REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - ANGLO AMERICAN
28/05/2024 07:00
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RNS Number : 9474P GoldmanSachs International 27 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 683,862 26.5810 GBP 26.1500 GBP
16
30.9100 EUR
30.9100 EUR
USD 0.54945 ordinary Sales 684,776 26.5600 GBP 26.1500 GBP
5
31.1500 EUR
31.1500 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Increasing a long position 3,658 26.1474 GBP
USD 0.54945 ordinary CFD Reducing a short position 85 26.1490 GBP
USD 0.54945 ordinary CFD Increasing a short position 4,051 26.1517 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,369 26.1531 GBP
USD 0.54945 ordinary CFD Increasing a short position 39,000 26.1903 GBP
USD 0.54945 ordinary CFD Reducing a short position 168 26.2234 GBP
USD 0.54945 ordinary CFD Reducing a short position 605 26.2235 GBP
USD 0.54945 ordinary CFD Reducing a short position 86 26.2369 GBP
USD 0.54945 ordinary CFD Reducing a long position 97 26.2427 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,520 26.2452 GBP
USD 0.54945 ordinary CFD Reducing a long position 42,512 26.2512 GBP
USD 0.54945 ordinary CFD Increasing a long position 363 26.2549 GBP
USD 0.54945 ordinary CFD Opening a long position 2 26.2629 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,488 26.2629 GBP
USD 0.54945 ordinary CFD Reducing a short position 363 26.2661 GBP
USD 0.54945 ordinary CFD Opening a long position 1,030 26.2661 GBP
USD 0.54945 ordinary CFD Increasing a long position 66 26.2661 GBP
USD 0.54945 ordinary CFD Increasing a long position 5,654 26.2661 GBP
USD 0.54945 ordinary CFD Increasing a long position 168 26.2661 GBP
USD 0.54945 ordinary CFD Increasing a short position 16,202 26.2664 GBP
USD 0.54945 ordinary CFD Reducing a short position 881 26.2739 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,812 26.2750 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,128 26.2765 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,655 26.2765 GBP
USD 0.54945 ordinary CFD Increasing a short position 684 26.2911 GBP
USD 0.54945 ordinary CFD Reducing a short position 2 26.2989 GBP
USD 0.54945 ordinary CFD Reducing a short position 1 26.2989 GBP
USD 0.54945 ordinary CFD Increasing a long position 454 26.2993 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,569 26.3051 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,032 26.3051 GBP
USD 0.54945 ordinary CFD Reducing a short position 17,757 26.3068 GBP
USD 0.54945 ordinary CFD Reducing a short position 9,985 26.3068 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,899 26.3074 GBP
USD 0.54945 ordinary CFD Reducing a short position 4,401 26.3074 GBP
USD 0.54945 ordinary CFD Reducing a short position 335 26.3182 GBP
USD 0.54945 ordinary CFD Reducing a short position 230 26.3183 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,902 26.3299 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,577 26.3300 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,963 26.3470 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,738 26.3471 GBP
USD 0.54945 ordinary CFD Reducing a short position 787 26.3532 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,414 26.3533 GBP
USD 0.54945 ordinary CFD Increasing a short position 15,100 26.3841 GBP
USD 0.54945 ordinary CFD Increasing a long position 634 26.4845 GBP
USD 0.54945 ordinary CFD Increasing a long position 958 26.4948 GBP
USD 0.54945 ordinary CFD Reducing a short position 21,985 33.4764 USD
USD 0.54945 ordinary CFD Reducing a short position 29,498 33.4764 USD
USD 0.54945 ordinary SWAP Reducing a long position 6,703 26.2905 GBP
USD 0.54945 ordinary SWAP Increasing a long position 209 26.3750 GBP
USD 0.54945 ordinary SWAP Increasing a short position 51,483 617.1581 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary Call Option / (1.00 : 1,000.00) Purchasing 110 (110,000) 27.0000 GBP AMERICAN 20/12/2024 2.1350 GBP
USD 0.54945 ordinary Call Option / (1.00 : 1,000.00) Purchasing 110 (110,000) 27.0000 GBP AMERICAN 20/12/2024 2.1350 GBP
USD 0.54945 ordinary Put Option / (1.00 : 1,000.00) Purchasing 110 (110,000) 27.0000 GBP AMERICAN 20/12/2024 2.4650 GBP
USD 0.54945 ordinary Put Option / (1.00 : 1,000.00) Purchasing 110 (110,000) 27.0000 GBP AMERICAN 20/12/2024 2.4650 GBP
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 27 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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