REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
22/05/2024 10:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240522:nRSV4719Pa&default-theme=true
RNS Number : 4719P Morgan Stanley & Co. Int'l plc 22 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary SALES 1,157,178 26.9400 GBP 26.5300 GBP
USD 0.54945 ordinary PURCHASES 1,347,277 26.9500 GBP 26.5325 GBP
USD 0.54945 ordinary SALES 109 31.4700 EUR 31.2000 EUR
USD 0.54945 ordinary PURCHASES 9,097 31.4948 EUR 31.2400 EUR
USD 0.54945 ordinary PURCHASES 185,231 34.1854 USD 34.1645 USD
USD 0.54945 ordinary SALES 31,713 34.1854 USD 34.1854 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 100 26.5550 GBP
USD 0.54945 ordinary CFD increasing a long position 2,469 26.6594 GBP
USD 0.54945 ordinary CFD increasing a long position 1,011 26.7173 GBP
USD 0.54945 ordinary CFD increasing a long position 3,104 26.7570 GBP
USD 0.54945 ordinary CFD increasing a long position 327 26.7989 GBP
USD 0.54945 ordinary CFD increasing a long position 2,870 26.7989 GBP
USD 0.54945 ordinary CFD increasing a long position 1,464 26.8483 GBP
USD 0.54945 ordinary CFD increasing a long position 181 26.8700 GBP
USD 0.54945 ordinary CFD increasing a long position 53 31.2000 EUR
USD 0.54945 ordinary CFD increasing a long position 2 615.7600 ZAR
USD 0.54945 ordinary CFD increasing a long position 16,232 616.0775 ZAR
USD 0.54945 ordinary CFD increasing a long position 23,981 616.2569 ZAR
USD 0.54945 ordinary CFD increasing a short position 50 26.5550 GBP
USD 0.54945 ordinary CFD increasing a short position 77 26.5758 GBP
USD 0.54945 ordinary CFD increasing a short position 1 26.5800 GBP
USD 0.54945 ordinary CFD increasing a short position 783 26.6215 GBP
USD 0.54945 ordinary CFD increasing a short position 7,801 26.6651 GBP
USD 0.54945 ordinary CFD increasing a short position 750 26.6700 GBP
USD 0.54945 ordinary CFD increasing a short position 131 26.6803 GBP
USD 0.54945 ordinary CFD increasing a short position 33 26.6803 GBP
USD 0.54945 ordinary CFD increasing a short position 56 26.6804 GBP
USD 0.54945 ordinary CFD increasing a short position 222 26.6804 GBP
USD 0.54945 ordinary CFD increasing a short position 10 26.6810 GBP
USD 0.54945 ordinary CFD increasing a short position 6,855 26.6817 GBP
USD 0.54945 ordinary CFD increasing a short position 1,275 26.6817 GBP
USD 0.54945 ordinary CFD increasing a short position 26,942 26.6817 GBP
USD 0.54945 ordinary CFD increasing a short position 15,942 26.6817 GBP
USD 0.54945 ordinary CFD increasing a short position 3,986 26.6817 GBP
USD 0.54945 ordinary CFD increasing a short position 143 26.6961 GBP
USD 0.54945 ordinary CFD increasing a short position 368 26.7294 GBP
USD 0.54945 ordinary CFD increasing a short position 20,654 26.7523 GBP
USD 0.54945 ordinary CFD increasing a short position 2,007 26.7680 GBP
USD 0.54945 ordinary CFD increasing a short position 2,597 26.7683 GBP
USD 0.54945 ordinary CFD increasing a short position 6,000 26.7970 GBP
USD 0.54945 ordinary CFD increasing a short position 29,920 26.7987 GBP
USD 0.54945 ordinary CFD increasing a short position 398 26.8316 GBP
USD 0.54945 ordinary CFD increasing a short position 284 26.8501 GBP
USD 0.54945 ordinary CFD increasing a short position 715 26.8520 GBP
USD 0.54945 ordinary CFD increasing a short position 25 26.8627 GBP
USD 0.54945 ordinary CFD increasing a short position 4,921 26.8661 GBP
USD 0.54945 ordinary CFD increasing a short position 48 26.8681 GBP
USD 0.54945 ordinary CFD increasing a short position 1,000 26.8686 GBP
USD 0.54945 ordinary CFD increasing a short position 2,584 26.8700 GBP
USD 0.54945 ordinary CFD increasing a short position 3 26.8700 GBP
USD 0.54945 ordinary CFD increasing a short position 2,155 26.8700 GBP
USD 0.54945 ordinary CFD increasing a short position 14 31.2229 EUR
USD 0.54945 ordinary CFD increasing a short position 27 31.4200 EUR
USD 0.54945 ordinary CFD increasing a short position 1,023 31.4900 EUR
USD 0.54945 ordinary CFD increasing a short position 2,773 615.6291 ZAR
USD 0.54945 ordinary CFD increasing a short position 13,740 615.9630 ZAR
USD 0.54945 ordinary CFD increasing a short position 16,232 616.0775 ZAR
USD 0.54945 ordinary CFD increasing a short position 6,845 617.0196 ZAR
USD 0.54945 ordinary CFD increasing a short position 623 617.1536 ZAR
USD 0.54945 ordinary CFD reducing a long position 355,674 26.5550 GBP
USD 0.54945 ordinary CFD reducing a long position 1,933 26.6271 GBP
USD 0.54945 ordinary CFD reducing a long position 942 26.6670 GBP
USD 0.54945 ordinary CFD reducing a long position 1,003 26.7680 GBP
USD 0.54945 ordinary CFD reducing a long position 1,298 26.7683 GBP
USD 0.54945 ordinary CFD reducing a long position 4 26.7783 GBP
USD 0.54945 ordinary CFD reducing a long position 52 26.7900 GBP
USD 0.54945 ordinary CFD reducing a long position 1,231 26.8409 GBP
USD 0.54945 ordinary CFD reducing a long position 1,761 26.8655 GBP
USD 0.54945 ordinary CFD reducing a long position 391 26.8681 GBP
USD 0.54945 ordinary CFD reducing a long position 2,677 26.8700 GBP
USD 0.54945 ordinary CFD reducing a long position 181 26.8700 GBP
USD 0.54945 ordinary CFD reducing a long position 2,928 26.8700 GBP
USD 0.54945 ordinary CFD reducing a long position 81 26.8701 GBP
USD 0.54945 ordinary CFD reducing a long position 813 26.8722 GBP
USD 0.54945 ordinary CFD reducing a long position 16,645 26.8722 GBP
USD 0.54945 ordinary CFD reducing a long position 6,895 26.8722 GBP
USD 0.54945 ordinary CFD reducing a long position 2,927 26.8722 GBP
USD 0.54945 ordinary CFD reducing a long position 89 26.8886 GBP
USD 0.54945 ordinary CFD reducing a long position 2 615.7600 ZAR
USD 0.54945 ordinary CFD reducing a long position 24,799 616.6216 ZAR
USD 0.54945 ordinary CFD reducing a short position 200 26.5550 GBP
USD 0.54945 ordinary CFD reducing a short position 1,397 26.6581 GBP
USD 0.54945 ordinary CFD reducing a short position 8,152 26.6594 GBP
USD 0.54945 ordinary CFD reducing a short position 7,801 26.6764 GBP
USD 0.54945 ordinary CFD reducing a short position 1,094 26.6983 GBP
USD 0.54945 ordinary CFD reducing a short position 341 26.6983 GBP
USD 0.54945 ordinary CFD reducing a short position 273 26.6983 GBP
USD 0.54945 ordinary CFD reducing a short position 804 26.6983 GBP
USD 0.54945 ordinary CFD reducing a short position 6,520 26.6983 GBP
USD 0.54945 ordinary CFD reducing a short position 22,242 26.6983 GBP
USD 0.54945 ordinary CFD reducing a short position 21,727 26.7570 GBP
USD 0.54945 ordinary CFD reducing a short position 119,227 26.7852 GBP
USD 0.54945 ordinary CFD reducing a short position 39,743 26.7852 GBP
USD 0.54945 ordinary CFD reducing a short position 695 26.7881 GBP
USD 0.54945 ordinary CFD reducing a short position 73 26.8023 GBP
USD 0.54945 ordinary CFD reducing a short position 950 26.8091 GBP
USD 0.54945 ordinary CFD reducing a short position 284 26.8427 GBP
USD 0.54945 ordinary CFD reducing a short position 19,916 26.8473 GBP
USD 0.54945 ordinary CFD reducing a short position 1,734 26.8501 GBP
USD 0.54945 ordinary CFD reducing a short position 50 26.8700 GBP
USD 0.54945 ordinary CFD reducing a short position 288 26.8700 GBP
USD 0.54945 ordinary CFD reducing a short position 6,759 26.8700 GBP
USD 0.54945 ordinary CFD reducing a short position 12,535 26.8700 GBP
USD 0.54945 ordinary CFD reducing a short position 14,629 26.8701 GBP
USD 0.54945 ordinary CFD reducing a short position 3 26.8722 GBP
USD 0.54945 ordinary CFD reducing a short position 20 31.2400 EUR
USD 0.54945 ordinary CFD reducing a short position 3 31.4700 EUR
USD 0.54945 ordinary CFD reducing a short position 948 615.8756 ZAR
USD 0.54945 ordinary CFD reducing a short position 9,210 616.4805 ZAR
USD 0.54945 ordinary CFD reducing a short position 12,683 616.7023 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,958 617.1241 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X2) SHORT 75 14.0900 EUR
USD 0.54945 ordinary Open End Knock out Warrant (16) (ISIN SHORT 720 12.5100 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 22 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERGCGDUCBDDGSDRecent news on Anglo American
See all newsREG - Anglo American PLC - Director Declaration
AnnouncementREG - Anglo American PLC - Total Voting Rights
AnnouncementREG - Anglo American PLC - Results of Dividend Reinvestment Plan
AnnouncementREG - Anglo American PLC - Director/PDMR Shareholding
AnnouncementREG - Anglo American PLC - Agreement re sale of steelmaking coal business
Announcement