REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
20/05/2024 10:15
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RNS Number : 0890P Morgan Stanley & Co. Int'l plc 20 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 944,524 27.0000 GBP 26.0950 GBP
USD 0.54945 ordinary SALES 1,193,928 27.0030 GBP 26.1000 GBP
USD 0.54945 ordinary SALES 159 30.7143 EUR 30.5400 EUR
USD 0.54945 ordinary PURCHASES 445 31.4055 EUR 30.7113 EUR
USD 0.54945 ordinary PURCHASES 5,504 34.0002 USD 34.0002 USD
USD 0.54945 ordinary SALES 11,701 34.0002 USD 33.7187 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 9 26.1936 GBP
USD 0.54945 ordinary CFD increasing a long position 126 26.3192 GBP
USD 0.54945 ordinary CFD increasing a long position 21,578 26.4100 GBP
USD 0.54945 ordinary CFD increasing a long position 7,046 26.4610 GBP
USD 0.54945 ordinary CFD increasing a long position 3,456 26.5451 GBP
USD 0.54945 ordinary CFD increasing a long position 6,197 26.5581 GBP
USD 0.54945 ordinary CFD increasing a long position 292 26.5749 GBP
USD 0.54945 ordinary CFD increasing a long position 2,568 26.5749 GBP
USD 0.54945 ordinary CFD increasing a long position 125 26.6300 GBP
USD 0.54945 ordinary CFD increasing a long position 134 26.6442 GBP
USD 0.54945 ordinary CFD increasing a long position 7,767 26.6890 GBP
USD 0.54945 ordinary CFD increasing a long position 6,001 26.6895 GBP
USD 0.54945 ordinary CFD increasing a long position 2,947 26.7750 GBP
USD 0.54945 ordinary CFD increasing a long position 2,956 26.7750 GBP
USD 0.54945 ordinary CFD increasing a long position 279 26.7750 GBP
USD 0.54945 ordinary CFD increasing a long position 186 26.7750 GBP
USD 0.54945 ordinary CFD increasing a long position 64 26.7758 GBP
USD 0.54945 ordinary CFD increasing a long position 833 26.7896 GBP
USD 0.54945 ordinary CFD increasing a long position 159 26.7976 GBP
USD 0.54945 ordinary CFD increasing a long position 30 26.7998 GBP
USD 0.54945 ordinary CFD increasing a long position 50 26.8791 GBP
USD 0.54945 ordinary CFD increasing a long position 931 26.8978 GBP
USD 0.54945 ordinary CFD increasing a long position 17 30.5400 EUR
USD 0.54945 ordinary CFD increasing a long position 1,078 607.2687 ZAR
USD 0.54945 ordinary CFD increasing a long position 9,480 611.4687 ZAR
USD 0.54945 ordinary CFD increasing a long position 29,356 611.5572 ZAR
USD 0.54945 ordinary CFD increasing a long position 4,778 611.7986 ZAR
USD 0.54945 ordinary CFD increasing a long position 1,549 611.8330 ZAR
USD 0.54945 ordinary CFD increasing a long position 1,981 613.1013 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,132 26.1475 GBP
USD 0.54945 ordinary CFD increasing a short position 6,109 26.2806 GBP
USD 0.54945 ordinary CFD increasing a short position 1,095 26.3901 GBP
USD 0.54945 ordinary CFD increasing a short position 55,000 26.5120 GBP
USD 0.54945 ordinary CFD increasing a short position 1,265 26.5261 GBP
USD 0.54945 ordinary CFD increasing a short position 17,614 26.5273 GBP
USD 0.54945 ordinary CFD increasing a short position 1,347 26.5369 GBP
USD 0.54945 ordinary CFD increasing a short position 41,260 26.6070 GBP
USD 0.54945 ordinary CFD increasing a short position 1,401 26.6978 GBP
USD 0.54945 ordinary CFD increasing a short position 191 26.7065 GBP
USD 0.54945 ordinary CFD increasing a short position 149 26.7750 GBP
USD 0.54945 ordinary CFD increasing a short position 3,967 26.7750 GBP
USD 0.54945 ordinary CFD increasing a short position 90 26.7750 GBP
USD 0.54945 ordinary CFD increasing a short position 2,070 26.7750 GBP
USD 0.54945 ordinary CFD increasing a short position 30,397 26.7801 GBP
USD 0.54945 ordinary CFD increasing a short position 6,134 26.7925 GBP
USD 0.54945 ordinary CFD increasing a short position 582 26.8092 GBP
USD 0.54945 ordinary CFD increasing a short position 66,643 26.8324 GBP
USD 0.54945 ordinary CFD increasing a short position 50,000 26.8395 GBP
USD 0.54945 ordinary CFD increasing a short position 5,000 26.8750 GBP
USD 0.54945 ordinary CFD increasing a short position 13 26.8804 GBP
USD 0.54945 ordinary CFD increasing a short position 8,000 26.8932 GBP
USD 0.54945 ordinary CFD increasing a short position 1,581 26.9015 GBP
USD 0.54945 ordinary CFD increasing a short position 3,386 26.9088 GBP
USD 0.54945 ordinary CFD increasing a short position 303 31.4055 EUR
USD 0.54945 ordinary CFD increasing a short position 12,039 610.9841 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,549 611.8327 ZAR
USD 0.54945 ordinary CFD reducing a long position 1 26.1000 GBP
USD 0.54945 ordinary CFD reducing a long position 1,450 26.3016 GBP
USD 0.54945 ordinary CFD reducing a long position 2,471 26.3239 GBP
USD 0.54945 ordinary CFD reducing a long position 872 26.3830 GBP
USD 0.54945 ordinary CFD reducing a long position 1,129 26.3836 GBP
USD 0.54945 ordinary CFD reducing a long position 33 26.5273 GBP
USD 0.54945 ordinary CFD reducing a long position 12,707 26.7065 GBP
USD 0.54945 ordinary CFD reducing a long position 1,464 26.7362 GBP
USD 0.54945 ordinary CFD reducing a long position 4,838 26.7750 GBP
USD 0.54945 ordinary CFD reducing a long position 4,971 26.7750 GBP
USD 0.54945 ordinary CFD reducing a long position 177 26.7750 GBP
USD 0.54945 ordinary CFD reducing a long position 36,485 26.7750 GBP
USD 0.54945 ordinary CFD reducing a long position 2,547 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 102 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 63 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 15,777 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 1,183 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 84 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 189 26.7771 GBP
USD 0.54945 ordinary CFD reducing a long position 957 26.7772 GBP
USD 0.54945 ordinary CFD reducing a long position 4,135 26.7849 GBP
USD 0.54945 ordinary CFD reducing a long position 59 26.7925 GBP
USD 0.54945 ordinary CFD reducing a long position 3,667 26.8010 GBP
USD 0.54945 ordinary CFD reducing a long position 11,916 26.8218 GBP
USD 0.54945 ordinary CFD reducing a long position 3,670 610.9841 ZAR
USD 0.54945 ordinary CFD reducing a long position 17,486 611.4443 ZAR
USD 0.54945 ordinary CFD reducing a long position 9,181 611.8483 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,356 612.3732 ZAR
USD 0.54945 ordinary CFD reducing a long position 2,110 613.6465 ZAR
USD 0.54945 ordinary CFD reducing a long position 230 620.7000 ZAR
USD 0.54945 ordinary CFD reducing a short position 191 26.1936 GBP
USD 0.54945 ordinary CFD reducing a short position 3,880 26.2108 GBP
USD 0.54945 ordinary CFD reducing a short position 297 26.2996 GBP
USD 0.54945 ordinary CFD reducing a short position 76 26.3221 GBP
USD 0.54945 ordinary CFD reducing a short position 657 26.4001 GBP
USD 0.54945 ordinary CFD reducing a short position 2,624 26.4610 GBP
USD 0.54945 ordinary CFD reducing a short position 2,616 26.4644 GBP
USD 0.54945 ordinary CFD reducing a short position 260 26.4746 GBP
USD 0.54945 ordinary CFD reducing a short position 17,614 26.5451 GBP
USD 0.54945 ordinary CFD reducing a short position 3,967 26.5494 GBP
USD 0.54945 ordinary CFD reducing a short position 906 26.5645 GBP
USD 0.54945 ordinary CFD reducing a short position 154,403 26.6344 GBP
USD 0.54945 ordinary CFD reducing a short position 51,467 26.6344 GBP
USD 0.54945 ordinary CFD reducing a short position 23 26.6700 GBP
USD 0.54945 ordinary CFD reducing a short position 10,585 26.6892 GBP
USD 0.54945 ordinary CFD reducing a short position 1,199 26.6919 GBP
USD 0.54945 ordinary CFD reducing a short position 508 26.6919 GBP
USD 0.54945 ordinary CFD reducing a short position 406 26.6919 GBP
USD 0.54945 ordinary CFD reducing a short position 33,124 26.6919 GBP
USD 0.54945 ordinary CFD reducing a short position 9,710 26.6919 GBP
USD 0.54945 ordinary CFD reducing a short position 1,630 26.6919 GBP
USD 0.54945 ordinary CFD reducing a short position 205 26.7750 GBP
USD 0.54945 ordinary CFD reducing a short position 7,583 26.7750 GBP
USD 0.54945 ordinary CFD reducing a short position 36,879 26.7750 GBP
USD 0.54945 ordinary CFD reducing a short position 80 26.7751 GBP
USD 0.54945 ordinary CFD reducing a short position 30 26.7976 GBP
USD 0.54945 ordinary CFD reducing a short position 5,293 26.8146 GBP
USD 0.54945 ordinary CFD reducing a short position 975 26.8174 GBP
USD 0.54945 ordinary CFD reducing a short position 163 26.8505 GBP
USD 0.54945 ordinary CFD reducing a short position 44 26.9195 GBP
USD 0.54945 ordinary CFD reducing a short position 10,585 27.0030 GBP
USD 0.54945 ordinary CFD reducing a short position 169 607.2687 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X10) SHORT 30 13.7300 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X3) SHORT 22 22.9200 EUR
USD 0.54945 ordinary Open End Knock out Warrant (25) (ISIN SHORT 50 2.0500 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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