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RNS Number : 2388M Morgan Stanley & Co. Int'l plc 26 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 7,576,897 25.7650 GBP 24.2479 GBP
USD 0.54945 ordinary SALES 6,059,394 25.7700 GBP 24.3250 GBP
USD 0.54945 ordinary PURCHASES 10,090 29.8827 EUR 29.0999 EUR
USD 0.54945 ordinary SALES 11,442 29.8857 EUR 29.1775 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 14,518 24.3470 GBP
USD 0.54945 ordinary CFD increasing a long position 1,835 24.6093 GBP
USD 0.54945 ordinary CFD increasing a long position 4 24.7233 GBP
USD 0.54945 ordinary CFD increasing a long position 2,411 24.7398 GBP
USD 0.54945 ordinary CFD increasing a long position 1,895 24.8272 GBP
USD 0.54945 ordinary CFD increasing a long position 2,990 24.8370 GBP
USD 0.54945 ordinary CFD increasing a long position 2,005 24.8398 GBP
USD 0.54945 ordinary CFD increasing a long position 830 24.8421 GBP
USD 0.54945 ordinary CFD increasing a long position 4,754 24.8466 GBP
USD 0.54945 ordinary CFD increasing a long position 53,221 24.8501 GBP
USD 0.54945 ordinary CFD increasing a long position 42,000 24.8892 GBP
USD 0.54945 ordinary CFD increasing a long position 8,023 24.8905 GBP
USD 0.54945 ordinary CFD increasing a long position 260 24.9093 GBP
USD 0.54945 ordinary CFD increasing a long position 2,075 24.9188 GBP
USD 0.54945 ordinary CFD increasing a long position 2,145 24.9218 GBP
USD 0.54945 ordinary CFD increasing a long position 7,724 24.9221 GBP
USD 0.54945 ordinary CFD increasing a long position 1,051 24.9403 GBP
USD 0.54945 ordinary CFD increasing a long position 900 24.9574 GBP
USD 0.54945 ordinary CFD increasing a long position 1,083 24.9770 GBP
USD 0.54945 ordinary CFD increasing a long position 308 24.9810 GBP
USD 0.54945 ordinary CFD increasing a long position 3,400 24.9883 GBP
USD 0.54945 ordinary CFD increasing a long position 16,334 24.9929 GBP
USD 0.54945 ordinary CFD increasing a long position 454 25.0133 GBP
USD 0.54945 ordinary CFD increasing a long position 4,893 25.0147 GBP
USD 0.54945 ordinary CFD increasing a long position 10,274 25.0184 GBP
USD 0.54945 ordinary CFD increasing a long position 19,600 25.0216 GBP
USD 0.54945 ordinary CFD increasing a long position 2,120 25.0259 GBP
USD 0.54945 ordinary CFD increasing a long position 500 25.0368 GBP
USD 0.54945 ordinary CFD increasing a long position 31,122 25.0409 GBP
USD 0.54945 ordinary CFD increasing a long position 3,584 25.0409 GBP
USD 0.54945 ordinary CFD increasing a long position 8,828 25.0559 GBP
USD 0.54945 ordinary CFD increasing a long position 26,035 25.3423 GBP
USD 0.54945 ordinary CFD increasing a long position 18,697 25.3427 GBP
USD 0.54945 ordinary CFD increasing a long position 17,246 25.3553 GBP
USD 0.54945 ordinary CFD increasing a long position 529 25.5045 GBP
USD 0.54945 ordinary CFD increasing a long position 3,300 25.5157 GBP
USD 0.54945 ordinary CFD increasing a long position 71,926 25.5303 GBP
USD 0.54945 ordinary CFD increasing a long position 637 25.5575 GBP
USD 0.54945 ordinary CFD increasing a long position 3 25.5667 GBP
USD 0.54945 ordinary CFD increasing a long position 26,533 25.5947 GBP
USD 0.54945 ordinary CFD increasing a long position 2,722 25.5992 GBP
USD 0.54945 ordinary CFD increasing a long position 22,422 25.6000 GBP
USD 0.54945 ordinary CFD increasing a long position 3,151 25.6000 GBP
USD 0.54945 ordinary CFD increasing a long position 10,391 25.6001 GBP
USD 0.54945 ordinary CFD increasing a long position 7,569 25.6342 GBP
USD 0.54945 ordinary CFD increasing a long position 977 25.7437 GBP
USD 0.54945 ordinary CFD increasing a long position 6,653 591.4207 ZAR
USD 0.54945 ordinary CFD increasing a long position 100 593.5000 ZAR
USD 0.54945 ordinary CFD increasing a long position 4,325 594.3870 ZAR
USD 0.54945 ordinary CFD increasing a long position 1 595.3936 ZAR
USD 0.54945 ordinary CFD increasing a long position 17,781 595.9529 ZAR
USD 0.54945 ordinary CFD increasing a long position 2,651 597.6457 ZAR
USD 0.54945 ordinary CFD increasing a long position 851 601.3500 ZAR
USD 0.54945 ordinary CFD increasing a short position 11,245 24.2496 GBP
USD 0.54945 ordinary CFD increasing a short position 3,000 24.3500 GBP
USD 0.54945 ordinary CFD increasing a short position 1 24.5200 GBP
USD 0.54945 ordinary CFD increasing a short position 5,500 24.5506 GBP
USD 0.54945 ordinary CFD increasing a short position 23,804 24.5545 GBP
USD 0.54945 ordinary CFD increasing a short position 720 24.5545 GBP
USD 0.54945 ordinary CFD increasing a short position 324 24.5545 GBP
USD 0.54945 ordinary CFD increasing a short position 234 24.5545 GBP
USD 0.54945 ordinary CFD increasing a short position 1,152 24.5545 GBP
USD 0.54945 ordinary CFD increasing a short position 5,920 24.5545 GBP
USD 0.54945 ordinary CFD increasing a short position 11,000 24.5549 GBP
USD 0.54945 ordinary CFD increasing a short position 7,095 24.5592 GBP
USD 0.54945 ordinary CFD increasing a short position 9,958 24.6633 GBP
USD 0.54945 ordinary CFD increasing a short position 18,443 24.7186 GBP
USD 0.54945 ordinary CFD increasing a short position 25,013 24.8288 GBP
USD 0.54945 ordinary CFD increasing a short position 800 24.8574 GBP
USD 0.54945 ordinary CFD increasing a short position 1,404 24.8914 GBP
USD 0.54945 ordinary CFD increasing a short position 2,900 24.8914 GBP
USD 0.54945 ordinary CFD increasing a short position 1,748 24.8914 GBP
USD 0.54945 ordinary CFD increasing a short position 5,636 24.8914 GBP
USD 0.54945 ordinary CFD increasing a short position 10,471 24.8914 GBP
USD 0.54945 ordinary CFD increasing a short position 7,909 24.8914 GBP
USD 0.54945 ordinary CFD increasing a short position 30,675 24.9612 GBP
USD 0.54945 ordinary CFD increasing a short position 3,670 24.9612 GBP
USD 0.54945 ordinary CFD increasing a short position 5,516 24.9662 GBP
USD 0.54945 ordinary CFD increasing a short position 20,139 24.9662 GBP
USD 0.54945 ordinary CFD increasing a short position 1,557 24.9934 GBP
USD 0.54945 ordinary CFD increasing a short position 1 25.0050 GBP
USD 0.54945 ordinary CFD increasing a short position 50,000 25.0056 GBP
USD 0.54945 ordinary CFD increasing a short position 150,000 25.0056 GBP
USD 0.54945 ordinary CFD increasing a short position 94,646 25.0086 GBP
USD 0.54945 ordinary CFD increasing a short position 283,909 25.0086 GBP
USD 0.54945 ordinary CFD increasing a short position 22,564 25.0307 GBP
USD 0.54945 ordinary CFD increasing a short position 17,048 25.0344 GBP
USD 0.54945 ordinary CFD increasing a short position 500,000 25.0425 GBP
USD 0.54945 ordinary CFD increasing a short position 150,000 25.0526 GBP
USD 0.54945 ordinary CFD increasing a short position 50,784 25.0661 GBP
USD 0.54945 ordinary CFD increasing a short position 22,719 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 8,053 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 5,883 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 3,421 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 48,001 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 69,082 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 24,574 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 288,123 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 30,144 25.0751 GBP
USD 0.54945 ordinary CFD increasing a short position 146 25.1706 GBP
USD 0.54945 ordinary CFD increasing a short position 656 25.1706 GBP
USD 0.54945 ordinary CFD increasing a short position 60,000 25.1964 GBP
USD 0.54945 ordinary CFD increasing a short position 17,385 25.3594 GBP
USD 0.54945 ordinary CFD increasing a short position 8,314 25.4944 GBP
USD 0.54945 ordinary CFD increasing a short position 92,519 25.6000 GBP
USD 0.54945 ordinary CFD increasing a short position 3,116 25.6010 GBP
USD 0.54945 ordinary CFD increasing a short position 9,172 29.0991 EUR
USD 0.54945 ordinary CFD increasing a short position 400 29.1173 EUR
USD 0.54945 ordinary CFD increasing a short position 2,656 593.3752 ZAR
USD 0.54945 ordinary CFD increasing a short position 100 593.5000 ZAR
USD 0.54945 ordinary CFD reducing a long position 112 24.3500 GBP
USD 0.54945 ordinary CFD reducing a long position 425,168 24.3500 GBP
USD 0.54945 ordinary CFD reducing a long position 48,712 24.3597 GBP
USD 0.54945 ordinary CFD reducing a long position 1,895 24.5592 GBP
USD 0.54945 ordinary CFD reducing a long position 16,334 24.5750 GBP
USD 0.54945 ordinary CFD reducing a long position 1,542 24.6490 GBP
USD 0.54945 ordinary CFD reducing a long position 20,612 24.8288 GBP
USD 0.54945 ordinary CFD reducing a long position 3,400 24.8520 GBP
USD 0.54945 ordinary CFD reducing a long position 5,892 24.8610 GBP
USD 0.54945 ordinary CFD reducing a long position 49 24.9104 GBP
USD 0.54945 ordinary CFD reducing a long position 1,050 24.9614 GBP
USD 0.54945 ordinary CFD reducing a long position 26 24.9804 GBP
USD 0.54945 ordinary CFD reducing a long position 10,297 24.9881 GBP
USD 0.54945 ordinary CFD reducing a long position 93,261 24.9929 GBP
USD 0.54945 ordinary CFD reducing a long position 35,690 25.0347 GBP
USD 0.54945 ordinary CFD reducing a long position 16,843 25.0613 GBP
USD 0.54945 ordinary CFD reducing a long position 96,142 25.0713 GBP
USD 0.54945 ordinary CFD reducing a long position 763 25.0729 GBP
USD 0.54945 ordinary CFD reducing a long position 7,880 25.0729 GBP
USD 0.54945 ordinary CFD reducing a long position 763 25.0729 GBP
USD 0.54945 ordinary CFD reducing a long position 839 25.0729 GBP
USD 0.54945 ordinary CFD reducing a long position 431 25.0729 GBP
USD 0.54945 ordinary CFD reducing a long position 3,499 25.0770 GBP
USD 0.54945 ordinary CFD reducing a long position 3,181 25.0770 GBP
USD 0.54945 ordinary CFD reducing a long position 3,181 25.0770 GBP
USD 0.54945 ordinary CFD reducing a long position 32,877 25.0770 GBP
USD 0.54945 ordinary CFD reducing a long position 1,803 25.0770 GBP
USD 0.54945 ordinary CFD reducing a long position 150,000 25.0776 GBP
USD 0.54945 ordinary CFD reducing a long position 3,740 25.1066 GBP
USD 0.54945 ordinary CFD reducing a long position 150,000 25.1079 GBP
USD 0.54945 ordinary CFD reducing a long position 13,550 25.1315 GBP
USD 0.54945 ordinary CFD reducing a long position 1,913 25.1783 GBP
USD 0.54945 ordinary CFD reducing a long position 2,313 25.1783 GBP
USD 0.54945 ordinary CFD reducing a long position 150,000 25.2378 GBP
USD 0.54945 ordinary CFD reducing a long position 5,774 25.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 18,713 25.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 4,021 25.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 2,256 25.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 3,497 25.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 864 25.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 6,410 25.2723 GBP
USD 0.54945 ordinary CFD reducing a long position 2,288 25.3493 GBP
USD 0.54945 ordinary CFD reducing a long position 8,146 25.5324 GBP
USD 0.54945 ordinary CFD reducing a long position 920 25.5627 GBP
USD 0.54945 ordinary CFD reducing a long position 388 25.6000 GBP
USD 0.54945 ordinary CFD reducing a long position 478 25.6000 GBP
USD 0.54945 ordinary CFD reducing a long position 22,682 25.6000 GBP
USD 0.54945 ordinary CFD reducing a long position 6,178 25.6034 GBP
USD 0.54945 ordinary CFD reducing a long position 26,461 25.6036 GBP
USD 0.54945 ordinary CFD reducing a long position 5,514 25.6038 GBP
USD 0.54945 ordinary CFD reducing a long position 163,574 25.6074 GBP
USD 0.54945 ordinary CFD reducing a long position 16,429 25.7211 GBP
USD 0.54945 ordinary CFD reducing a long position 149,363 25.7368 GBP
USD 0.54945 ordinary CFD reducing a long position 637 25.7369 GBP
USD 0.54945 ordinary CFD reducing a long position 63 29.6000 EUR
USD 0.54945 ordinary CFD reducing a long position 9 29.6016 EUR
USD 0.54945 ordinary CFD reducing a long position 6,653 591.4207 ZAR
USD 0.54945 ordinary CFD reducing a long position 931 592.1181 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,874 594.7731 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,669 595.9969 ZAR
USD 0.54945 ordinary CFD reducing a long position 12,033 596.2756 ZAR
USD 0.54945 ordinary CFD reducing a long position 12,649 596.6676 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,943 597.5376 ZAR
USD 0.54945 ordinary CFD reducing a long position 117 600.8877 ZAR
USD 0.54945 ordinary CFD reducing a long position 851 601.3500 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,892 604.0291 ZAR
USD 0.54945 ordinary CFD reducing a short position 51,349 24.6239 GBP
USD 0.54945 ordinary CFD reducing a short position 1,466 24.6324 GBP
USD 0.54945 ordinary CFD reducing a short position 836 24.6519 GBP
USD 0.54945 ordinary CFD reducing a short position 5,798 24.6773 GBP
USD 0.54945 ordinary CFD reducing a short position 1,794 24.6804 GBP
USD 0.54945 ordinary CFD reducing a short position 1,038 24.6915 GBP
USD 0.54945 ordinary CFD reducing a short position 12,968 24.7474 GBP
USD 0.54945 ordinary CFD reducing a short position 5,000 24.7894 GBP
USD 0.54945 ordinary CFD reducing a short position 7,984 24.7925 GBP
USD 0.54945 ordinary CFD reducing a short position 10,132 24.8272 GBP
USD 0.54945 ordinary CFD reducing a short position 16,743 24.8441 GBP
USD 0.54945 ordinary CFD reducing a short position 131 24.8749 GBP
USD 0.54945 ordinary CFD reducing a short position 5,857 24.8950 GBP
USD 0.54945 ordinary CFD reducing a short position 115 24.8961 GBP
USD 0.54945 ordinary CFD reducing a short position 5,920 24.9151 GBP
USD 0.54945 ordinary CFD reducing a short position 324 24.9151 GBP
USD 0.54945 ordinary CFD reducing a short position 234 24.9151 GBP
USD 0.54945 ordinary CFD reducing a short position 720 24.9151 GBP
USD 0.54945 ordinary CFD reducing a short position 1,152 24.9151 GBP
USD 0.54945 ordinary CFD reducing a short position 23,804 24.9151 GBP
USD 0.54945 ordinary CFD reducing a short position 900 24.9200 GBP
USD 0.54945 ordinary CFD reducing a short position 1,525 24.9221 GBP
USD 0.54945 ordinary CFD reducing a short position 115 24.9246 GBP
USD 0.54945 ordinary CFD reducing a short position 361 24.9425 GBP
USD 0.54945 ordinary CFD reducing a short position 1,575 24.9678 GBP
USD 0.54945 ordinary CFD reducing a short position 68 24.9858 GBP
USD 0.54945 ordinary CFD reducing a short position 143 24.9883 GBP
USD 0.54945 ordinary CFD reducing a short position 10,000 24.9925 GBP
USD 0.54945 ordinary CFD reducing a short position 8,403 25.0000 GBP
USD 0.54945 ordinary CFD reducing a short position 11,597 25.0001 GBP
USD 0.54945 ordinary CFD reducing a short position 9,300 25.0013 GBP
USD 0.54945 ordinary CFD reducing a short position 7,100 25.0043 GBP
USD 0.54945 ordinary CFD reducing a short position 15,235 25.0216 GBP
USD 0.54945 ordinary CFD reducing a short position 9,975 25.0320 GBP
USD 0.54945 ordinary CFD reducing a short position 17,048 25.0368 GBP
USD 0.54945 ordinary CFD reducing a short position 5,380 25.0841 GBP
USD 0.54945 ordinary CFD reducing a short position 284,780 25.1357 GBP
USD 0.54945 ordinary CFD reducing a short position 44 25.1957 GBP
USD 0.54945 ordinary CFD reducing a short position 230 25.2338 GBP
USD 0.54945 ordinary CFD reducing a short position 143 25.2586 GBP
USD 0.54945 ordinary CFD reducing a short position 33 25.2698 GBP
USD 0.54945 ordinary CFD reducing a short position 18,886 25.3217 GBP
USD 0.54945 ordinary CFD reducing a short position 547 25.3638 GBP
USD 0.54945 ordinary CFD reducing a short position 821 25.4843 GBP
USD 0.54945 ordinary CFD reducing a short position 17,000 25.5051 GBP
USD 0.54945 ordinary CFD reducing a short position 251 25.5872 GBP
USD 0.54945 ordinary CFD reducing a short position 15,681 25.5968 GBP
USD 0.54945 ordinary CFD reducing a short position 58,951 25.6000 GBP
USD 0.54945 ordinary CFD reducing a short position 1,572 25.6988 GBP
USD 0.54945 ordinary CFD reducing a short position 3,500 25.7210 GBP
USD 0.54945 ordinary CFD reducing a short position 20,000 25.7700 GBP
USD 0.54945 ordinary CFD reducing a short position 9,827 29.2992 EUR
USD 0.54945 ordinary CFD reducing a short position 491 29.4593 EUR
USD 0.54945 ordinary CFD reducing a short position 1 29.6000 EUR
USD 0.54945 ordinary CFD reducing a short position 1 29.7200 EUR
USD 0.54945 ordinary CFD reducing a short position 676 29.8351 EUR
USD 0.54945 ordinary CFD reducing a short position 895 593.9027 ZAR
USD 0.54945 ordinary CFD reducing a short position 2,345 595.3936 ZAR
USD 0.54945 ordinary CFD reducing a short position 6,757 597.0923 ZAR
USD 0.54945 ordinary CFD reducing a short position 117 600.8877 ZAR
USD 0.54945 ordinary CFD reducing a short position 2,892 604.0291 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary CALL WRITING 77,000 2626.0500 American 21/06/2024 1.4400 GBP
USD 0.54945 ordinary PUT PURCHASING 77,000 2300.9200 American 21/06/2024 0.6700 GBP
USD 0.54945 ordinary PUT WRITING 160,000 2300.0000 American 21/06/2024 0.9850 GBP
USD 0.54945 ordinary CALL PURCHASING 77,000 2801.1200 American 21/06/2024 0.8250 GBP
USD 0.54945 ordinary CALL PURCHASING 104,700 2662.4000 European 13/06/2024 1.5002 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 26 April 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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