REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
14/05/2024 10:00
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RNS Number : 3577O Morgan Stanley & Co. Int'l plc 14 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 1,672,757 27.9900 GBP 27.0000 GBP
USD 0.54945 ordinary SALES 892,590 28.1050 GBP 27.0700 GBP
USD 0.54945 ordinary PURCHASES 857 32.2430 EUR 31.5251 EUR
USD 0.54945 ordinary SALES 320 32.3900 EUR 32.0543 EUR
USD 0.54945 ordinary PURCHASES 14,730 34.4902 USD 34.4902 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 35,118 27.1099 GBP
USD 0.54945 ordinary CFD increasing a long position 1,948 27.1332 GBP
USD 0.54945 ordinary CFD increasing a long position 1,505 27.1335 GBP
USD 0.54945 ordinary CFD increasing a long position 3,223 27.4670 GBP
USD 0.54945 ordinary CFD increasing a long position 367 27.4670 GBP
USD 0.54945 ordinary CFD increasing a long position 470 27.4739 GBP
USD 0.54945 ordinary CFD increasing a long position 172 27.7100 GBP
USD 0.54945 ordinary CFD increasing a long position 493 27.7163 GBP
USD 0.54945 ordinary CFD increasing a long position 88 27.7355 GBP
USD 0.54945 ordinary CFD increasing a long position 41,790 27.7779 GBP
USD 0.54945 ordinary CFD increasing a long position 19 27.8392 GBP
USD 0.54945 ordinary CFD increasing a long position 1 31.8600 EUR
USD 0.54945 ordinary CFD increasing a long position 231 32.0550 EUR
USD 0.54945 ordinary CFD increasing a long position 23 32.3900 EUR
USD 0.54945 ordinary CFD increasing a long position 46,522 632.0774 ZAR
USD 0.54945 ordinary CFD increasing a long position 23,962 634.3572 ZAR
USD 0.54945 ordinary CFD increasing a long position 4,149 635.6361 ZAR
USD 0.54945 ordinary CFD increasing a long position 560 637.5259 ZAR
USD 0.54945 ordinary CFD increasing a long position 11,023 637.6538 ZAR
USD 0.54945 ordinary CFD increasing a long position 14,493 638.3011 ZAR
USD 0.54945 ordinary CFD increasing a short position 378 27.0700 GBP
USD 0.54945 ordinary CFD increasing a short position 38,219 27.0700 GBP
USD 0.54945 ordinary CFD increasing a short position 1 27.0700 GBP
USD 0.54945 ordinary CFD increasing a short position 25,639 27.0700 GBP
USD 0.54945 ordinary CFD increasing a short position 1,204 27.0904 GBP
USD 0.54945 ordinary CFD increasing a short position 14,730 27.4725 GBP
USD 0.54945 ordinary CFD increasing a short position 1 27.5058 GBP
USD 0.54945 ordinary CFD increasing a short position 148 27.5251 GBP
USD 0.54945 ordinary CFD increasing a short position 6,427 27.5350 GBP
USD 0.54945 ordinary CFD increasing a short position 2,721 27.5819 GBP
USD 0.54945 ordinary CFD increasing a short position 2,640 27.6084 GBP
USD 0.54945 ordinary CFD increasing a short position 10,000 27.6084 GBP
USD 0.54945 ordinary CFD increasing a short position 25,479 27.6504 GBP
USD 0.54945 ordinary CFD increasing a short position 232 27.6678 GBP
USD 0.54945 ordinary CFD increasing a short position 773 27.7100 GBP
USD 0.54945 ordinary CFD increasing a short position 104 27.7157 GBP
USD 0.54945 ordinary CFD increasing a short position 5,253 27.7157 GBP
USD 0.54945 ordinary CFD increasing a short position 113 27.7157 GBP
USD 0.54945 ordinary CFD increasing a short position 2,186 27.7157 GBP
USD 0.54945 ordinary CFD increasing a short position 1,176 27.7617 GBP
USD 0.54945 ordinary CFD increasing a short position 34,302 27.8437 GBP
USD 0.54945 ordinary CFD increasing a short position 10,016 27.8900 GBP
USD 0.54945 ordinary CFD increasing a short position 65 31.5300 EUR
USD 0.54945 ordinary CFD increasing a short position 404 32.2430 EUR
USD 0.54945 ordinary CFD increasing a short position 6,828 628.9158 ZAR
USD 0.54945 ordinary CFD reducing a long position 15,607 27.0700 GBP
USD 0.54945 ordinary CFD reducing a long position 277 27.0700 GBP
USD 0.54945 ordinary CFD reducing a long position 560 27.0700 GBP
USD 0.54945 ordinary CFD reducing a long position 859 27.0700 GBP
USD 0.54945 ordinary CFD reducing a long position 1,858 27.0700 GBP
USD 0.54945 ordinary CFD reducing a long position 598 27.2153 GBP
USD 0.54945 ordinary CFD reducing a long position 39 27.2500 GBP
USD 0.54945 ordinary CFD reducing a long position 86 27.2600 GBP
USD 0.54945 ordinary CFD reducing a long position 113 27.2604 GBP
USD 0.54945 ordinary CFD reducing a long position 6,338 27.2928 GBP
USD 0.54945 ordinary CFD reducing a long position 13,662 27.4223 GBP
USD 0.54945 ordinary CFD reducing a long position 996 27.4306 GBP
USD 0.54945 ordinary CFD reducing a long position 1,181 27.4306 GBP
USD 0.54945 ordinary CFD reducing a long position 12,882 27.4403 GBP
USD 0.54945 ordinary CFD reducing a long position 4,130 27.4403 GBP
USD 0.54945 ordinary CFD reducing a long position 4,298 27.4562 GBP
USD 0.54945 ordinary CFD reducing a long position 1,770 27.4994 GBP
USD 0.54945 ordinary CFD reducing a long position 2,614 27.5328 GBP
USD 0.54945 ordinary CFD reducing a long position 2 27.5335 GBP
USD 0.54945 ordinary CFD reducing a long position 9 27.5335 GBP
USD 0.54945 ordinary CFD reducing a long position 1,080 27.5335 GBP
USD 0.54945 ordinary CFD reducing a long position 10 27.5610 GBP
USD 0.54945 ordinary CFD reducing a long position 1,318 27.5819 GBP
USD 0.54945 ordinary CFD reducing a long position 4,799 27.6076 GBP
USD 0.54945 ordinary CFD reducing a long position 794 27.7037 GBP
USD 0.54945 ordinary CFD reducing a long position 722,409 27.7100 GBP
USD 0.54945 ordinary CFD reducing a long position 6,908 27.7286 GBP
USD 0.54945 ordinary CFD reducing a long position 4,447 27.8268 GBP
USD 0.54945 ordinary CFD reducing a long position 1,765 27.8436 GBP
USD 0.54945 ordinary CFD reducing a long position 152 31.5154 EUR
USD 0.54945 ordinary CFD reducing a long position 236 31.5300 EUR
USD 0.54945 ordinary CFD reducing a long position 24,626 628.9158 ZAR
USD 0.54945 ordinary CFD reducing a long position 56 634.8384 ZAR
USD 0.54945 ordinary CFD reducing a long position 41,635 635.5478 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,938 637.1501 ZAR
USD 0.54945 ordinary CFD reducing a long position 10,440 638.5670 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,438 641.5789 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,690 642.0113 ZAR
USD 0.54945 ordinary CFD reducing a short position 773 27.0700 GBP
USD 0.54945 ordinary CFD reducing a short position 812 27.0700 GBP
USD 0.54945 ordinary CFD reducing a short position 33,000 27.1083 GBP
USD 0.54945 ordinary CFD reducing a short position 4,882 27.1099 GBP
USD 0.54945 ordinary CFD reducing a short position 2,864 27.1155 GBP
USD 0.54945 ordinary CFD reducing a short position 2,092 27.3393 GBP
USD 0.54945 ordinary CFD reducing a short position 2,446 27.4124 GBP
USD 0.54945 ordinary CFD reducing a short position 1,240 27.4890 GBP
USD 0.54945 ordinary CFD reducing a short position 1,193 27.5155 GBP
USD 0.54945 ordinary CFD reducing a short position 153 27.5738 GBP
USD 0.54945 ordinary CFD reducing a short position 183 27.5738 GBP
USD 0.54945 ordinary CFD reducing a short position 10,633 27.5738 GBP
USD 0.54945 ordinary CFD reducing a short position 3,505 27.5738 GBP
USD 0.54945 ordinary CFD reducing a short position 372 27.5752 GBP
USD 0.54945 ordinary CFD reducing a short position 396 27.5831 GBP
USD 0.54945 ordinary CFD reducing a short position 567 27.6045 GBP
USD 0.54945 ordinary CFD reducing a short position 32,476 27.6045 GBP
USD 0.54945 ordinary CFD reducing a short position 1,558 27.6045 GBP
USD 0.54945 ordinary CFD reducing a short position 475 27.6045 GBP
USD 0.54945 ordinary CFD reducing a short position 1,874 27.6045 GBP
USD 0.54945 ordinary CFD reducing a short position 10,830 27.6045 GBP
USD 0.54945 ordinary CFD reducing a short position 232 27.6664 GBP
USD 0.54945 ordinary CFD reducing a short position 57 27.7100 GBP
USD 0.54945 ordinary CFD reducing a short position 26,721 27.7163 GBP
USD 0.54945 ordinary CFD reducing a short position 408 27.7417 GBP
USD 0.54945 ordinary CFD reducing a short position 6 27.7808 GBP
USD 0.54945 ordinary CFD reducing a short position 5,642 27.8671 GBP
USD 0.54945 ordinary CFD reducing a short position 34,302 27.8676 GBP
USD 0.54945 ordinary CFD reducing a short position 65 32.0550 EUR
USD 0.54945 ordinary CFD reducing a short position 56 634.8384 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,941 637.5259 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,438 641.5791 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X4) LONG 180 20.9017 EUR
USD 0.54945 ordinary Open End Knock out Warrant (20) (ISIN LONG 150 9.0300 EUR
USD 0.54945 ordinary Open End Knock out Warrant (25) (ISIN LONG 1,050 2.8776 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 14 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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