REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)- Anglo American plc
03/05/2024 10:45
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RNS Number : 1871N Morgan Stanley & Co. Int'l plc 03 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary SALES 853,373 26.6163 GBP 25.8475 GBP
USD 0.54945 ordinary PURCHASES 996,100 26.6283 GBP 25.8750 GBP
USD 0.54945 ordinary PURCHASES 1,977 30.9200 EUR 30.8296 EUR
USD 0.54945 ordinary SALES 2,156 30.9200 EUR 30.5800 EUR
USD 0.54945 ordinary PURCHASES 2,726 616.1400 ZAR 616.1400 ZAR
USD 0.54945 ordinary SALES 2,726 616.1400 ZAR 616.1400 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 100 25.9300 GBP
USD 0.54945 ordinary CFD increasing a long position 1,523 26.1192 GBP
USD 0.54945 ordinary CFD increasing a long position 107 26.1208 GBP
USD 0.54945 ordinary CFD increasing a long position 1,656 26.1768 GBP
USD 0.54945 ordinary CFD increasing a long position 24,699 26.1840 GBP
USD 0.54945 ordinary CFD increasing a long position 11 26.2145 GBP
USD 0.54945 ordinary CFD increasing a long position 102 26.2526 GBP
USD 0.54945 ordinary CFD increasing a long position 13,864 26.3280 GBP
USD 0.54945 ordinary CFD increasing a long position 12,815 26.4398 GBP
USD 0.54945 ordinary CFD increasing a long position 1,750 26.4940 GBP
USD 0.54945 ordinary CFD increasing a long position 7,786 26.5044 GBP
USD 0.54945 ordinary CFD increasing a long position 6,017 26.5048 GBP
USD 0.54945 ordinary CFD increasing a long position 2,894 26.5309 GBP
USD 0.54945 ordinary CFD increasing a long position 625 26.5595 GBP
USD 0.54945 ordinary CFD increasing a long position 2,455 26.5616 GBP
USD 0.54945 ordinary CFD increasing a long position 3,076 26.5881 GBP
USD 0.54945 ordinary CFD increasing a long position 46 26.5895 GBP
USD 0.54945 ordinary CFD increasing a long position 4,990 26.6069 GBP
USD 0.54945 ordinary CFD increasing a long position 145 26.6150 GBP
USD 0.54945 ordinary CFD increasing a long position 5,900 26.6150 GBP
USD 0.54945 ordinary CFD increasing a long position 224 26.6150 GBP
USD 0.54945 ordinary CFD increasing a long position 109 30.5800 EUR
USD 0.54945 ordinary CFD increasing a long position 26,921 610.8525 ZAR
USD 0.54945 ordinary CFD increasing a long position 38,407 610.8675 ZAR
USD 0.54945 ordinary CFD increasing a long position 500 612.0000 ZAR
USD 0.54945 ordinary CFD increasing a short position 20,000 26.1854 GBP
USD 0.54945 ordinary CFD increasing a short position 34,336 26.2805 GBP
USD 0.54945 ordinary CFD increasing a short position 3,749 26.2954 GBP
USD 0.54945 ordinary CFD increasing a short position 5,847 26.3031 GBP
USD 0.54945 ordinary CFD increasing a short position 168 26.3706 GBP
USD 0.54945 ordinary CFD increasing a short position 74,076 26.4095 GBP
USD 0.54945 ordinary CFD increasing a short position 297 26.4300 GBP
USD 0.54945 ordinary CFD increasing a short position 18 26.4300 GBP
USD 0.54945 ordinary CFD increasing a short position 32 26.4644 GBP
USD 0.54945 ordinary CFD increasing a short position 5,192 26.5362 GBP
USD 0.54945 ordinary CFD increasing a short position 7,996 26.5401 GBP
USD 0.54945 ordinary CFD increasing a short position 6,432 26.5943 GBP
USD 0.54945 ordinary CFD increasing a short position 2,382 26.6150 GBP
USD 0.54945 ordinary CFD increasing a short position 318 26.6150 GBP
USD 0.54945 ordinary CFD increasing a short position 383 26.6167 GBP
USD 0.54945 ordinary CFD increasing a short position 17,500 26.6283 GBP
USD 0.54945 ordinary CFD increasing a short position 1,260 26.6283 GBP
USD 0.54945 ordinary CFD increasing a short position 1,731 30.8251 EUR
USD 0.54945 ordinary CFD increasing a short position 46 31.0001 EUR
USD 0.54945 ordinary CFD increasing a short position 733 606.6420 ZAR
USD 0.54945 ordinary CFD increasing a short position 547 610.1661 ZAR
USD 0.54945 ordinary CFD increasing a short position 16,814 610.5907 ZAR
USD 0.54945 ordinary CFD increasing a short position 6,847 611.0858 ZAR
USD 0.54945 ordinary CFD increasing a short position 500 612.0000 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,713 612.0248 ZAR
USD 0.54945 ordinary CFD reducing a long position 100 25.9300 GBP
USD 0.54945 ordinary CFD reducing a long position 213 26.0649 GBP
USD 0.54945 ordinary CFD reducing a long position 10,120 26.1771 GBP
USD 0.54945 ordinary CFD reducing a long position 312 26.1831 GBP
USD 0.54945 ordinary CFD reducing a long position 2,054 26.3172 GBP
USD 0.54945 ordinary CFD reducing a long position 2,880 26.4053 GBP
USD 0.54945 ordinary CFD reducing a long position 620 26.4053 GBP
USD 0.54945 ordinary CFD reducing a long position 2,130 26.4084 GBP
USD 0.54945 ordinary CFD reducing a long position 1,761 26.4084 GBP
USD 0.54945 ordinary CFD reducing a long position 155 26.4306 GBP
USD 0.54945 ordinary CFD reducing a long position 131 26.4306 GBP
USD 0.54945 ordinary CFD reducing a long position 4,805 26.4306 GBP
USD 0.54945 ordinary CFD reducing a long position 478 26.4352 GBP
USD 0.54945 ordinary CFD reducing a long position 3,015 26.4352 GBP
USD 0.54945 ordinary CFD reducing a long position 13,864 26.4644 GBP
USD 0.54945 ordinary CFD reducing a long position 2,204 26.5345 GBP
USD 0.54945 ordinary CFD reducing a long position 32,004 26.5401 GBP
USD 0.54945 ordinary CFD reducing a long position 4 26.5500 GBP
USD 0.54945 ordinary CFD reducing a long position 58,860 26.5839 GBP
USD 0.54945 ordinary CFD reducing a long position 387 26.5943 GBP
USD 0.54945 ordinary CFD reducing a long position 12,800 26.6057 GBP
USD 0.54945 ordinary CFD reducing a long position 2,582 26.6150 GBP
USD 0.54945 ordinary CFD reducing a long position 326 26.6150 GBP
USD 0.54945 ordinary CFD reducing a long position 75 26.6150 GBP
USD 0.54945 ordinary CFD reducing a long position 300 26.6150 GBP
USD 0.54945 ordinary CFD reducing a long position 143 26.6150 GBP
USD 0.54945 ordinary CFD reducing a long position 24,331 611.9298 ZAR
USD 0.54945 ordinary CFD reducing a long position 41,504 612.3704 ZAR
USD 0.54945 ordinary CFD reducing a long position 106 613.2940 ZAR
USD 0.54945 ordinary CFD reducing a short position 32 26.1192 GBP
USD 0.54945 ordinary CFD reducing a short position 5,847 26.2874 GBP
USD 0.54945 ordinary CFD reducing a short position 7,128 26.2879 GBP
USD 0.54945 ordinary CFD reducing a short position 38,152 26.2931 GBP
USD 0.54945 ordinary CFD reducing a short position 697 26.3091 GBP
USD 0.54945 ordinary CFD reducing a short position 3,749 26.3175 GBP
USD 0.54945 ordinary CFD reducing a short position 13,122 26.3280 GBP
USD 0.54945 ordinary CFD reducing a short position 53 26.4431 GBP
USD 0.54945 ordinary CFD reducing a short position 44 26.4450 GBP
USD 0.54945 ordinary CFD reducing a short position 61 26.5286 GBP
USD 0.54945 ordinary CFD reducing a short position 1,444 26.5289 GBP
USD 0.54945 ordinary CFD reducing a short position 26 26.5869 GBP
USD 0.54945 ordinary CFD reducing a short position 97 26.6150 GBP
USD 0.54945 ordinary CFD reducing a short position 30 26.6150 GBP
USD 0.54945 ordinary CFD reducing a short position 6,399 26.6150 GBP
USD 0.54945 ordinary CFD reducing a short position 83 26.6150 GBP
USD 0.54945 ordinary CFD reducing a short position 66 26.6150 GBP
USD 0.54945 ordinary CFD reducing a short position 1,847 30.6332 EUR
USD 0.54945 ordinary CFD reducing a short position 395 609.8344 ZAR
USD 0.54945 ordinary CFD reducing a short position 8,424 611.0943 ZAR
USD 0.54945 ordinary CFD reducing a short position 2,735 612.1856 ZAR
USD 0.54945 ordinary CFD reducing a short position 603 612.3683 ZAR
USD 0.54945 ordinary CFD reducing a short position 11,779 612.3685 ZAR
USD 0.54945 ordinary CFD reducing a short position 8,171 612.3685 ZAR
USD 0.54945 ordinary CFD reducing a short position 20,951 612.3685 ZAR
USD 0.54945 ordinary CFD reducing a short position 12,777 612.4907 ZAR
USD 0.54945 ordinary CFD reducing a short position 106 613.2940 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X4) SHORT 90 19.2889 EUR
USD 0.54945 ordinary Mini Future (18.182)(DE000MG1W100) LONG 5,000 9.4700 EUR
USD 0.54945 ordinary Mini Future (18.182)(DE000MG1W100) SHORT 5,000 9.4400 EUR
USD 0.54945 ordinary Open End Knock out Warrant (17.5) (ISIN LONG 200 10.7950 EUR
USD 0.54945 ordinary Open End Knock out Warrant (23) (ISIN SHORT 500 4.1400 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary CALL PURCHASING 90,000 3230.0000 European 02/07/2024 0.3536 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 03 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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