REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)- Anglo American plc
07/05/2024 07:00
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RNS Number : 3334N Morgan Stanley & Co. Int'l plc 07 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 2,021,275 27.7250 GBP 26.4800 GBP
USD 0.54945 ordinary SALES 2,799,526 27.7400 GBP 26.4950 GBP
USD 0.54945 ordinary PURCHASES 1,054 32.1243 EUR 31.7173 EUR
USD 0.54945 ordinary SALES 4,246 32.2616 EUR 31.9940 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 2,316 26.6316 GBP
USD 0.54945 ordinary CFD increasing a long position 283 26.6942 GBP
USD 0.54945 ordinary CFD increasing a long position 3,020 26.7584 GBP
USD 0.54945 ordinary CFD increasing a long position 382 26.7936 GBP
USD 0.54945 ordinary CFD increasing a long position 126 26.8000 GBP
USD 0.54945 ordinary CFD increasing a long position 8,354 26.9237 GBP
USD 0.54945 ordinary CFD increasing a long position 89 26.9333 GBP
USD 0.54945 ordinary CFD increasing a long position 33,372 26.9350 GBP
USD 0.54945 ordinary CFD increasing a long position 16,690 27.0839 GBP
USD 0.54945 ordinary CFD increasing a long position 1,722 27.3399 GBP
USD 0.54945 ordinary CFD increasing a long position 1,331 27.3403 GBP
USD 0.54945 ordinary CFD increasing a long position 7,962 27.3752 GBP
USD 0.54945 ordinary CFD increasing a long position 907 27.3752 GBP
USD 0.54945 ordinary CFD increasing a long position 725 27.4452 GBP
USD 0.54945 ordinary CFD increasing a long position 15,000 27.4458 GBP
USD 0.54945 ordinary CFD increasing a long position 2 27.4810 GBP
USD 0.54945 ordinary CFD increasing a long position 1,000 27.4912 GBP
USD 0.54945 ordinary CFD increasing a long position 44 27.4982 GBP
USD 0.54945 ordinary CFD increasing a long position 183 27.5000 GBP
USD 0.54945 ordinary CFD increasing a long position 370 27.5068 GBP
USD 0.54945 ordinary CFD increasing a long position 650 27.5115 GBP
USD 0.54945 ordinary CFD increasing a long position 1,323 32.0500 EUR
USD 0.54945 ordinary CFD increasing a long position 70 32.1200 EUR
USD 0.54945 ordinary CFD increasing a long position 24,825 632.9851 ZAR
USD 0.54945 ordinary CFD increasing a long position 40,571 638.6385 ZAR
USD 0.54945 ordinary CFD increasing a long position 1 638.8600 ZAR
USD 0.54945 ordinary CFD increasing a short position 21,195 26.7256 GBP
USD 0.54945 ordinary CFD increasing a short position 1,305 26.7256 GBP
USD 0.54945 ordinary CFD increasing a short position 231 26.7357 GBP
USD 0.54945 ordinary CFD increasing a short position 256 26.7357 GBP
USD 0.54945 ordinary CFD increasing a short position 11,939 26.7357 GBP
USD 0.54945 ordinary CFD increasing a short position 580 26.7357 GBP
USD 0.54945 ordinary CFD increasing a short position 4,918 26.7357 GBP
USD 0.54945 ordinary CFD increasing a short position 608 26.7357 GBP
USD 0.54945 ordinary CFD increasing a short position 420 26.7472 GBP
USD 0.54945 ordinary CFD increasing a short position 6 26.7588 GBP
USD 0.54945 ordinary CFD increasing a short position 420 26.7755 GBP
USD 0.54945 ordinary CFD increasing a short position 994 26.8800 GBP
USD 0.54945 ordinary CFD increasing a short position 80,070 26.9280 GBP
USD 0.54945 ordinary CFD increasing a short position 4,930 26.9280 GBP
USD 0.54945 ordinary CFD increasing a short position 23 26.9350 GBP
USD 0.54945 ordinary CFD increasing a short position 5,270 27.0263 GBP
USD 0.54945 ordinary CFD increasing a short position 10,091 27.0463 GBP
USD 0.54945 ordinary CFD increasing a short position 11,939 27.1308 GBP
USD 0.54945 ordinary CFD increasing a short position 580 27.1308 GBP
USD 0.54945 ordinary CFD increasing a short position 231 27.1308 GBP
USD 0.54945 ordinary CFD increasing a short position 256 27.1308 GBP
USD 0.54945 ordinary CFD increasing a short position 608 27.1308 GBP
USD 0.54945 ordinary CFD increasing a short position 4,918 27.1308 GBP
USD 0.54945 ordinary CFD increasing a short position 2,797 27.2086 GBP
USD 0.54945 ordinary CFD increasing a short position 877 27.2670 GBP
USD 0.54945 ordinary CFD increasing a short position 54 27.2670 GBP
USD 0.54945 ordinary CFD increasing a short position 13,694 27.3758 GBP
USD 0.54945 ordinary CFD increasing a short position 929 27.4205 GBP
USD 0.54945 ordinary CFD increasing a short position 2,401 27.4362 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 27.4472 GBP
USD 0.54945 ordinary CFD increasing a short position 21,072 27.4623 GBP
USD 0.54945 ordinary CFD increasing a short position 17 27.4650 GBP
USD 0.54945 ordinary CFD increasing a short position 10 27.4898 GBP
USD 0.54945 ordinary CFD increasing a short position 5,143 27.4944 GBP
USD 0.54945 ordinary CFD increasing a short position 2,638 27.5092 GBP
USD 0.54945 ordinary CFD increasing a short position 3,978 27.5106 GBP
USD 0.54945 ordinary CFD increasing a short position 230 31.1213 EUR
USD 0.54945 ordinary CFD increasing a short position 400 32.0600 EUR
USD 0.54945 ordinary CFD increasing a short position 256 32.1158 EUR
USD 0.54945 ordinary CFD increasing a short position 1,243 629.2258 ZAR
USD 0.54945 ordinary CFD increasing a short position 3,229 630.6394 ZAR
USD 0.54945 ordinary CFD increasing a short position 19,653 633.3810 ZAR
USD 0.54945 ordinary CFD increasing a short position 1 638.8600 ZAR
USD 0.54945 ordinary CFD increasing a short position 700 639.3660 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,023 26.8600 GBP
USD 0.54945 ordinary CFD reducing a long position 1,912 26.8985 GBP
USD 0.54945 ordinary CFD reducing a long position 2,098 26.9347 GBP
USD 0.54945 ordinary CFD reducing a long position 90 26.9350 GBP
USD 0.54945 ordinary CFD reducing a long position 35,158 26.9350 GBP
USD 0.54945 ordinary CFD reducing a long position 2,850 26.9372 GBP
USD 0.54945 ordinary CFD reducing a long position 6,971 26.9639 GBP
USD 0.54945 ordinary CFD reducing a long position 282 27.0649 GBP
USD 0.54945 ordinary CFD reducing a long position 5,800 27.1343 GBP
USD 0.54945 ordinary CFD reducing a long position 699 27.2046 GBP
USD 0.54945 ordinary CFD reducing a long position 573 27.2046 GBP
USD 0.54945 ordinary CFD reducing a long position 13 27.2239 GBP
USD 0.54945 ordinary CFD reducing a long position 16 27.2239 GBP
USD 0.54945 ordinary CFD reducing a long position 1,003 27.2239 GBP
USD 0.54945 ordinary CFD reducing a long position 370 27.3758 GBP
USD 0.54945 ordinary CFD reducing a long position 1,161 27.4019 GBP
USD 0.54945 ordinary CFD reducing a long position 1,502 27.4027 GBP
USD 0.54945 ordinary CFD reducing a long position 4,481 27.4205 GBP
USD 0.54945 ordinary CFD reducing a long position 7,579 27.4255 GBP
USD 0.54945 ordinary CFD reducing a long position 6,472 27.4823 GBP
USD 0.54945 ordinary CFD reducing a long position 4,404 27.4960 GBP
USD 0.54945 ordinary CFD reducing a long position 421 27.5018 GBP
USD 0.54945 ordinary CFD reducing a long position 14,148 635.5581 ZAR
USD 0.54945 ordinary CFD reducing a short position 2 26.5250 GBP
USD 0.54945 ordinary CFD reducing a short position 60 26.8788 GBP
USD 0.54945 ordinary CFD reducing a short position 16,875 26.9237 GBP
USD 0.54945 ordinary CFD reducing a short position 60 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 177 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 19,908 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 68 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 143 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 214 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 41 26.9350 GBP
USD 0.54945 ordinary CFD reducing a short position 28,915 27.0869 GBP
USD 0.54945 ordinary CFD reducing a short position 5,270 27.0992 GBP
USD 0.54945 ordinary CFD reducing a short position 1,802 27.2021 GBP
USD 0.54945 ordinary CFD reducing a short position 48,001 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 30,144 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 8,053 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 5,883 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 69,082 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 24,574 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 22,719 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 288,123 27.2325 GBP
USD 0.54945 ordinary CFD reducing a short position 1,052 27.2544 GBP
USD 0.54945 ordinary CFD reducing a short position 10,091 27.2636 GBP
USD 0.54945 ordinary CFD reducing a short position 415 27.2884 GBP
USD 0.54945 ordinary CFD reducing a short position 76,153 27.4163 GBP
USD 0.54945 ordinary CFD reducing a short position 3,500 27.4205 GBP
USD 0.54945 ordinary CFD reducing a short position 76,096 27.4404 GBP
USD 0.54945 ordinary CFD reducing a short position 70,403 27.4413 GBP
USD 0.54945 ordinary CFD reducing a short position 36,304 27.4574 GBP
USD 0.54945 ordinary CFD reducing a short position 108,912 27.4574 GBP
USD 0.54945 ordinary CFD reducing a short position 5,000 27.4775 GBP
USD 0.54945 ordinary CFD reducing a short position 10,459 27.4863 GBP
USD 0.54945 ordinary CFD reducing a short position 1,315 27.4990 GBP
USD 0.54945 ordinary CFD reducing a short position 17 27.5000 GBP
USD 0.54945 ordinary CFD reducing a short position 476 27.5048 GBP
USD 0.54945 ordinary CFD reducing a short position 42 27.5068 GBP
USD 0.54945 ordinary CFD reducing a short position 650 27.5424 GBP
USD 0.54945 ordinary CFD reducing a short position 256 32.0500 EUR
USD 0.54945 ordinary CFD reducing a short position 2,429 32.2616 EUR
USD 0.54945 ordinary CFD reducing a short position 2,576 626.4933 ZAR
USD 0.54945 ordinary CFD reducing a short position 679 634.7517 ZAR
USD 0.54945 ordinary CFD reducing a short position 9,125 637.6686 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,768 638.1822 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X4) LONG 60 22.9900 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X4) SHORT 50 23.1400 EUR
USD 0.54945 ordinary Mini Future (19.091) (DE000MG33190) SHORT 100 9.6100 EUR
USD 0.54945 ordinary Open End Knock out Warrant (20) (ISIN LONG 580 8.6200 EUR
USD 0.54945 ordinary Open End Knock out Warrant (23) (ISIN LONG 250 5.4900 EUR
USD 0.54945 ordinary Open End Knock out Warrant (24) (ISIN SHORT 111 4.4000 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary CALL WRITING 5,718 2292.4810 European 03/05/2024 4.0102 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 07 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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