REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
01/05/2024 09:15
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RNS Number : 7993M Morgan Stanley & Co. Int'l plc 01 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 30 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 2,792,966 27.7850 GBP 26.1850 GBP
USD 0.54945 ordinary SALES 2,319,519 27.8500 GBP 21.4085 GBP
USD 0.54945 ordinary PURCHASES 9,693 32.1544 EUR 30.7700 EUR
USD 0.54945 ordinary SALES 2,817 32.1544 EUR 30.7700 EUR
USD 0.54945 ordinary SALES 1,844 33.1557 USD 33.1557 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 355 26.3140 GBP
USD 0.54945 ordinary CFD increasing a long position 37,786 26.3400 GBP
USD 0.54945 ordinary CFD increasing a long position 5 26.3400 GBP
USD 0.54945 ordinary CFD increasing a long position 475 26.3400 GBP
USD 0.54945 ordinary CFD increasing a long position 4,205 26.3400 GBP
USD 0.54945 ordinary CFD increasing a long position 201 26.3400 GBP
USD 0.54945 ordinary CFD increasing a long position 190 26.3610 GBP
USD 0.54945 ordinary CFD increasing a long position 6,744 26.4031 GBP
USD 0.54945 ordinary CFD increasing a long position 385 26.4144 GBP
USD 0.54945 ordinary CFD increasing a long position 112 26.4536 GBP
USD 0.54945 ordinary CFD increasing a long position 1,844 26.4801 GBP
USD 0.54945 ordinary CFD increasing a long position 570 26.5715 GBP
USD 0.54945 ordinary CFD increasing a long position 187 26.6084 GBP
USD 0.54945 ordinary CFD increasing a long position 3,140 26.6779 GBP
USD 0.54945 ordinary CFD increasing a long position 2,433 26.7981 GBP
USD 0.54945 ordinary CFD increasing a long position 21,127 26.7981 GBP
USD 0.54945 ordinary CFD increasing a long position 3,757 26.8320 GBP
USD 0.54945 ordinary CFD increasing a long position 2,040 26.8614 GBP
USD 0.54945 ordinary CFD increasing a long position 400 26.9189 GBP
USD 0.54945 ordinary CFD increasing a long position 14,700 27.1371 GBP
USD 0.54945 ordinary CFD increasing a long position 57 30.9700 EUR
USD 0.54945 ordinary CFD increasing a long position 1,500 617.8552 ZAR
USD 0.54945 ordinary CFD increasing a long position 1,577 620.1744 ZAR
USD 0.54945 ordinary CFD increasing a long position 63,990 632.3209 ZAR
USD 0.54945 ordinary CFD increasing a short position 99 26.3400 GBP
USD 0.54945 ordinary CFD increasing a short position 196,067 26.3400 GBP
USD 0.54945 ordinary CFD increasing a short position 637 26.3400 GBP
USD 0.54945 ordinary CFD increasing a short position 258 26.3400 GBP
USD 0.54945 ordinary CFD increasing a short position 419 26.3401 GBP
USD 0.54945 ordinary CFD increasing a short position 9,007 26.3401 GBP
USD 0.54945 ordinary CFD increasing a short position 313 26.3417 GBP
USD 0.54945 ordinary CFD increasing a short position 870 26.3425 GBP
USD 0.54945 ordinary CFD increasing a short position 14,130 26.3425 GBP
USD 0.54945 ordinary CFD increasing a short position 101 26.3505 GBP
USD 0.54945 ordinary CFD increasing a short position 14,601 26.3646 GBP
USD 0.54945 ordinary CFD increasing a short position 899 26.3646 GBP
USD 0.54945 ordinary CFD increasing a short position 8,800 26.3677 GBP
USD 0.54945 ordinary CFD increasing a short position 2,000 26.3925 GBP
USD 0.54945 ordinary CFD increasing a short position 22,511 26.4020 GBP
USD 0.54945 ordinary CFD increasing a short position 8,000 26.4137 GBP
USD 0.54945 ordinary CFD increasing a short position 66 26.4450 GBP
USD 0.54945 ordinary CFD increasing a short position 32 26.5165 GBP
USD 0.54945 ordinary CFD increasing a short position 24,000 26.5290 GBP
USD 0.54945 ordinary CFD increasing a short position 10,005 26.6371 GBP
USD 0.54945 ordinary CFD increasing a short position 46,492 26.8195 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 27.0275 GBP
USD 0.54945 ordinary CFD increasing a short position 16,500 27.5002 GBP
USD 0.54945 ordinary CFD increasing a short position 5,061 27.6240 GBP
USD 0.54945 ordinary CFD increasing a short position 6,885 31.3933 EUR
USD 0.54945 ordinary CFD increasing a short position 1,500 617.8552 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,577 620.1744 ZAR
USD 0.54945 ordinary CFD increasing a short position 4,100 621.9941 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,220 631.9725 ZAR
USD 0.54945 ordinary CFD increasing a short position 31,562 631.9853 ZAR
USD 0.54945 ordinary CFD increasing a short position 26,108 634.3779 ZAR
USD 0.54945 ordinary CFD reducing a long position 1 26.3395 GBP
USD 0.54945 ordinary CFD reducing a long position 1,257 26.3400 GBP
USD 0.54945 ordinary CFD reducing a long position 5,824 26.3400 GBP
USD 0.54945 ordinary CFD reducing a long position 37,786 26.3400 GBP
USD 0.54945 ordinary CFD reducing a long position 277 26.3400 GBP
USD 0.54945 ordinary CFD reducing a long position 92 26.3400 GBP
USD 0.54945 ordinary CFD reducing a long position 3,755 26.3405 GBP
USD 0.54945 ordinary CFD reducing a long position 53,304 26.3457 GBP
USD 0.54945 ordinary CFD reducing a long position 22,200 26.3518 GBP
USD 0.54945 ordinary CFD reducing a long position 185 26.4160 GBP
USD 0.54945 ordinary CFD reducing a long position 15,645 26.4637 GBP
USD 0.54945 ordinary CFD reducing a long position 21,785 26.4641 GBP
USD 0.54945 ordinary CFD reducing a long position 1,125 26.4750 GBP
USD 0.54945 ordinary CFD reducing a long position 9,050 26.4766 GBP
USD 0.54945 ordinary CFD reducing a long position 4,242 26.5165 GBP
USD 0.54945 ordinary CFD reducing a long position 67 26.5881 GBP
USD 0.54945 ordinary CFD reducing a long position 204 26.5881 GBP
USD 0.54945 ordinary CFD reducing a long position 19,229 26.5881 GBP
USD 0.54945 ordinary CFD reducing a long position 120 26.5881 GBP
USD 0.54945 ordinary CFD reducing a long position 1,151 26.5960 GBP
USD 0.54945 ordinary CFD reducing a long position 953 26.5960 GBP
USD 0.54945 ordinary CFD reducing a long position 118 26.5961 GBP
USD 0.54945 ordinary CFD reducing a long position 2,398 26.5962 GBP
USD 0.54945 ordinary CFD reducing a long position 418 26.5962 GBP
USD 0.54945 ordinary CFD reducing a long position 1,022 26.5962 GBP
USD 0.54945 ordinary CFD reducing a long position 171 26.6036 GBP
USD 0.54945 ordinary CFD reducing a long position 108 26.6055 GBP
USD 0.54945 ordinary CFD reducing a long position 610 26.6114 GBP
USD 0.54945 ordinary CFD reducing a long position 1,610 26.6212 GBP
USD 0.54945 ordinary CFD reducing a long position 1,400 26.6253 GBP
USD 0.54945 ordinary CFD reducing a long position 1,975 26.6645 GBP
USD 0.54945 ordinary CFD reducing a long position 821 26.8195 GBP
USD 0.54945 ordinary CFD reducing a long position 14 30.7700 EUR
USD 0.54945 ordinary CFD reducing a long position 36 30.7714 EUR
USD 0.54945 ordinary CFD reducing a long position 132 620.9727 ZAR
USD 0.54945 ordinary CFD reducing a long position 11,056 624.1408 ZAR
USD 0.54945 ordinary CFD reducing a long position 63,157 631.2040 ZAR
USD 0.54945 ordinary CFD reducing a short position 132,963 21.4085 GBP
USD 0.54945 ordinary CFD reducing a short position 461 26.3400 GBP
USD 0.54945 ordinary CFD reducing a short position 5 26.3400 GBP
USD 0.54945 ordinary CFD reducing a short position 4,077 26.3400 GBP
USD 0.54945 ordinary CFD reducing a short position 446 26.3400 GBP
USD 0.54945 ordinary CFD reducing a short position 5,061 26.3991 GBP
USD 0.54945 ordinary CFD reducing a short position 66 26.4250 GBP
USD 0.54945 ordinary CFD reducing a short position 32 26.6084 GBP
USD 0.54945 ordinary CFD reducing a short position 1,387 26.7657 GBP
USD 0.54945 ordinary CFD reducing a short position 5,500 26.8311 GBP
USD 0.54945 ordinary CFD reducing a short position 17,500 26.8681 GBP
USD 0.54945 ordinary CFD reducing a short position 41,746 26.9049 GBP
USD 0.54945 ordinary CFD reducing a short position 24,391 27.0766 GBP
USD 0.54945 ordinary CFD reducing a short position 5,000 27.4186 GBP
USD 0.54945 ordinary CFD reducing a short position 500 27.4800 GBP
USD 0.54945 ordinary CFD reducing a short position 5,000 27.6843 GBP
USD 0.54945 ordinary CFD reducing a short position 2 30.7700 EUR
USD 0.54945 ordinary CFD reducing a short position 132 620.9727 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,925 623.2136 ZAR
USD 0.54945 ordinary CFD reducing a short position 5,911 624.1388 ZAR
USD 0.54945 ordinary CFD reducing a short position 3,834 624.1389 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,311 624.1389 ZAR
USD 0.54945 ordinary CFD reducing a short position 25,818 629.6134 ZAR
USD 0.54945 ordinary CFD reducing a short position 2,947 630.3451 ZAR
USD 0.54945 ordinary CFD reducing a short position 32,467 633.0206 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X5) SHORT 500 0.3500 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 01 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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