REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc

Anglo AmericanAnnouncement

07/05/2024 10:45

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240507:nRSG4288Na&default-theme=true

RNS Number : 4288N  Morgan Stanley & Co. Int'l plc  07 May 2024

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Anglo American plc
 connected:
 (d) Date dealing undertaken:                                                    06 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES-BHP Group Limited
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        PURCHASES         444                         31.3200 EUR                           31.0596 EUR
 USD 0.54945 ordinary        SALES             566                         31.3956 EUR                           31.0596 EUR

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  increasing a long position                                                     41                              31.1100 EUR
 USD 0.54945 ordinary        CFD                  increasing a long position                                                     59                              31.3183 EUR
 USD 0.54945 ordinary        CFD                  increasing a long position                                                     3                               617.0000 ZAR
 USD 0.54945 ordinary        CFD                  increasing a long position                                                     28,979                          618.3828 ZAR
 USD 0.54945 ordinary        CFD                  increasing a long position                                                     16,854                          618.4128 ZAR
 USD 0.54945 ordinary        CFD                  increasing a long position                                                     10,606                          620.2468 ZAR
 USD 0.54945 ordinary        CFD                  increasing a short position                                                    31                              31.3200 EUR
 USD 0.54945 ordinary        CFD                  increasing a short position                                                    6,248                           618.8061 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       59                              31.0600 EUR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       300                             31.1700 EUR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       3                               617.0000 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       85                              617.0341 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       6,238                           617.8288 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       1,723                           618.1468 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       1,349                           618.8061 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       1,296                           619.2715 ZAR
 USD 0.54945 ordinary        CFD                  reducing a long position                                                       25,129                          619.9540 ZAR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      31                              31.0595 EUR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      80                              31.2300 EUR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      1                               31.3200 EUR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      300                             31.4400 EUR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      85                              617.0341 ZAR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      1,820                           618.8694 ZAR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      8,274                           619.6264 ZAR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      2,429                           620.2468 ZAR
 USD 0.54945 ordinary        CFD                  reducing a short position                                                      2,000                           620.3883 ZAR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  07 May 2024
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FERGCGDUIXGDGSR