REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - ANGLO AMERICAN
03/05/2024 10:45
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RNS Number : 1865N GoldmanSachs International 03 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 591,425 26.6150 GBP 25.8950 GBP
7
610.0200 ZAR
610.0200 ZAR
USD 0.54945 ordinary Sales 595,392 26.6150 GBP 24.6835 GBP
7
610.0200 ZAR
610.0200 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 3 25.9198 GBP
USD 0.54945 ordinary CFD Reducing a short position 3 25.9198 GBP
USD 0.54945 ordinary CFD Reducing a short position 33 25.9564 GBP
USD 0.54945 ordinary CFD Reducing a short position 15 25.9684 GBP
USD 0.54945 ordinary CFD Reducing a short position 106 25.9785 GBP
USD 0.54945 ordinary CFD Reducing a short position 106 25.9833 GBP
USD 0.54945 ordinary CFD Increasing a long position 704 25.9899 GBP
USD 0.54945 ordinary CFD Reducing a short position 296 26.0032 GBP
USD 0.54945 ordinary CFD Reducing a short position 321 26.0233 GBP
USD 0.54945 ordinary CFD Reducing a short position 21 26.0255 GBP
USD 0.54945 ordinary CFD Reducing a short position 58 26.0258 GBP
USD 0.54945 ordinary CFD Reducing a short position 188 26.0283 GBP
USD 0.54945 ordinary CFD Reducing a short position 158 26.0604 GBP
USD 0.54945 ordinary CFD Reducing a short position 692 26.0607 GBP
USD 0.54945 ordinary CFD Reducing a short position 32 26.0983 GBP
USD 0.54945 ordinary CFD Reducing a short position 637 26.1118 GBP
USD 0.54945 ordinary CFD Reducing a short position 162 26.1169 GBP
USD 0.54945 ordinary CFD Opening a long position 226 26.1169 GBP
USD 0.54945 ordinary CFD Increasing a long position 734 26.1170 GBP
USD 0.54945 ordinary CFD Reducing a short position 8 26.1422 GBP
USD 0.54945 ordinary CFD Reducing a short position 115 26.1733 GBP
USD 0.54945 ordinary CFD Reducing a short position 206 26.1733 GBP
USD 0.54945 ordinary CFD Reducing a short position 9,866 26.1814 GBP
USD 0.54945 ordinary CFD Reducing a short position 315 26.1814 GBP
USD 0.54945 ordinary CFD Reducing a short position 10 26.1814 GBP
USD 0.54945 ordinary CFD Reducing a short position 526 26.1938 GBP
USD 0.54945 ordinary CFD Reducing a short position 14,786 26.1997 GBP
USD 0.54945 ordinary CFD Reducing a short position 5,136 26.1997 GBP
USD 0.54945 ordinary CFD Reducing a short position 437 26.1997 GBP
USD 0.54945 ordinary CFD Reducing a short position 164 26.1997 GBP
USD 0.54945 ordinary CFD Increasing a long position 392 26.2056 GBP
USD 0.54945 ordinary CFD Reducing a short position 385 26.2090 GBP
USD 0.54945 ordinary CFD Reducing a short position 378 26.2090 GBP
USD 0.54945 ordinary CFD Reducing a short position 99 26.2233 GBP
USD 0.54945 ordinary CFD Reducing a short position 235 26.2583 GBP
USD 0.54945 ordinary CFD Reducing a short position 49 26.2600 GBP
USD 0.54945 ordinary CFD Reducing a short position 235 26.2603 GBP
USD 0.54945 ordinary CFD Reducing a short position 48 26.2628 GBP
USD 0.54945 ordinary CFD Opening a long position 4,227 26.2881 GBP
USD 0.54945 ordinary CFD Reducing a short position 9 26.2939 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,607 26.3033 GBP
USD 0.54945 ordinary CFD Reducing a short position 5 26.3234 GBP
USD 0.54945 ordinary CFD Reducing a short position 575 26.3505 GBP
USD 0.54945 ordinary CFD Reducing a short position 9 26.3575 GBP
USD 0.54945 ordinary CFD Reducing a short position 128 26.3614 GBP
USD 0.54945 ordinary CFD Reducing a short position 162 26.3685 GBP
USD 0.54945 ordinary CFD Reducing a short position 137 26.3685 GBP
USD 0.54945 ordinary CFD Reducing a long position 4,780 26.4053 GBP
USD 0.54945 ordinary CFD Reducing a short position 96 26.4484 GBP
USD 0.54945 ordinary CFD Reducing a short position 194 26.4683 GBP
USD 0.54945 ordinary CFD Increasing a long position 786 26.4714 GBP
USD 0.54945 ordinary CFD Reducing a long position 177 26.4941 GBP
USD 0.54945 ordinary CFD Reducing a short position 3 26.5337 GBP
USD 0.54945 ordinary CFD Reducing a short position 3 26.5337 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.5371 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.5371 GBP
USD 0.54945 ordinary CFD Reducing a short position 17 26.5403 GBP
USD 0.54945 ordinary CFD Reducing a short position 18 26.5414 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.5459 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.5749 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.5749 GBP
USD 0.54945 ordinary CFD Reducing a short position 578 26.5871 GBP
USD 0.54945 ordinary CFD Opening a long position 435 26.5871 GBP
USD 0.54945 ordinary CFD Reducing a short position 15,118 26.5948 GBP
USD 0.54945 ordinary CFD Reducing a short position 5,262 26.5948 GBP
USD 0.54945 ordinary CFD Reducing a short position 456 26.5948 GBP
USD 0.54945 ordinary CFD Reducing a short position 172 26.5948 GBP
USD 0.54945 ordinary CFD Increasing a short position 4,869 26.6058 GBP
USD 0.54945 ordinary CFD Increasing a long position 22,040 26.6123 GBP
USD 0.54945 ordinary CFD Reducing a short position 126 26.6145 GBP
USD 0.54945 ordinary CFD Reducing a short position 126 26.6145 GBP
USD 0.54945 ordinary CFD Increasing a short position 7,285 26.6150 GBP
USD 0.54945 ordinary CFD Opening a short position 2,172 26.6150 GBP
USD 0.54945 ordinary CFD Reducing a long position 1,409 26.6150 GBP
USD 0.54945 ordinary CFD Reducing a long position 1,433 26.6150 GBP
USD 0.54945 ordinary CFD Increasing a short position 4,869 26.6177 GBP
USD 0.54945 ordinary CFD Reducing a short position 10,106 32.8494 USD
USD 0.54945 ordinary CFD Reducing a short position 1,693 32.8494 USD
USD 0.54945 ordinary SWAP Reducing a long position 376 26.3136 GBP
USD 0.54945 ordinary SWAP Increasing a long position 1,505 26.4027 GBP
USD 0.54945 ordinary SWAP Increasing a long position 36,840 611.7688 ZAR
USD 0.54945 ordinary SWAP Reducing a long position 11,799 611.9754 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 03 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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