REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - ANGLO

Anglo AmericanAnnouncement

16/05/2024 11:45

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RNS Number : 7435O  GoldmanSachs International  16 May 2024

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  ANGLO AMERICAN PLC
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        ANGLO AMERICAN PLC
 connected:
 (d) Date dealing undertaken:                                                    15 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - disclosed previously for BHP GROUP LIMITED
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        Purchases         820,663                     26.4800 GBP                           25.9000 GBP
 USD 0.54945 ordinary        Sales             575,782                     26.4800 GBP                           25.9004 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       334                             26.1679 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       46,889                          26.1848 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      1,171                           26.1853 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       430                             26.1890 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       90,364                          26.2065 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       50,526                          26.2153 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       164                             26.2326 GBP
 USD 0.54945 ordinary        CFD                  Opening a long position                                                        36                              26.2375 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      287                             26.2375 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       6,096                           26.2398 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      1                               26.2490 GBP
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                       4,196                           26.2526 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       1,186                           26.2664 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       62                              26.2664 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       146                             26.2664 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       69                              26.2664 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       605                             26.3949 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       1,008                           26.4310 GBP
 USD 0.54945 ordinary        CFD                  Opening a short position                                                       1,512                           26.4310 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    5,578                           26.4710 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    6,570                           26.4710 GBP
 USD 0.54945 ordinary        CFD                  Increasing a short position                                                    3,553                           26.4710 GBP
 USD 0.54945 ordinary        CFD                  Opening a long position                                                        334                             26.4768 GBP
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      106,897                         33.0686 USD
 USD 0.54945 ordinary        CFD                  Reducing a short position                                                      9,411                           33.0686 USD
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       1,323                           26.2172 GBP
 USD 0.54945 ordinary        SWAP                 Increasing a long position                                                     209                             26.2200 GBP
 USD 0.54945 ordinary        SWAP                 Opening a short position                                                       15,276                          606.4962 ZAR
 USD 0.54945 ordinary        SWAP                 Reducing a long position                                                       101,032                         606.4962 ZAR
 USD 0.54945 ordinary        SWAP                 Increasing a long position                                                     1,101                           609.1625 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  16 May 2024
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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