REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
28/05/2024 07:00
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RNS Number : 9550P Morgan Stanley & Co. Int'l plc 28 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary SALES 1,261,989 26.5600 GBP 26.1500 GBP
USD 0.54945 ordinary PURCHASES 1,224,987 26.5650 GBP 26.1483 GBP
USD 0.54945 ordinary PURCHASES 3,375 30.9493 EUR 30.8823 EUR
USD 0.54945 ordinary SALES 49 30.9800 EUR 30.6900 EUR
USD 0.54945 ordinary PURCHASES 902 33.5201 USD 33.5201 USD
USD 0.54945 ordinary SALES 902 33.5206 USD 33.5206 USD
USD 0.54945 ordinary PURCHASES 614 615.7300 ZAR 615.7300 ZAR
USD 0.54945 ordinary SALES 614 615.7300 ZAR 615.7300 ZAR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 24 26.1500 GBP
USD 0.54945 ordinary CFD increasing a long position 501 26.1500 GBP
USD 0.54945 ordinary CFD increasing a long position 6,213 26.2251 GBP
USD 0.54945 ordinary CFD increasing a long position 1,028 26.2311 GBP
USD 0.54945 ordinary CFD increasing a long position 70,618 26.2940 GBP
USD 0.54945 ordinary CFD increasing a long position 4,168 26.3227 GBP
USD 0.54945 ordinary CFD increasing a long position 3,590 26.3348 GBP
USD 0.54945 ordinary CFD increasing a long position 42 30.6900 EUR
USD 0.54945 ordinary CFD increasing a long position 21,745 617.9107 ZAR
USD 0.54945 ordinary CFD increasing a long position 12,326 618.4801 ZAR
USD 0.54945 ordinary CFD increasing a long position 268 618.5809 ZAR
USD 0.54945 ordinary CFD increasing a long position 9,006 618.6499 ZAR
USD 0.54945 ordinary CFD increasing a short position 15 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 3,912 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 661 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 2,690 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 345 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 595 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 132 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 2 26.1500 GBP
USD 0.54945 ordinary CFD increasing a short position 11 26.1509 GBP
USD 0.54945 ordinary CFD increasing a short position 2,747 26.1739 GBP
USD 0.54945 ordinary CFD increasing a short position 11,000 26.1851 GBP
USD 0.54945 ordinary CFD increasing a short position 784 26.1913 GBP
USD 0.54945 ordinary CFD increasing a short position 126 26.2708 GBP
USD 0.54945 ordinary CFD increasing a short position 9,333 26.2828 GBP
USD 0.54945 ordinary CFD increasing a short position 3,872 26.2867 GBP
USD 0.54945 ordinary CFD increasing a short position 12,320 26.3352 GBP
USD 0.54945 ordinary CFD increasing a short position 73,586 26.3746 GBP
USD 0.54945 ordinary CFD increasing a short position 194 26.4530 GBP
USD 0.54945 ordinary CFD increasing a short position 11,450 26.4828 GBP
USD 0.54945 ordinary CFD increasing a short position 633 26.4908 GBP
USD 0.54945 ordinary CFD increasing a short position 1 26.5050 GBP
USD 0.54945 ordinary CFD increasing a short position 2,289 30.9500 EUR
USD 0.54945 ordinary CFD increasing a short position 145 618.0902 ZAR
USD 0.54945 ordinary CFD reducing a long position 74 26.1500 GBP
USD 0.54945 ordinary CFD reducing a long position 1,028 26.1500 GBP
USD 0.54945 ordinary CFD reducing a long position 39,268 26.1500 GBP
USD 0.54945 ordinary CFD reducing a long position 1,086 26.1739 GBP
USD 0.54945 ordinary CFD reducing a long position 4,960 26.1743 GBP
USD 0.54945 ordinary CFD reducing a long position 153 26.2534 GBP
USD 0.54945 ordinary CFD reducing a long position 91 26.2534 GBP
USD 0.54945 ordinary CFD reducing a long position 224 26.2534 GBP
USD 0.54945 ordinary CFD reducing a long position 527 26.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 4,626 26.2607 GBP
USD 0.54945 ordinary CFD reducing a long position 156 26.2977 GBP
USD 0.54945 ordinary CFD reducing a long position 190 26.2977 GBP
USD 0.54945 ordinary CFD reducing a long position 276 26.3352 GBP
USD 0.54945 ordinary CFD reducing a long position 333 30.8823 EUR
USD 0.54945 ordinary CFD reducing a long position 42 30.9000 EUR
USD 0.54945 ordinary CFD reducing a long position 711 30.9500 EUR
USD 0.54945 ordinary CFD reducing a long position 370 617.2200 ZAR
USD 0.54945 ordinary CFD reducing a long position 4,569 617.2202 ZAR
USD 0.54945 ordinary CFD reducing a long position 6,576 617.5332 ZAR
USD 0.54945 ordinary CFD reducing a long position 13,085 618.0902 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,569 618.1423 ZAR
USD 0.54945 ordinary CFD reducing a long position 23,608 618.5550 ZAR
USD 0.54945 ordinary CFD reducing a short position 411 26.1500 GBP
USD 0.54945 ordinary CFD reducing a short position 82,352 26.1702 GBP
USD 0.54945 ordinary CFD reducing a short position 1,307 26.1881 GBP
USD 0.54945 ordinary CFD reducing a short position 99 26.2052 GBP
USD 0.54945 ordinary CFD reducing a short position 7,335 26.2087 GBP
USD 0.54945 ordinary CFD reducing a short position 567 26.2450 GBP
USD 0.54945 ordinary CFD reducing a short position 35,540 26.2491 GBP
USD 0.54945 ordinary CFD reducing a short position 26 26.2588 GBP
USD 0.54945 ordinary CFD reducing a short position 77 26.2675 GBP
USD 0.54945 ordinary CFD reducing a short position 620 26.2700 GBP
USD 0.54945 ordinary CFD reducing a short position 2,300 26.2822 GBP
USD 0.54945 ordinary CFD reducing a short position 124 26.2826 GBP
USD 0.54945 ordinary CFD reducing a short position 9,333 26.3284 GBP
USD 0.54945 ordinary CFD reducing a short position 167 26.3289 GBP
USD 0.54945 ordinary CFD reducing a short position 12,320 26.3348 GBP
USD 0.54945 ordinary CFD reducing a short position 773 26.3977 GBP
USD 0.54945 ordinary CFD reducing a short position 194 26.4356 GBP
USD 0.54945 ordinary CFD reducing a short position 174 26.4611 GBP
USD 0.54945 ordinary CFD reducing a short position 651 26.4773 GBP
USD 0.54945 ordinary CFD reducing a short position 15 26.4950 GBP
USD 0.54945 ordinary CFD reducing a short position 247 26.4950 GBP
USD 0.54945 ordinary CFD reducing a short position 11,450 26.5105 GBP
USD 0.54945 ordinary CFD reducing a short position 7 30.9800 EUR
USD 0.54945 ordinary CFD reducing a short position 4,569 617.2202 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,960 618.5809 ZAR
USD 0.54945 ordinary CFD reducing a short position 48 618.8050 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X5) SHORT 500 0.2900 EUR
USD 0.54945 ordinary Mini Future (20.909) (DE000MG39239) SHORT 695 6.2777 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 28 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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