REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
17/05/2024 10:00
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RNS Number : 9133O Morgan Stanley & Co. Int'l plc 17 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 1,233,901 26.4200 GBP 26.0450 GBP
USD 0.54945 ordinary SALES 1,254,644 26.5050 GBP 26.0400 GBP
USD 0.54945 ordinary PURCHASES 464 30.6122 EUR 30.5324 EUR
USD 0.54945 ordinary SALES 393 30.6122 EUR 30.5700 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a short position 16 26.1166 GBP
USD 0.54945 ordinary CFD reducing a long position 184 26.1224 GBP
USD 0.54945 ordinary CFD increasing a long position 186 26.1250 GBP
USD 0.54945 ordinary CFD increasing a short position 737 26.1438 GBP
USD 0.54945 ordinary CFD reducing a short position 761 26.1650 GBP
USD 0.54945 ordinary CFD reducing a short position 47 26.1650 GBP
USD 0.54945 ordinary CFD reducing a long position 1,034 26.1681 GBP
USD 0.54945 ordinary CFD reducing a long position 2,904 26.1792 GBP
USD 0.54945 ordinary CFD reducing a short position 16 26.1896 GBP
USD 0.54945 ordinary CFD reducing a long position 2,497 26.1975 GBP
USD 0.54945 ordinary CFD increasing a short position 2,687 26.1980 GBP
USD 0.54945 ordinary CFD reducing a long position 546 26.1980 GBP
USD 0.54945 ordinary CFD increasing a short position 1,718 26.2065 GBP
USD 0.54945 ordinary CFD reducing a long position 3,390 26.2068 GBP
USD 0.54945 ordinary CFD increasing a long position 3,390 26.2094 GBP
USD 0.54945 ordinary CFD reducing a long position 421 26.2128 GBP
USD 0.54945 ordinary CFD increasing a long position 33 26.2134 GBP
USD 0.54945 ordinary CFD reducing a short position 29,813 26.2134 GBP
USD 0.54945 ordinary CFD reducing a long position 229 26.2159 GBP
USD 0.54945 ordinary CFD reducing a short position 927 26.2188 GBP
USD 0.54945 ordinary CFD increasing a short position 28,071 26.2327 GBP
USD 0.54945 ordinary CFD reducing a short position 127 26.2350 GBP
USD 0.54945 ordinary CFD increasing a long position 976 26.2385 GBP
USD 0.54945 ordinary CFD increasing a short position 1,404 26.2385 GBP
USD 0.54945 ordinary CFD reducing a long position 1 26.2385 GBP
USD 0.54945 ordinary CFD reducing a long position 438 26.2432 GBP
USD 0.54945 ordinary CFD reducing a long position 362 26.2432 GBP
USD 0.54945 ordinary CFD reducing a short position 50,061 26.2475 GBP
USD 0.54945 ordinary CFD reducing a short position 150,182 26.2475 GBP
USD 0.54945 ordinary CFD increasing a short position 72,601 26.2503 GBP
USD 0.54945 ordinary CFD reducing a short position 9,324 26.2545 GBP
USD 0.54945 ordinary CFD increasing a short position 6,264 26.2561 GBP
USD 0.54945 ordinary CFD increasing a short position 358 26.2566 GBP
USD 0.54945 ordinary CFD reducing a long position 50 26.2576 GBP
USD 0.54945 ordinary CFD increasing a long position 287 26.2593 GBP
USD 0.54945 ordinary CFD increasing a long position 2,521 26.2593 GBP
USD 0.54945 ordinary CFD reducing a long position 8,048 26.2686 GBP
USD 0.54945 ordinary CFD increasing a short position 360 26.2750 GBP
USD 0.54945 ordinary CFD reducing a long position 686 26.2772 GBP
USD 0.54945 ordinary CFD reducing a long position 4,098 26.2783 GBP
USD 0.54945 ordinary CFD increasing a long position 823 26.2794 GBP
USD 0.54945 ordinary CFD reducing a short position 2,687 26.2794 GBP
USD 0.54945 ordinary CFD increasing a short position 117,310 26.2797 GBP
USD 0.54945 ordinary CFD increasing a long position 2,712 26.2798 GBP
USD 0.54945 ordinary CFD reducing a short position 908 26.2802 GBP
USD 0.54945 ordinary CFD increasing a long position 8,048 26.2833 GBP
USD 0.54945 ordinary CFD increasing a long position 1,683 26.2890 GBP
USD 0.54945 ordinary CFD increasing a long position 32,048 26.2900 GBP
USD 0.54945 ordinary CFD increasing a long position 2,063 26.2900 GBP
USD 0.54945 ordinary CFD increasing a short position 18 26.2900 GBP
USD 0.54945 ordinary CFD increasing a short position 1,734 26.2900 GBP
USD 0.54945 ordinary CFD increasing a short position 26,178 26.2900 GBP
USD 0.54945 ordinary CFD reducing a long position 2,996 26.2900 GBP
USD 0.54945 ordinary CFD reducing a long position 419 26.2900 GBP
USD 0.54945 ordinary CFD reducing a long position 196 26.2900 GBP
USD 0.54945 ordinary CFD reducing a long position 32,969 26.2900 GBP
USD 0.54945 ordinary CFD reducing a short position 179 26.2900 GBP
USD 0.54945 ordinary CFD reducing a short position 135 26.2900 GBP
USD 0.54945 ordinary CFD reducing a short position 412 26.2901 GBP
USD 0.54945 ordinary CFD increasing a long position 841 26.3800 GBP
USD 0.54945 ordinary CFD reducing a long position 101 26.3800 GBP
USD 0.54945 ordinary CFD increasing a short position 75 30.5324 EUR
USD 0.54945 ordinary CFD reducing a short position 4 30.5700 EUR
USD 0.54945 ordinary Open End Knock out Warrant (30) (ISIN SHORT 42 4.3100 EUR
USD 0.54945 ordinary Open End Knock out Warrant (22) (ISIN SHORT 250 4.9900 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X6) LONG 31 6.6500 EUR
USD 0.54945 ordinary CFD increasing a long position 258 602.4395 ZAR
USD 0.54945 ordinary CFD reducing a short position 466 602.4395 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,091 603.5246 ZAR
USD 0.54945 ordinary CFD increasing a short position 169 604.5053 ZAR
USD 0.54945 ordinary CFD reducing a long position 12,483 604.5053 ZAR
USD 0.54945 ordinary CFD reducing a long position 19,030 604.9835 ZAR
USD 0.54945 ordinary CFD increasing a long position 6,323 605.0442 ZAR
USD 0.54945 ordinary CFD increasing a long position 10,573 605.0765 ZAR
USD 0.54945 ordinary CFD increasing a long position 18,733 605.2437 ZAR
USD 0.54945 ordinary CFD increasing a long position 1,410 605.3201 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,473 605.3926 ZAR
USD 0.54945 ordinary CFD increasing a long position 1,473 605.3929 ZAR
USD 0.54945 ordinary CFD reducing a long position 4,810 607.3712 ZAR
USD 0.54945 ordinary CFD reducing a long position 180 610.7100 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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