REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American PLC

Anglo AmericanAnnouncement

29/05/2024 11:30

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RNS Number : 2919Q  GoldmanSachs International  29 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  ANGLO AMERICAN PLC
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        ANGLO AMERICAN PLC
 connected:
 (d) Date dealing undertaken:                                                    28 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - disclosed previously for BHP GROUP LIMITED
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        Purchases         870,456                     26.3300 GBP                           25.5650 GBP

6,692
605.0499 ZAR
605.0499 ZAR
 USD 0.54945 ordinary        Sales             282,828                     26.3300 GBP                           25.5775 GBP

6,692
605.0499 ZAR
605.0499 ZAR

43,286
32.7868 USD
32.7868 USD

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       5,191                           25.5826 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       3                               25.5831 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       383                             25.5831 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       213                             25.5937 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       152,754                         25.6099 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       28,277                          25.6171 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       44,369                          25.6171 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    1,667                           25.6651 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       344                             25.6932 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       6,400                           25.7548 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       200                             25.7548 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    1,111                           25.8983 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    16,000                          25.9362 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       1,666                           25.9901 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    5,557                           26.0515 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     1,896                           26.0571 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       56,548                          26.0882 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       9,843                           26.0916 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     1                               26.3268 GBP
 USD 0.54945 ordinary        CFD                  Opening a long position                                                        6,904                           32.7868 USD
 USD 0.54945 ordinary        CFD                  Opening a long position                                                        36,382                          32.7868 USD
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       1,295                           25.7952 GBP
 USD 0.54945 ordinary        SWAP                 Reducing a short position                                                      47,390                          603.9186 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  29 May 2024
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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