REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
09/05/2024 10:45
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RNS Number : 8040N Morgan Stanley & Co. Int'l plc 09 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 642,695 26.8150 GBP 26.4850 GBP
USD 0.54945 ordinary SALES 863,308 27.4108 GBP 26.4850 GBP
USD 0.54945 ordinary PURCHASES 291 30.9157 EUR 30.8900 EUR
USD 0.54945 ordinary SALES 2,263 30.9700 EUR 30.9032 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 37,369 26.5400 GBP
USD 0.54945 ordinary CFD increasing a long position 5,483 26.5660 GBP
USD 0.54945 ordinary CFD increasing a long position 224 26.5871 GBP
USD 0.54945 ordinary CFD increasing a long position 1,976 26.5871 GBP
USD 0.54945 ordinary CFD increasing a long position 750 26.6056 GBP
USD 0.54945 ordinary CFD increasing a long position 167 26.6538 GBP
USD 0.54945 ordinary CFD increasing a long position 5,579 26.7042 GBP
USD 0.54945 ordinary CFD increasing a long position 13 30.9700 EUR
USD 0.54945 ordinary CFD increasing a long position 19,265 618.0327 ZAR
USD 0.54945 ordinary CFD increasing a short position 73 26.5097 GBP
USD 0.54945 ordinary CFD increasing a short position 21 26.5400 GBP
USD 0.54945 ordinary CFD increasing a short position 234 26.5400 GBP
USD 0.54945 ordinary CFD increasing a short position 454 26.5400 GBP
USD 0.54945 ordinary CFD increasing a short position 142 26.5400 GBP
USD 0.54945 ordinary CFD increasing a short position 32,060 26.5400 GBP
USD 0.54945 ordinary CFD increasing a short position 13 26.5669 GBP
USD 0.54945 ordinary CFD increasing a short position 38,048 26.5932 GBP
USD 0.54945 ordinary CFD increasing a short position 27 26.5940 GBP
USD 0.54945 ordinary CFD increasing a short position 733 26.5940 GBP
USD 0.54945 ordinary CFD increasing a short position 253 26.5940 GBP
USD 0.54945 ordinary CFD increasing a short position 1,689 26.6872 GBP
USD 0.54945 ordinary CFD increasing a short position 4,806 27.3785 GBP
USD 0.54945 ordinary CFD increasing a short position 4,806 27.3882 GBP
USD 0.54945 ordinary CFD increasing a short position 3,124 27.4311 GBP
USD 0.54945 ordinary CFD increasing a short position 2,403 27.4635 GBP
USD 0.54945 ordinary CFD increasing a short position 2,402 27.4737 GBP
USD 0.54945 ordinary CFD increasing a short position 2,403 27.4969 GBP
USD 0.54945 ordinary CFD increasing a short position 779 27.5022 GBP
USD 0.54945 ordinary CFD increasing a short position 7,209 27.5275 GBP
USD 0.54945 ordinary CFD increasing a short position 1,010 617.3180 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,140 617.4213 ZAR
USD 0.54945 ordinary CFD increasing a short position 15,030 618.1473 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,085 618.3162 ZAR
USD 0.54945 ordinary CFD reducing a long position 15 26.5050 GBP
USD 0.54945 ordinary CFD reducing a long position 4,900 26.5386 GBP
USD 0.54945 ordinary CFD reducing a long position 37,367 26.5400 GBP
USD 0.54945 ordinary CFD reducing a long position 2,943 26.5400 GBP
USD 0.54945 ordinary CFD reducing a long position 158 26.5400 GBP
USD 0.54945 ordinary CFD reducing a long position 5,483 26.5421 GBP
USD 0.54945 ordinary CFD reducing a long position 97 26.5427 GBP
USD 0.54945 ordinary CFD reducing a long position 10,598 26.5440 GBP
USD 0.54945 ordinary CFD reducing a long position 3,353 26.5450 GBP
USD 0.54945 ordinary CFD reducing a long position 5,934 26.5744 GBP
USD 0.54945 ordinary CFD reducing a long position 170 26.5834 GBP
USD 0.54945 ordinary CFD reducing a long position 239 26.5834 GBP
USD 0.54945 ordinary CFD reducing a long position 1,221 26.5918 GBP
USD 0.54945 ordinary CFD reducing a long position 2,048 26.6298 GBP
USD 0.54945 ordinary CFD reducing a long position 2,651 26.6302 GBP
USD 0.54945 ordinary CFD reducing a long position 5,579 26.6377 GBP
USD 0.54945 ordinary CFD reducing a long position 2 26.6740 GBP
USD 0.54945 ordinary CFD reducing a long position 465 26.7050 GBP
USD 0.54945 ordinary CFD reducing a long position 25 26.7252 GBP
USD 0.54945 ordinary CFD reducing a long position 254 30.8900 EUR
USD 0.54945 ordinary CFD reducing a long position 2,255 617.4892 ZAR
USD 0.54945 ordinary CFD reducing a long position 84 617.9230 ZAR
USD 0.54945 ordinary CFD reducing a long position 21,075 618.6169 ZAR
USD 0.54945 ordinary CFD reducing a short position 15 26.5353 GBP
USD 0.54945 ordinary CFD reducing a short position 454 26.5400 GBP
USD 0.54945 ordinary CFD reducing a short position 157 26.5400 GBP
USD 0.54945 ordinary CFD reducing a short position 234 26.5400 GBP
USD 0.54945 ordinary CFD reducing a short position 150 26.5401 GBP
USD 0.54945 ordinary CFD reducing a short position 324 26.5402 GBP
USD 0.54945 ordinary CFD reducing a short position 13 26.5475 GBP
USD 0.54945 ordinary CFD reducing a short position 125,266 26.5586 GBP
USD 0.54945 ordinary CFD reducing a short position 41,755 26.5586 GBP
USD 0.54945 ordinary CFD reducing a short position 653 26.5720 GBP
USD 0.54945 ordinary CFD reducing a short position 586 26.5853 GBP
USD 0.54945 ordinary CFD reducing a short position 75,003 26.5861 GBP
USD 0.54945 ordinary CFD reducing a short position 37,194 26.6026 GBP
USD 0.54945 ordinary CFD reducing a short position 111 26.7096 GBP
USD 0.54945 ordinary CFD reducing a short position 235 27.4108 GBP
USD 0.54945 ordinary CFD reducing a short position 223 27.4108 GBP
USD 0.54945 ordinary CFD reducing a short position 1,780 27.4108 GBP
USD 0.54945 ordinary CFD reducing a short position 4,775 27.4108 GBP
USD 0.54945 ordinary CFD reducing a short position 81 27.4108 GBP
USD 0.54945 ordinary CFD reducing a short position 93 27.4108 GBP
USD 0.54945 ordinary CFD reducing a short position 2,133 30.9019 EUR
USD 0.54945 ordinary CFD reducing a short position 80 30.9384 EUR
USD 0.54945 ordinary CFD reducing a short position 2,255 617.4873 ZAR
USD 0.54945 ordinary CFD reducing a short position 84 617.9230 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,518 618.4500 ZAR
USD 0.54945 ordinary CFD reducing a short position 13,096 618.5587 ZAR
USD 0.54945 ordinary CFD reducing a short position 6,191 618.7646 ZAR
USD 0.54945 ordinary CFD reducing a short position 270 618.9900 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X4) SHORT 100 19.9000 EUR
USD 0.54945 ordinary Open End Knock out Warrant (24) (ISIN SHORT 300 3.3600 EUR
USD 0.54945 ordinary Open End Knock out Warrant (25) (ISIN SHORT 200 2.3000 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 09 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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