REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - ANGLO AMERICAN
23/05/2024 11:30
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RNS Number : 6767P GoldmanSachs International 23 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 2,827,762 27.3050 GBP 25.7500 GBP
USD 0.54945 ordinary Sales 3,966,047 27.3000 GBP 25.7200 GBP
10,000
34.3816 USD
34.3816 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 6,697 25.8340 GBP
USD 0.54945 ordinary CFD Reducing a short position 54,063 25.9462 GBP
USD 0.54945 ordinary CFD Opening a short position 158 26.0052 GBP
USD 0.54945 ordinary CFD Reducing a short position 14 26.1989 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,618 26.2295 GBP
USD 0.54945 ordinary CFD Reducing a short position 10,977 26.2295 GBP
USD 0.54945 ordinary CFD Reducing a short position 605 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 9,108 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 27,209 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,991 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 27,266 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 241 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 27,086 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 9,494 26.3018 GBP
USD 0.54945 ordinary CFD Reducing a short position 2 26.3110 GBP
USD 0.54945 ordinary CFD Reducing a short position 197 26.3184 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,812 26.3184 GBP
USD 0.54945 ordinary CFD Reducing a short position 253 26.3184 GBP
USD 0.54945 ordinary CFD Reducing a short position 601 26.3184 GBP
USD 0.54945 ordinary CFD Reducing a short position 38 26.3769 GBP
USD 0.54945 ordinary CFD Opening a short position 590 26.3782 GBP
USD 0.54945 ordinary CFD Reducing a short position 39 26.3997 GBP
USD 0.54945 ordinary CFD Reducing a short position 24 26.4032 GBP
USD 0.54945 ordinary CFD Opening a short position 66 26.4033 GBP
USD 0.54945 ordinary CFD Opening a short position 84 26.4033 GBP
USD 0.54945 ordinary CFD Opening a short position 1,588 26.4033 GBP
USD 0.54945 ordinary CFD Opening a short position 196 26.4033 GBP
USD 0.54945 ordinary CFD Reducing a short position 31,399 26.4053 GBP
USD 0.54945 ordinary CFD Reducing a short position 5,611 26.4136 GBP
USD 0.54945 ordinary CFD Reducing a short position 11,677 26.4136 GBP
USD 0.54945 ordinary CFD Reducing a short position 8,812 26.4136 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,109 26.4168 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,743 26.4172 GBP
USD 0.54945 ordinary CFD Reducing a short position 259 26.4216 GBP
USD 0.54945 ordinary CFD Reducing a short position 70,279 26.4497 GBP
USD 0.54945 ordinary CFD Reducing a short position 76,110 26.4497 GBP
USD 0.54945 ordinary CFD Reducing a short position 83 26.5075 GBP
USD 0.54945 ordinary CFD Reducing a short position 55 26.5083 GBP
USD 0.54945 ordinary CFD Reducing a short position 61 26.5253 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,230 26.5253 GBP
USD 0.54945 ordinary CFD Reducing a short position 770 26.5257 GBP
USD 0.54945 ordinary CFD Reducing a short position 147 26.5311 GBP
USD 0.54945 ordinary CFD Reducing a short position 45 26.5313 GBP
USD 0.54945 ordinary CFD Reducing a short position 3 26.5327 GBP
USD 0.54945 ordinary CFD Reducing a short position 7 26.5711 GBP
USD 0.54945 ordinary CFD Reducing a short position 204 26.5742 GBP
USD 0.54945 ordinary CFD Reducing a short position 89 26.5748 GBP
USD 0.54945 ordinary CFD Reducing a long position 950 26.5780 GBP
USD 0.54945 ordinary CFD Reducing a short position 13 26.5857 GBP
USD 0.54945 ordinary CFD Reducing a short position 111 26.5876 GBP
USD 0.54945 ordinary CFD Reducing a short position 499 26.5877 GBP
USD 0.54945 ordinary CFD Opening a short position 332 26.5919 GBP
USD 0.54945 ordinary CFD Opening a short position 786 26.5919 GBP
USD 0.54945 ordinary CFD Opening a short position 6,350 26.5919 GBP
USD 0.54945 ordinary CFD Opening a short position 262 26.5919 GBP
USD 0.54945 ordinary CFD Opening a long position 1,500 26.5920 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,102 26.5962 GBP
USD 0.54945 ordinary CFD Reducing a short position 58 26.5962 GBP
USD 0.54945 ordinary CFD Reducing a short position 488 26.5962 GBP
USD 0.54945 ordinary CFD Reducing a short position 138 26.5962 GBP
USD 0.54945 ordinary CFD Increasing a long position 1,168 26.6223 GBP
USD 0.54945 ordinary CFD Opening a short position 9,395 26.6688 GBP
USD 0.54945 ordinary CFD Increasing a short position 10,100 26.6700 GBP
USD 0.54945 ordinary CFD Reducing a short position 11,798 26.6736 GBP
USD 0.54945 ordinary CFD Reducing a long position 2,312 26.6853 GBP
USD 0.54945 ordinary CFD Reducing a short position 250 26.6927 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,063 26.7425 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,769 26.7425 GBP
USD 0.54945 ordinary CFD Reducing a short position 172 26.7425 GBP
USD 0.54945 ordinary CFD Reducing a long position 838 26.7430 GBP
USD 0.54945 ordinary CFD Increasing a short position 36,114 26.7679 GBP
USD 0.54945 ordinary CFD Reducing a long position 7,000 26.7748 GBP
USD 0.54945 ordinary CFD Opening a long position 57,495 26.7834 GBP
USD 0.54945 ordinary CFD Increasing a short position 117,000 26.7849 GBP
USD 0.54945 ordinary CFD Reducing a long position 21 26.7889 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,465 26.8004 GBP
USD 0.54945 ordinary CFD Reducing a short position 21,966 26.8113 GBP
USD 0.54945 ordinary CFD Opening a short position 9,453 26.8174 GBP
USD 0.54945 ordinary CFD Opening a short position 11,646 26.8420 GBP
USD 0.54945 ordinary CFD Opening a short position 79,035 26.8420 GBP
USD 0.54945 ordinary CFD Opening a long position 7,500 26.8428 GBP
USD 0.54945 ordinary CFD Reducing a short position 33,520 26.8892 GBP
USD 0.54945 ordinary CFD Opening a short position 40,823 26.8979 GBP
USD 0.54945 ordinary CFD Opening a short position 602 26.9048 GBP
USD 0.54945 ordinary CFD Opening a short position 157 26.9048 GBP
USD 0.54945 ordinary CFD Reducing a short position 18 26.9112 GBP
USD 0.54945 ordinary CFD Reducing a short position 16 26.9112 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.9112 GBP
USD 0.54945 ordinary CFD Increasing a long position 279 26.9155 GBP
USD 0.54945 ordinary CFD Reducing a short position 5 26.9267 GBP
USD 0.54945 ordinary CFD Reducing a short position 4 26.9267 GBP
USD 0.54945 ordinary CFD Reducing a short position 43,398 26.9322 GBP
USD 0.54945 ordinary CFD Reducing a short position 7,820 26.9715 GBP
USD 0.54945 ordinary CFD Opening a short position 3,779 26.9746 GBP
USD 0.54945 ordinary CFD Increasing a short position 20,000 26.9792 GBP
USD 0.54945 ordinary CFD Reducing a long position 916 26.9814 GBP
USD 0.54945 ordinary CFD Opening a short position 12,328 26.9814 GBP
USD 0.54945 ordinary CFD Reducing a short position 163 26.9839 GBP
USD 0.54945 ordinary CFD Reducing a long position 5,661 26.9877 GBP
USD 0.54945 ordinary CFD Opening a short position 2,516 26.9881 GBP
USD 0.54945 ordinary CFD Increasing a short position 58,500 26.9904 GBP
USD 0.54945 ordinary CFD Opening a short position 54,429 27.0413 GBP
USD 0.54945 ordinary CFD Increasing a short position 6,697 27.1066 GBP
USD 0.54945 ordinary CFD Opening a short position 12,865 27.1211 GBP
USD 0.54945 ordinary CFD Opening a short position 87,310 27.1211 GBP
USD 0.54945 ordinary CFD Reducing a short position 111,887 33.7723 USD
USD 0.54945 ordinary CFD Reducing a short position 2,310 34.3817 USD
USD 0.54945 ordinary CFD Reducing a short position 330 34.3817 USD
USD 0.54945 ordinary CFD Reducing a short position 3,858 34.3817 USD
USD 0.54945 ordinary CFD Reducing a short position 976 34.3817 USD
USD 0.54945 ordinary CFD Reducing a short position 2,526 34.3817 USD
USD 0.54945 ordinary CFD Opening a short position 1,500 616.0817 ZAR
USD 0.54945 ordinary SWAP Reducing a long position 27,069 26.5106 GBP
USD 0.54945 ordinary SWAP Increasing a long position 14,437 26.7004 GBP
USD 0.54945 ordinary SWAP Reducing a short position 16,572 33.7384 USD
USD 0.54945 ordinary SWAP Increasing a short position 111,887 617.1913 ZAR
USD 0.54945 ordinary SWAP Reducing a short position 32,025 618.1703 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
USD 0.54945 ordinary Call Option Exercising 46,841 20.9313 GBP
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 23 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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