REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
30/04/2024 11:00
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RNS Number : 6138M Morgan Stanley & Co. Int'l plc 30 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 1,601,796 27.5200 GBP 26.3760 GBP
USD 0.54945 ordinary SALES 3,496,666 27.5200 GBP 26.7000 GBP
USD 0.54945 ordinary PURCHASES 1,447 31.7581 EUR 31.6971 EUR
USD 0.54945 ordinary SALES 6,311 32.0053 EUR 31.5100 EUR
USD 0.54945 ordinary SALES 31,312 34.0204 USD 34.0204 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 274,778 24.8126 GBP
USD 0.54945 ordinary CFD increasing a long position 64 26.9115 GBP
USD 0.54945 ordinary CFD increasing a long position 1,487,471 27.0000 GBP
USD 0.54945 ordinary CFD increasing a long position 1,930 27.0048 GBP
USD 0.54945 ordinary CFD increasing a long position 16,757 27.0048 GBP
USD 0.54945 ordinary CFD increasing a long position 144 27.0255 GBP
USD 0.54945 ordinary CFD increasing a long position 821 27.0336 GBP
USD 0.54945 ordinary CFD increasing a long position 72,672 27.0816 GBP
USD 0.54945 ordinary CFD increasing a long position 3 27.1117 GBP
USD 0.54945 ordinary CFD increasing a long position 1,445 27.1161 GBP
USD 0.54945 ordinary CFD increasing a long position 1,196 27.1161 GBP
USD 0.54945 ordinary CFD increasing a long position 31,312 27.1165 GBP
USD 0.54945 ordinary CFD increasing a long position 266 27.2525 GBP
USD 0.54945 ordinary CFD increasing a long position 347 27.3686 GBP
USD 0.54945 ordinary CFD increasing a long position 250 27.3690 GBP
USD 0.54945 ordinary CFD increasing a long position 850 27.4513 GBP
USD 0.54945 ordinary CFD increasing a long position 3,364 27.5000 GBP
USD 0.54945 ordinary CFD increasing a long position 33,172 27.5000 GBP
USD 0.54945 ordinary CFD increasing a long position 25,963 27.5000 GBP
USD 0.54945 ordinary CFD increasing a long position 40 27.5000 GBP
USD 0.54945 ordinary CFD increasing a long position 47 31.5100 EUR
USD 0.54945 ordinary CFD increasing a long position 10 31.9182 EUR
USD 0.54945 ordinary CFD increasing a long position 36 31.9186 EUR
USD 0.54945 ordinary CFD increasing a long position 996 631.2955 ZAR
USD 0.54945 ordinary CFD increasing a long position 30,420 631.7236 ZAR
USD 0.54945 ordinary CFD increasing a long position 14,662 631.8511 ZAR
USD 0.54945 ordinary CFD increasing a long position 14,339 632.1882 ZAR
USD 0.54945 ordinary CFD increasing a long position 42 636.8552 ZAR
USD 0.54945 ordinary CFD increasing a short position 7 26.3525 GBP
USD 0.54945 ordinary CFD increasing a short position 72 26.3525 GBP
USD 0.54945 ordinary CFD increasing a short position 75 26.3525 GBP
USD 0.54945 ordinary CFD increasing a short position 247 26.3525 GBP
USD 0.54945 ordinary CFD increasing a short position 11 26.3525 GBP
USD 0.54945 ordinary CFD increasing a short position 205 26.3525 GBP
USD 0.54945 ordinary CFD increasing a short position 10,033 26.8782 GBP
USD 0.54945 ordinary CFD increasing a short position 1,263 26.9025 GBP
USD 0.54945 ordinary CFD increasing a short position 78 26.9025 GBP
USD 0.54945 ordinary CFD increasing a short position 7,700 26.9032 GBP
USD 0.54945 ordinary CFD increasing a short position 338 26.9050 GBP
USD 0.54945 ordinary CFD increasing a short position 5,497 26.9050 GBP
USD 0.54945 ordinary CFD increasing a short position 43 26.9200 GBP
USD 0.54945 ordinary CFD increasing a short position 690 26.9200 GBP
USD 0.54945 ordinary CFD increasing a short position 18,158 26.9211 GBP
USD 0.54945 ordinary CFD increasing a short position 80 26.9600 GBP
USD 0.54945 ordinary CFD increasing a short position 812 27.0000 GBP
USD 0.54945 ordinary CFD increasing a short position 32 27.0000 GBP
USD 0.54945 ordinary CFD increasing a short position 33,152 27.0091 GBP
USD 0.54945 ordinary CFD increasing a short position 12,450 27.0842 GBP
USD 0.54945 ordinary CFD increasing a short position 58 27.1212 GBP
USD 0.54945 ordinary CFD increasing a short position 3,000 27.4550 GBP
USD 0.54945 ordinary CFD increasing a short position 191 27.5000 GBP
USD 0.54945 ordinary CFD increasing a short position 5 27.5000 GBP
USD 0.54945 ordinary CFD increasing a short position 58 27.5000 GBP
USD 0.54945 ordinary CFD increasing a short position 2,560 27.5000 GBP
USD 0.54945 ordinary CFD increasing a short position 928 27.5018 GBP
USD 0.54945 ordinary CFD increasing a short position 423 631.2975 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,570 26.3525 GBP
USD 0.54945 ordinary CFD reducing a long position 143 26.3525 GBP
USD 0.54945 ordinary CFD reducing a long position 86 26.3525 GBP
USD 0.54945 ordinary CFD reducing a long position 273 26.3525 GBP
USD 0.54945 ordinary CFD reducing a long position 6,894 26.3525 GBP
USD 0.54945 ordinary CFD reducing a long position 64 26.3525 GBP
USD 0.54945 ordinary CFD reducing a long position 65 26.4114 GBP
USD 0.54945 ordinary CFD reducing a long position 231 26.4114 GBP
USD 0.54945 ordinary CFD reducing a long position 4,761 26.4114 GBP
USD 0.54945 ordinary CFD reducing a long position 145 26.4114 GBP
USD 0.54945 ordinary CFD reducing a long position 1,183 26.4114 GBP
USD 0.54945 ordinary CFD reducing a long position 47 26.4114 GBP
USD 0.54945 ordinary CFD reducing a long position 1,514 26.9126 GBP
USD 0.54945 ordinary CFD reducing a long position 2,107 26.9129 GBP
USD 0.54945 ordinary CFD reducing a long position 70 26.9285 GBP
USD 0.54945 ordinary CFD reducing a long position 176 27.0000 GBP
USD 0.54945 ordinary CFD reducing a long position 4,575 27.0091 GBP
USD 0.54945 ordinary CFD reducing a long position 9,491 27.0244 GBP
USD 0.54945 ordinary CFD reducing a long position 3,186 27.0564 GBP
USD 0.54945 ordinary CFD reducing a long position 9,826 27.0723 GBP
USD 0.54945 ordinary CFD reducing a long position 1,009 27.1407 GBP
USD 0.54945 ordinary CFD reducing a long position 9,522 27.1522 GBP
USD 0.54945 ordinary CFD reducing a long position 13,940 27.1673 GBP
USD 0.54945 ordinary CFD reducing a long position 5,750 27.1673 GBP
USD 0.54945 ordinary CFD reducing a long position 889 27.1899 GBP
USD 0.54945 ordinary CFD reducing a long position 134 27.2350 GBP
USD 0.54945 ordinary CFD reducing a long position 27,002 27.2728 GBP
USD 0.54945 ordinary CFD reducing a long position 692 27.3185 GBP
USD 0.54945 ordinary CFD reducing a long position 3,969 27.3185 GBP
USD 0.54945 ordinary CFD reducing a long position 195 27.3185 GBP
USD 0.54945 ordinary CFD reducing a long position 1,693 27.3185 GBP
USD 0.54945 ordinary CFD reducing a long position 4,158 27.3299 GBP
USD 0.54945 ordinary CFD reducing a long position 501 27.3299 GBP
USD 0.54945 ordinary CFD reducing a long position 896 27.3299 GBP
USD 0.54945 ordinary CFD reducing a long position 1,284 27.3299 GBP
USD 0.54945 ordinary CFD reducing a long position 777 27.3299 GBP
USD 0.54945 ordinary CFD reducing a long position 192 27.3300 GBP
USD 0.54945 ordinary CFD reducing a long position 12,012 27.3718 GBP
USD 0.54945 ordinary CFD reducing a long position 2,454 27.3977 GBP
USD 0.54945 ordinary CFD reducing a long position 32 27.4909 GBP
USD 0.54945 ordinary CFD reducing a long position 5 27.4989 GBP
USD 0.54945 ordinary CFD reducing a long position 197 27.5000 GBP
USD 0.54945 ordinary CFD reducing a long position 7,028 27.5000 GBP
USD 0.54945 ordinary CFD reducing a long position 143 27.5000 GBP
USD 0.54945 ordinary CFD reducing a long position 32,968 27.5000 GBP
USD 0.54945 ordinary CFD reducing a long position 4,530 27.5055 GBP
USD 0.54945 ordinary CFD reducing a long position 21 31.6971 EUR
USD 0.54945 ordinary CFD reducing a long position 6,640 630.7806 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,566 630.8416 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,321 631.1211 ZAR
USD 0.54945 ordinary CFD reducing a long position 15,142 631.2975 ZAR
USD 0.54945 ordinary CFD reducing a long position 31,007 631.9918 ZAR
USD 0.54945 ordinary CFD reducing a long position 11,968 632.4595 ZAR
USD 0.54945 ordinary CFD reducing a long position 132 632.7768 ZAR
USD 0.54945 ordinary CFD reducing a long position 100 636.3500 ZAR
USD 0.54945 ordinary CFD reducing a long position 42 636.8552 ZAR
USD 0.54945 ordinary CFD reducing a short position 18,158 26.8527 GBP
USD 0.54945 ordinary CFD reducing a short position 12,957 26.8830 GBP
USD 0.54945 ordinary CFD reducing a short position 2,000 26.9638 GBP
USD 0.54945 ordinary CFD reducing a short position 10,483 26.9718 GBP
USD 0.54945 ordinary CFD reducing a short position 3,000 26.9730 GBP
USD 0.54945 ordinary CFD reducing a short position 200 26.9751 GBP
USD 0.54945 ordinary CFD reducing a short position 17,260 26.9948 GBP
USD 0.54945 ordinary CFD reducing a short position 292 27.0000 GBP
USD 0.54945 ordinary CFD reducing a short position 33 27.0000 GBP
USD 0.54945 ordinary CFD reducing a short position 33,152 27.0336 GBP
USD 0.54945 ordinary CFD reducing a short position 1,079 27.0922 GBP
USD 0.54945 ordinary CFD reducing a short position 664 27.1394 GBP
USD 0.54945 ordinary CFD reducing a short position 14,574 27.3933 GBP
USD 0.54945 ordinary CFD reducing a short position 7,630 27.3933 GBP
USD 0.54945 ordinary CFD reducing a short position 4,587 27.4981 GBP
USD 0.54945 ordinary CFD reducing a short position 8,766 27.4981 GBP
USD 0.54945 ordinary CFD reducing a short position 29,267 27.5000 GBP
USD 0.54945 ordinary CFD reducing a short position 1 31.9200 EUR
USD 0.54945 ordinary CFD reducing a short position 4,426 31.9946 EUR
USD 0.54945 ordinary CFD reducing a short position 365 32.1344 EUR
USD 0.54945 ordinary CFD reducing a short position 1,107 629.1460 ZAR
USD 0.54945 ordinary CFD reducing a short position 5,533 631.1093 ZAR
USD 0.54945 ordinary CFD reducing a short position 179 631.2955 ZAR
USD 0.54945 ordinary CFD reducing a short position 831 632.0699 ZAR
USD 0.54945 ordinary CFD reducing a short position 132 632.7768 ZAR
USD 0.54945 ordinary CFD reducing a short position 100 636.3500 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 30 April 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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