 GBP
 USD 0.54945 ordinary        CFD                  Opening a long position                                                        705                             27.5906 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      1,612                           27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      220                             27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      63                              27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      69                              27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      1,184                           27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      194                             27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      84                              27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      95                              27.6045 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       28,759                          27.6917 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      6,037                           27.7084 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     561                             27.7098 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     1,420                           27.8394 GBP
 USD 0.54945 ordinary        SWAP                 Increasing a long position                                                     30,603                          27.5696 GBP
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       387                             27.7082 GBP
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       186                             633.3367 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 USD 0.54945 ordinary        Call Option          Exercising                      11,273                25.2329 GBP

 

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  14 May 2024
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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