REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo

Anglo AmericanAnnouncement

07/05/2024 11:45

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RNS Number : 4432N  GoldmanSachs International  07 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  ANGLO AMERICAN PLC
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        ANGLO AMERICAN PLC
 connected:
 (d) Date dealing undertaken:                                                    03 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - disclosed previously for BHP GROUP LIMITED
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        Purchases         2,432,789                   29.0755 GBP                           26.4725 GBP

36,000
34.5229 USD
34.5229 USD

6
32.1700 EUR
32.1700 EUR
 USD 0.54945 ordinary        Sales             2,162,538                   27.7550 GBP                           26.4725 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    25,000                          26.8192 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       60                              26.9074 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     4,502                           26.9323 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       4,740                           26.9372 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       4,250                           26.9372 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       880                             26.9372 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      50                              26.9497 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      56                              26.9497 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      956                             26.9497 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      115                             26.9497 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      1,993                           27.1384 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    3,338                           27.3136 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       2,049                           27.3373 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      12,550                          27.4163 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      359                             27.4319 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      112                             27.4319 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      12,540                          27.4404 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      14,848                          27.4413 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     41,000                          27.4622 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      18,599                          27.4658 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      39,541                          27.4862 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      3,819                           27.4887 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     568                             27.4889 GBP
 USD 0.54945 ordinary        CFD                  Increasing a long position                                                     660                             27.4998 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      156,649                         27.5219 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    9,095                           34.5228 USD
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       3,510                           34.5228 USD
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    8,319                           34.5228 USD
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       1,185                           34.5228 USD
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    13,891                          34.5228 USD
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       2,098                           27.0011 GBP
 USD 0.54945 ordinary        SWAP                 Increasing a long position                                                     3,699                           27.4725 GBP
 USD 0.54945 ordinary        SWAP                 Increasing a short position                                                    17,955                          33.8253 USD
 USD 0.54945 ordinary        SWAP                 Increasing a short position                                                    23,843                          33.8330 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  07 May 2024
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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