REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - ANGLO
13/05/2024 11:30
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RNS Number : 1867O GoldmanSachs International 13 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 754,846 27.9950 GBP 27.6950 GBP
USD 0.54945 ordinary Sales 1,127,270 27.9950 GBP 27.5550 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Increasing a long position 4,013 27.7209 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,778 27.7248 GBP
USD 0.54945 ordinary CFD Reducing a long position 411 27.7372 GBP
USD 0.54945 ordinary CFD Reducing a short position 30,545 27.7456 GBP
USD 0.54945 ordinary CFD Reducing a short position 161,771 27.7456 GBP
USD 0.54945 ordinary CFD Increasing a long position 102 27.7530 GBP
USD 0.54945 ordinary CFD Reducing a long position 533 27.7636 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,378 27.7798 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,778 27.7833 GBP
USD 0.54945 ordinary CFD Reducing a long position 21,084 27.8038 GBP
USD 0.54945 ordinary CFD Increasing a short position 68 27.8042 GBP
USD 0.54945 ordinary CFD Reducing a short position 114,741 27.8058 GBP
USD 0.54945 ordinary CFD Increasing a short position 75,000 27.8065 GBP
USD 0.54945 ordinary CFD Increasing a short position 13,842 27.8089 GBP
USD 0.54945 ordinary CFD Increasing a short position 16,429 27.8089 GBP
USD 0.54945 ordinary CFD Increasing a short position 8,816 27.8089 GBP
USD 0.54945 ordinary CFD Reducing a short position 40,149 27.8188 GBP
USD 0.54945 ordinary CFD Reducing a short position 20 27.8236 GBP
USD 0.54945 ordinary CFD Reducing a short position 17 27.8236 GBP
USD 0.54945 ordinary CFD Reducing a short position 2 27.8236 GBP
USD 0.54945 ordinary CFD Reducing a short position 7 27.8248 GBP
USD 0.54945 ordinary CFD Reducing a short position 2 27.8293 GBP
USD 0.54945 ordinary CFD Opening a long position 165,000 27.8342 GBP
USD 0.54945 ordinary CFD Reducing a short position 88 27.8350 GBP
USD 0.54945 ordinary CFD Reducing a short position 106 27.8370 GBP
USD 0.54945 ordinary CFD Reducing a short position 33 27.8386 GBP
USD 0.54945 ordinary CFD Reducing a short position 29 27.8399 GBP
USD 0.54945 ordinary CFD Reducing a short position 112 27.8479 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,316 27.8485 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,131 27.8486 GBP
USD 0.54945 ordinary CFD Reducing a short position 6 27.8546 GBP
USD 0.54945 ordinary CFD Reducing a short position 101 27.8600 GBP
USD 0.54945 ordinary CFD Reducing a short position 88 27.8607 GBP
USD 0.54945 ordinary CFD Reducing a short position 7 27.8621 GBP
USD 0.54945 ordinary CFD Reducing a short position 96 27.8623 GBP
USD 0.54945 ordinary CFD Reducing a short position 82 27.8632 GBP
USD 0.54945 ordinary CFD Reducing a long position 19 27.9145 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,681 34.7584 USD
USD 0.54945 ordinary SWAP Increasing a long position 2,198 27.8461 GBP
USD 0.54945 ordinary SWAP Reducing a long position 453 27.8478 GBP
USD 0.54945 ordinary SWAP Increasing a short position 199 34.7636 USD
USD 0.54945 ordinary SWAP Increasing a short position 17,844 34.9092 USD
USD 0.54945 ordinary SWAP Reducing a long position 60,422 641.8839 ZAR
USD 0.54945 ordinary SWAP Increasing a long position 991 642.7155 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 13 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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