REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
08/05/2024 10:45
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RNS Number : 6115N Morgan Stanley & Co. Int'l plc 08 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 1,246,300 27.4850 GBP 26.5800 GBP
USD 0.54945 ordinary SALES 1,361,058 27.5250 GBP 26.6000 GBP
USD 0.54945 ordinary PURCHASES 1,170 31.6900 EUR 31.0600 EUR
USD 0.54945 ordinary SALES 2,807 31.6932 EUR 31.0500 EUR
USD 0.54945 ordinary PURCHASES 5,136 33.7230 USD 33.6086 USD
USD 0.54945 ordinary PURCHASES 2,739 621.5000 ZAR 621.5000 ZAR
USD 0.54945 ordinary SALES 2,739 621.5000 ZAR 621.5000 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 6,395 26.7704 GBP
USD 0.54945 ordinary CFD increasing a long position 8,354 26.7977 GBP
USD 0.54945 ordinary CFD increasing a long position 9 26.7978 GBP
USD 0.54945 ordinary CFD increasing a long position 29,581 26.8000 GBP
USD 0.54945 ordinary CFD increasing a long position 17 26.8000 GBP
USD 0.54945 ordinary CFD increasing a long position 2,975 26.8000 GBP
USD 0.54945 ordinary CFD increasing a long position 27,944 26.8052 GBP
USD 0.54945 ordinary CFD increasing a long position 1,165 26.8332 GBP
USD 0.54945 ordinary CFD increasing a long position 10,234 26.8332 GBP
USD 0.54945 ordinary CFD increasing a long position 18,620 26.8356 GBP
USD 0.54945 ordinary CFD increasing a long position 1,864 26.8521 GBP
USD 0.54945 ordinary CFD increasing a long position 11,069 26.8542 GBP
USD 0.54945 ordinary CFD increasing a long position 2,164 26.8860 GBP
USD 0.54945 ordinary CFD increasing a long position 1,007 26.9063 GBP
USD 0.54945 ordinary CFD increasing a long position 10,741 26.9213 GBP
USD 0.54945 ordinary CFD increasing a long position 40,000 27.0014 GBP
USD 0.54945 ordinary CFD increasing a long position 12,019 27.1901 GBP
USD 0.54945 ordinary CFD increasing a long position 34 31.0500 EUR
USD 0.54945 ordinary CFD increasing a long position 291 31.6531 EUR
USD 0.54945 ordinary CFD increasing a long position 36,213 622.9162 ZAR
USD 0.54945 ordinary CFD increasing a long position 17,467 624.3059 ZAR
USD 0.54945 ordinary CFD increasing a long position 20,242 625.3000 ZAR
USD 0.54945 ordinary CFD increasing a short position 5 26.6200 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 26.7150 GBP
USD 0.54945 ordinary CFD increasing a short position 1,661 26.7858 GBP
USD 0.54945 ordinary CFD increasing a short position 2,981 26.8000 GBP
USD 0.54945 ordinary CFD increasing a short position 2,184 26.8000 GBP
USD 0.54945 ordinary CFD increasing a short position 171 26.8010 GBP
USD 0.54945 ordinary CFD increasing a short position 2,779 26.8010 GBP
USD 0.54945 ordinary CFD increasing a short position 4,599 26.8048 GBP
USD 0.54945 ordinary CFD increasing a short position 283 26.8048 GBP
USD 0.54945 ordinary CFD increasing a short position 1,195 26.8101 GBP
USD 0.54945 ordinary CFD increasing a short position 35,001 26.9095 GBP
USD 0.54945 ordinary CFD increasing a short position 200 27.1250 GBP
USD 0.54945 ordinary CFD increasing a short position 500 27.1400 GBP
USD 0.54945 ordinary CFD increasing a short position 881 27.4177 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 31.2000 EUR
USD 0.54945 ordinary CFD increasing a short position 20 31.3395 EUR
USD 0.54945 ordinary CFD increasing a short position 4,245 33.6086 GBP
USD 0.54945 ordinary CFD increasing a short position 1,438 622.0123 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,775 624.2877 ZAR
USD 0.54945 ordinary CFD reducing a long position 8,354 26.7637 GBP
USD 0.54945 ordinary CFD reducing a long position 1,155 26.7665 GBP
USD 0.54945 ordinary CFD reducing a long position 2,245 26.7858 GBP
USD 0.54945 ordinary CFD reducing a long position 570 26.7930 GBP
USD 0.54945 ordinary CFD reducing a long position 5,661 26.7949 GBP
USD 0.54945 ordinary CFD reducing a long position 4,506 26.7952 GBP
USD 0.54945 ordinary CFD reducing a long position 833 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 29,581 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 42 26.8000 GBP
USD 0.54945 ordinary CFD reducing a long position 6,693 26.8005 GBP
USD 0.54945 ordinary CFD reducing a long position 1,422 26.8007 GBP
USD 0.54945 ordinary CFD reducing a long position 4,900 26.8027 GBP
USD 0.54945 ordinary CFD reducing a long position 28 26.8029 GBP
USD 0.54945 ordinary CFD reducing a long position 1,471 26.8318 GBP
USD 0.54945 ordinary CFD reducing a long position 19,321 26.8554 GBP
USD 0.54945 ordinary CFD reducing a long position 1,628 26.8621 GBP
USD 0.54945 ordinary CFD reducing a long position 1,947 26.8621 GBP
USD 0.54945 ordinary CFD reducing a long position 635 26.8660 GBP
USD 0.54945 ordinary CFD reducing a long position 2,577 26.8686 GBP
USD 0.54945 ordinary CFD reducing a long position 3,356 26.8691 GBP
USD 0.54945 ordinary CFD reducing a long position 4,343 26.8695 GBP
USD 0.54945 ordinary CFD reducing a long position 2,668 26.8718 GBP
USD 0.54945 ordinary CFD reducing a long position 200 26.9034 GBP
USD 0.54945 ordinary CFD reducing a long position 103 26.9084 GBP
USD 0.54945 ordinary CFD reducing a long position 12,019 27.0338 GBP
USD 0.54945 ordinary CFD reducing a long position 183 27.1250 GBP
USD 0.54945 ordinary CFD reducing a long position 67 31.0600 EUR
USD 0.54945 ordinary CFD reducing a long position 56 31.1100 EUR
USD 0.54945 ordinary CFD reducing a long position 84 621.2363 ZAR
USD 0.54945 ordinary CFD reducing a long position 990 622.3761 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,081 622.7092 ZAR
USD 0.54945 ordinary CFD reducing a long position 10,303 624.2877 ZAR
USD 0.54945 ordinary CFD reducing a long position 23,715 624.4340 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,086 624.6768 ZAR
USD 0.54945 ordinary CFD reducing a long position 3,997 630.1308 ZAR
USD 0.54945 ordinary CFD reducing a short position 723 26.7270 GBP
USD 0.54945 ordinary CFD reducing a short position 297 26.7394 GBP
USD 0.54945 ordinary CFD reducing a short position 151 26.7786 GBP
USD 0.54945 ordinary CFD reducing a short position 10,070 26.7847 GBP
USD 0.54945 ordinary CFD reducing a short position 2,758 26.7847 GBP
USD 0.54945 ordinary CFD reducing a short position 1,961 26.7872 GBP
USD 0.54945 ordinary CFD reducing a short position 1,835 26.7901 GBP
USD 0.54945 ordinary CFD reducing a short position 15,337 26.7901 GBP
USD 0.54945 ordinary CFD reducing a short position 2,978 26.8000 GBP
USD 0.54945 ordinary CFD reducing a short position 2,184 26.8000 GBP
USD 0.54945 ordinary CFD reducing a short position 44 26.8000 GBP
USD 0.54945 ordinary CFD reducing a short position 200 26.8000 GBP
USD 0.54945 ordinary CFD reducing a short position 20 26.8000 GBP
USD 0.54945 ordinary CFD reducing a short position 74,749 26.8006 GBP
USD 0.54945 ordinary CFD reducing a short position 40,787 26.8009 GBP
USD 0.54945 ordinary CFD reducing a short position 122,363 26.8009 GBP
USD 0.54945 ordinary CFD reducing a short position 566 26.8728 GBP
USD 0.54945 ordinary CFD reducing a short position 36,432 26.8878 GBP
USD 0.54945 ordinary CFD reducing a short position 878 26.9213 GBP
USD 0.54945 ordinary CFD reducing a short position 881 27.4117 GBP
USD 0.54945 ordinary CFD reducing a short position 500 27.5199 GBP
USD 0.54945 ordinary CFD reducing a short position 1 31.1100 EUR
USD 0.54945 ordinary CFD reducing a short position 2,454 31.3894 EUR
USD 0.54945 ordinary CFD reducing a short position 601 620.6686 ZAR
USD 0.54945 ordinary CFD reducing a short position 84 621.2363 ZAR
USD 0.54945 ordinary CFD reducing a short position 990 622.3743 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,003 624.3059 ZAR
USD 0.54945 ordinary CFD reducing a short position 3,321 625.2213 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,323 625.9570 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X8) SHORT 30 34.8200 EUR
USD 0.54945 ordinary Open End Knock out Warrant (20) (ISIN SHORT 1,600 7.8363 EUR
USD 0.54945 ordinary Open End Knock out Warrant (23) (ISIN SHORT 300 4.7100 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary CALL WRITING 65,300 1947.6400 European 07/05/2024 7.3236 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 08 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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