REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American
17/05/2024 12:00
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RNS Number : 9422O GoldmanSachs International 17 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 887,729 26.3800 GBP 26.0500 GBP
6,509
604.3311 ZAR
604.3311 ZAR
425
33.3100 USD
33.3100 USD
USD 0.54945 ordinary Sales 549,859 26.4000 GBP 25.9752 GBP
6,509
604.3311 ZAR
604.3311 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Opening a short position 14,000 26.1491 GBP
USD 0.54945 ordinary CFD Increasing a short position 52,244 26.1876 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.1886 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.1886 GBP
USD 0.54945 ordinary CFD Reducing a short position 13,280 26.1994 GBP
USD 0.54945 ordinary CFD Reducing a short position 64,000 26.1994 GBP
USD 0.54945 ordinary CFD Reducing a short position 14,543 26.1994 GBP
USD 0.54945 ordinary CFD Reducing a short position 11,585 26.1994 GBP
USD 0.54945 ordinary CFD Increasing a short position 20,211 26.2059 GBP
USD 0.54945 ordinary CFD Increasing a long position 574 26.2150 GBP
USD 0.54945 ordinary CFD Reducing a long position 34,439 26.2151 GBP
USD 0.54945 ordinary CFD Increasing a short position 15,900 26.2237 GBP
USD 0.54945 ordinary CFD Reducing a short position 12 26.2339 GBP
USD 0.54945 ordinary CFD Reducing a short position 11 26.2381 GBP
USD 0.54945 ordinary CFD Increasing a short position 20,271 26.2475 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.2580 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.2592 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.2592 GBP
USD 0.54945 ordinary CFD Opening a short position 892 26.2660 GBP
USD 0.54945 ordinary CFD Reducing a long position 479 26.2762 GBP
USD 0.54945 ordinary CFD Opening a short position 123 26.2818 GBP
USD 0.54945 ordinary CFD Reducing a long position 36 26.2818 GBP
USD 0.54945 ordinary CFD Opening a short position 33,035 26.2831 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,599 26.2889 GBP
USD 0.54945 ordinary CFD Reducing a short position 303 26.2889 GBP
USD 0.54945 ordinary CFD Reducing a short position 39 26.2895 GBP
USD 0.54945 ordinary CFD Reducing a short position 34 26.2895 GBP
USD 0.54945 ordinary CFD Reducing a short position 6 26.2895 GBP
USD 0.54945 ordinary CFD Reducing a long position 9,048 26.2926 GBP
USD 0.54945 ordinary CFD Increasing a short position 12,014 26.2939 GBP
USD 0.54945 ordinary CFD Opening a short position 60,084 26.3016 GBP
USD 0.54945 ordinary CFD Opening a long position 1,029 26.3286 GBP
USD 0.54945 ordinary CFD Reducing a short position 892 26.3286 GBP
USD 0.54945 ordinary SWAP Increasing a long position 179 26.3472 GBP
USD 0.54945 ordinary SWAP Reducing a short position 13,496 33.2855 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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