REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - ANGLO AMERICAN
20/05/2024 11:30
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RNS Number : 1162P GoldmanSachs International 20 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 3,571,393 27.0100 GBP 26.1000 GBP
3,390
620.7000 ZAR
620.7000 ZAR
USD 0.54945 ordinary Sales 3,138,023 26.9900 GBP 26.0950 GBP
9,875
34.0054 USD
33.9151 USD
3,390
620.7000 ZAR
620.7000 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a long position 1,837 26.1002 GBP
USD 0.54945 ordinary CFD Reducing a long position 6 26.1026 GBP
USD 0.54945 ordinary CFD Reducing a short position 6 26.1500 GBP
USD 0.54945 ordinary CFD Reducing a short position 5 26.1500 GBP
USD 0.54945 ordinary CFD Increasing a short position 5 26.1500 GBP
USD 0.54945 ordinary CFD Increasing a short position 4 26.1500 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.1500 GBP
USD 0.54945 ordinary CFD Reducing a short position 18,266 26.2539 GBP
USD 0.54945 ordinary CFD Opening a short position 38,923 26.2574 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,952 26.2956 GBP
USD 0.54945 ordinary CFD Opening a short position 1,102 26.3091 GBP
USD 0.54945 ordinary CFD Reducing a long position 129 26.3115 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,863 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 885 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 13,004 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 6,688 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 14,330 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 45,392 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,863 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 8,545 26.3445 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,720 26.3445 GBP
USD 0.54945 ordinary CFD Increasing a short position 13,900 26.4404 GBP
USD 0.54945 ordinary CFD Reducing a short position 52,111 26.4434 GBP
USD 0.54945 ordinary CFD Reducing a short position 68,691 26.4446 GBP
USD 0.54945 ordinary CFD Reducing a long position 4,467 26.4498 GBP
USD 0.54945 ordinary CFD Increasing a short position 109,286 26.5018 GBP
USD 0.54945 ordinary CFD Opening a short position 60,017 26.5062 GBP
USD 0.54945 ordinary CFD Reducing a short position 160,000 26.6007 GBP
USD 0.54945 ordinary CFD Increasing a short position 9 26.6111 GBP
USD 0.54945 ordinary CFD Increasing a short position 8 26.6111 GBP
USD 0.54945 ordinary CFD Reducing a short position 216 26.6865 GBP
USD 0.54945 ordinary CFD Reducing a short position 242 26.6865 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,131 26.6865 GBP
USD 0.54945 ordinary CFD Reducing a short position 516 26.6865 GBP
USD 0.54945 ordinary CFD Reducing a short position 39,415 26.6892 GBP
USD 0.54945 ordinary CFD Reducing a long position 140 26.7428 GBP
USD 0.54945 ordinary CFD Increasing a short position 528 26.7680 GBP
USD 0.54945 ordinary CFD Increasing a short position 33,901 26.7680 GBP
USD 0.54945 ordinary CFD Increasing a short position 418 26.7683 GBP
USD 0.54945 ordinary CFD Increasing a long position 5,752 26.7748 GBP
USD 0.54945 ordinary CFD Increasing a short position 17,461 26.7755 GBP
USD 0.54945 ordinary CFD Increasing a short position 10,286 26.7755 GBP
USD 0.54945 ordinary CFD Increasing a short position 45,429 26.7774 GBP
USD 0.54945 ordinary CFD Opening a short position 893 26.7782 GBP
USD 0.54945 ordinary CFD Reducing a long position 1,029 26.7782 GBP
USD 0.54945 ordinary CFD Increasing a short position 2,264 26.7896 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,216 26.7897 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,556 26.7909 GBP
USD 0.54945 ordinary CFD Increasing a short position 765 26.7910 GBP
USD 0.54945 ordinary CFD Opening a short position 50,000 26.8024 GBP
USD 0.54945 ordinary CFD Reducing a short position 123 26.8090 GBP
USD 0.54945 ordinary CFD Opening a long position 1,765 26.8090 GBP
USD 0.54945 ordinary CFD Opening a short position 15,494 26.8093 GBP
USD 0.54945 ordinary CFD Opening a short position 8,564 26.8094 GBP
USD 0.54945 ordinary CFD Reducing a short position 19,707 26.8146 GBP
USD 0.54945 ordinary CFD Increasing a short position 491 26.8192 GBP
USD 0.54945 ordinary CFD Increasing a short position 555 26.8193 GBP
USD 0.54945 ordinary CFD Increasing a short position 3,123 26.8352 GBP
USD 0.54945 ordinary CFD Increasing a short position 3,129 26.8353 GBP
USD 0.54945 ordinary CFD Increasing a short position 272 26.8365 GBP
USD 0.54945 ordinary CFD Increasing a short position 630 26.8366 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,631 26.8447 GBP
USD 0.54945 ordinary CFD Increasing a short position 2,783 26.8447 GBP
USD 0.54945 ordinary CFD Increasing a short position 127 26.9385 GBP
USD 0.54945 ordinary CFD Increasing a short position 113 26.9385 GBP
USD 0.54945 ordinary CFD Increasing a short position 75,000 26.9440 GBP
USD 0.54945 ordinary CFD Increasing a short position 38,707 26.9866 GBP
USD 0.54945 ordinary CFD Reducing a short position 39,415 27.0030 GBP
USD 0.54945 ordinary SWAP Reducing a long position 48 26.2550 GBP
USD 0.54945 ordinary SWAP Increasing a long position 2,679 26.7235 GBP
USD 0.54945 ordinary SWAP Increasing a short position 13,496 33.2854 USD
USD 0.54945 ordinary SWAP Increasing a short position 202,829 34.0347 USD
USD 0.54945 ordinary SWAP Reducing a short position 13,675 607.7610 ZAR
USD 0.54945 ordinary SWAP Increasing a short position 21,055 619.0308 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
USD 0.54945 ordinary Call Option / (1.00 : 1,000.00) Exercised Against 5 (5,000) 20.0000 GBP
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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