REG - Goldman Sachs (EPT) Anglo American PLC - Form 8.5 (EPT/RI)
21/05/2024 11:30
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RNS Number : 3017P GoldmanSachs International 21 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form ANGLO AMERICAN PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ANGLO AMERICAN PLC
connected:
(d) Date dealing undertaken: 20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for BHP GROUP LIMITED
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Purchases 994,675 27.0800 GBP 26.2825 GBP
95
616.1300 ZAR
616.1300 ZAR
USD 0.54945 ordinary Sales 1,014,375 27.1350 GBP 26.2853 GBP
95
616.1300 ZAR
616.1300 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 31,474 26.3321 GBP
USD 0.54945 ordinary CFD Reducing a short position 25,487 26.4707 GBP
USD 0.54945 ordinary CFD Increasing a short position 1,205 26.4749 GBP
USD 0.54945 ordinary CFD Reducing a long position 1,182 26.6105 GBP
USD 0.54945 ordinary CFD Reducing a short position 17,393 26.6213 GBP
USD 0.54945 ordinary CFD Reducing a short position 6,096 26.6531 GBP
USD 0.54945 ordinary CFD Reducing a short position 39,415 26.7017 GBP
USD 0.54945 ordinary CFD Reducing a short position 72,677 26.7130 GBP
USD 0.54945 ordinary CFD Reducing a short position 77 26.7389 GBP
USD 0.54945 ordinary CFD Reducing a short position 87 26.7389 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,475 26.7390 GBP
USD 0.54945 ordinary CFD Reducing a short position 184 26.7390 GBP
USD 0.54945 ordinary CFD Reducing a short position 43,054 26.7393 GBP
USD 0.54945 ordinary CFD Reducing a long position 461 26.7473 GBP
USD 0.54945 ordinary CFD Reducing a short position 303 26.7488 GBP
USD 0.54945 ordinary CFD Reducing a short position 271 26.7488 GBP
USD 0.54945 ordinary CFD Reducing a short position 645 26.7488 GBP
USD 0.54945 ordinary CFD Reducing a short position 5,164 26.7488 GBP
USD 0.54945 ordinary CFD Increasing a short position 13,500 26.7514 GBP
USD 0.54945 ordinary CFD Reducing a short position 19,708 26.7613 GBP
USD 0.54945 ordinary CFD Reducing a short position 108,126 26.7619 GBP
USD 0.54945 ordinary CFD Reducing a short position 2,884 26.7638 GBP
USD 0.54945 ordinary CFD Increasing a short position 102,400 26.7899 GBP
USD 0.54945 ordinary CFD Reducing a long position 517 26.8255 GBP
USD 0.54945 ordinary CFD Increasing a long position 756 26.9348 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,512 26.9376 GBP
USD 0.54945 ordinary CFD Reducing a short position 1,008 26.9376 GBP
USD 0.54945 ordinary CFD Reducing a short position 39,415 26.9879 GBP
USD 0.54945 ordinary CFD Reducing a short position 7,883 26.9931 GBP
USD 0.54945 ordinary CFD Reducing a short position 29,561 26.9965 GBP
USD 0.54945 ordinary CFD Reducing a short position 5,159 27.0407 GBP
USD 0.54945 ordinary CFD Reducing a short position 38 27.0471 GBP
USD 0.54945 ordinary CFD Reducing a short position 92 27.0471 GBP
USD 0.54945 ordinary CFD Reducing a short position 43 27.0471 GBP
USD 0.54945 ordinary CFD Reducing a short position 738 27.0471 GBP
USD 0.54945 ordinary CFD Reducing a short position 3,971 27.0726 GBP
USD 0.54945 ordinary SWAP Reducing a long position 856 26.7391 GBP
USD 0.54945 ordinary SWAP Increasing a long position 435 26.8983 GBP
USD 0.54945 ordinary SWAP Increasing a short position 194,082 34.1226 USD
USD 0.54945 ordinary SWAP Increasing a short position 26,888 615.4229 ZAR
USD 0.54945 ordinary SWAP Reducing a short position 153 621.7522 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 21 May 2024
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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