REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American PLC
15/05/2024 11:45
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RNS Number : 5644O GoldmanSachs International 15 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 1,635,359 27.4500 GBP 25.9825 GBP
USD 0.54945 ordinary Sales 1,596,856 27.4500 GBP 25.9850 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Opening a short position 7,390 26.0805 GBP
USD 0.54945 ordinary CFD Reducing a short position 7,107 26.0992 GBP
USD 0.54945 ordinary CFD Opening a short position 13,205 26.1240 GBP
USD 0.54945 ordinary CFD Increasing a short position 75,000 26.1431 GBP
USD 0.54945 ordinary CFD Reducing a short position 29,418 26.1492 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,335 26.1492 GBP
USD 0.54945 ordinary CFD Opening a short position 287 26.1723 GBP
USD 0.54945 ordinary CFD Reducing a long position 814 26.1723 GBP
USD 0.54945 ordinary CFD Reducing a long position 11,475 26.1789 GBP
USD 0.54945 ordinary CFD Reducing a long position 426 26.1800 GBP
USD 0.54945 ordinary CFD Opening a short position 1 26.1800 GBP
USD 0.54945 ordinary CFD Reducing a short position 13,417 26.1868 GBP
USD 0.54945 ordinary CFD Opening a long position 35,167 26.1868 GBP
USD 0.54945 ordinary CFD Reducing a short position 69,894 26.1868 GBP
USD 0.54945 ordinary CFD Opening a long position 187,092 26.1868 GBP
USD 0.54945 ordinary CFD Opening a short position 39,621 26.1884 GBP
USD 0.54945 ordinary CFD Reducing a long position 1,161 26.1971 GBP
USD 0.54945 ordinary CFD Reducing a long position 6,917 26.1976 GBP
USD 0.54945 ordinary CFD Opening a short position 60,900 26.2016 GBP
USD 0.54945 ordinary CFD Reducing a short position 64,936 26.2083 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,795 26.3056 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,256 26.3057 GBP
USD 0.54945 ordinary CFD Reducing a short position 328 26.3060 GBP
USD 0.54945 ordinary CFD Increasing a short position 19,500 26.3206 GBP
USD 0.54945 ordinary CFD Opening a short position 1,582 26.3269 GBP
USD 0.54945 ordinary CFD Opening a short position 82 26.3269 GBP
USD 0.54945 ordinary CFD Opening a short position 196 26.3269 GBP
USD 0.54945 ordinary CFD Opening a short position 93 26.3269 GBP
USD 0.54945 ordinary CFD Increasing a short position 39,000 26.3327 GBP
USD 0.54945 ordinary CFD Increasing a long position 2,438 26.3601 GBP
USD 0.54945 ordinary CFD Reducing a short position 89 26.4082 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.4082 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,721 26.4083 GBP
USD 0.54945 ordinary CFD Reducing a short position 18 26.4083 GBP
USD 0.54945 ordinary CFD Reducing a short position 97 26.4083 GBP
USD 0.54945 ordinary CFD Reducing a short position 2 26.4083 GBP
USD 0.54945 ordinary CFD Reducing a short position 168 26.4083 GBP
USD 0.54945 ordinary CFD Reducing a short position 48 26.4083 GBP
USD 0.54945 ordinary CFD Opening a short position 15,000 26.4756 GBP
USD 0.54945 ordinary CFD Reducing a short position 63,856 26.7626 GBP
USD 0.54945 ordinary CFD Opening a short position 13,004 26.7899 GBP
USD 0.54945 ordinary CFD Opening a short position 88,253 26.7899 GBP
USD 0.54945 ordinary CFD Reducing a short position 3 26.9446 GBP
USD 0.54945 ordinary CFD Increasing a short position 19,500 27.0047 GBP
USD 0.54945 ordinary CFD Opening a short position 1,343 27.0517 GBP
USD 0.54945 ordinary CFD Opening a short position 1,202 27.0517 GBP
USD 0.54945 ordinary CFD Opening a short position 22,930 27.0517 GBP
USD 0.54945 ordinary CFD Opening a short position 2,840 27.0517 GBP
USD 0.54945 ordinary CFD Increasing a short position 39,000 27.0538 GBP
USD 0.54945 ordinary CFD Reducing a short position 54,130 27.0806 GBP
USD 0.54945 ordinary CFD Opening a short position 7,107 27.4533 GBP
USD 0.54945 ordinary SWAP Reducing a long position 2,428 26.3940 GBP
USD 0.54945 ordinary SWAP Increasing a long position 2,816 27.0909 GBP
USD 0.54945 ordinary SWAP Increasing a long position 985 614.6029 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
USD 0.54945 ordinary Call Option Exercising 6,528 24.2936 GBP
USD 0.54945 ordinary Call Option Exercising 29,651 22.8640 GBP
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 15 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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