REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc
29/05/2024 09:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240529:nRSc2585Qa&default-theme=true
RNS Number : 2585Q Morgan Stanley & Co. Int'l plc 29 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 2,416,364 26.3300 GBP 25.5750 GBP
USD 0.54945 ordinary SALES 1,969,994 26.3300 GBP 25.5750 GBP
USD 0.54945 ordinary SALES 629 30.6385 EUR 30.1400 EUR
USD 0.54945 ordinary PURCHASES 1,409 30.7800 EUR 30.0205 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 62 25.5800 GBP
USD 0.54945 ordinary CFD increasing a long position 900 25.5800 GBP
USD 0.54945 ordinary CFD increasing a long position 44,967 25.5800 GBP
USD 0.54945 ordinary CFD increasing a long position 4,414 25.6426 GBP
USD 0.54945 ordinary CFD increasing a long position 1,707 25.7782 GBP
USD 0.54945 ordinary CFD increasing a long position 189,152 25.8421 GBP
USD 0.54945 ordinary CFD increasing a long position 3,497 25.9208 GBP
USD 0.54945 ordinary CFD increasing a long position 17,685 25.9460 GBP
USD 0.54945 ordinary CFD increasing a long position 22,196 608.2433 ZAR
USD 0.54945 ordinary CFD increasing a short position 24,806 25.5800 GBP
USD 0.54945 ordinary CFD increasing a short position 155,652 25.5800 GBP
USD 0.54945 ordinary CFD increasing a short position 1,754 25.5800 GBP
USD 0.54945 ordinary CFD increasing a short position 1,755 25.5892 GBP
USD 0.54945 ordinary CFD increasing a short position 6,311 25.5970 GBP
USD 0.54945 ordinary CFD increasing a short position 4,000 25.6150 GBP
USD 0.54945 ordinary CFD increasing a short position 2,575 25.6187 GBP
USD 0.54945 ordinary CFD increasing a short position 1,979 25.6467 GBP
USD 0.54945 ordinary CFD increasing a short position 8,889 25.6812 GBP
USD 0.54945 ordinary CFD increasing a short position 10,726 25.6816 GBP
USD 0.54945 ordinary CFD increasing a short position 1,419 25.7131 GBP
USD 0.54945 ordinary CFD increasing a short position 14,798 25.7495 GBP
USD 0.54945 ordinary CFD increasing a short position 1,900 25.7548 GBP
USD 0.54945 ordinary CFD increasing a short position 4,800 25.7548 GBP
USD 0.54945 ordinary CFD increasing a short position 2,800 25.7784 GBP
USD 0.54945 ordinary CFD increasing a short position 9,145 25.8069 GBP
USD 0.54945 ordinary CFD increasing a short position 23,865 25.8950 GBP
USD 0.54945 ordinary CFD increasing a short position 72 25.8975 GBP
USD 0.54945 ordinary CFD increasing a short position 1,173 25.8975 GBP
USD 0.54945 ordinary CFD increasing a short position 466 25.9211 GBP
USD 0.54945 ordinary CFD increasing a short position 602 25.9215 GBP
USD 0.54945 ordinary CFD increasing a short position 59 26.0050 GBP
USD 0.54945 ordinary CFD increasing a short position 2,547 26.0128 GBP
USD 0.54945 ordinary CFD increasing a short position 33 26.0250 GBP
USD 0.54945 ordinary CFD increasing a short position 22 30.0205 EUR
USD 0.54945 ordinary CFD increasing a short position 4 30.4800 EUR
USD 0.54945 ordinary CFD increasing a short position 1,274 30.5400 EUR
USD 0.54945 ordinary CFD increasing a short position 5 30.7800 EUR
USD 0.54945 ordinary CFD increasing a short position 11,499 607.4594 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,163 607.6691 ZAR
USD 0.54945 ordinary CFD increasing a short position 8,534 609.4450 ZAR
USD 0.54945 ordinary CFD reducing a long position 1,247 25.5800 GBP
USD 0.54945 ordinary CFD reducing a long position 59 25.5800 GBP
USD 0.54945 ordinary CFD reducing a long position 1,542 25.5970 GBP
USD 0.54945 ordinary CFD reducing a long position 780 25.6816 GBP
USD 0.54945 ordinary CFD reducing a long position 5,621 25.7757 GBP
USD 0.54945 ordinary CFD reducing a long position 4,650 25.7757 GBP
USD 0.54945 ordinary CFD reducing a long position 10,696 25.7761 GBP
USD 0.54945 ordinary CFD reducing a long position 1,217 25.7761 GBP
USD 0.54945 ordinary CFD reducing a long position 787 25.7934 GBP
USD 0.54945 ordinary CFD reducing a long position 291 25.7934 GBP
USD 0.54945 ordinary CFD reducing a long position 2,174 25.7934 GBP
USD 0.54945 ordinary CFD reducing a long position 1,175 25.7934 GBP
USD 0.54945 ordinary CFD reducing a long position 3,590 25.8950 GBP
USD 0.54945 ordinary CFD reducing a long position 5,471 25.9449 GBP
USD 0.54945 ordinary CFD reducing a long position 127,908 26.3300 GBP
USD 0.54945 ordinary CFD reducing a long position 100 30.4800 EUR
USD 0.54945 ordinary CFD reducing a long position 24,394 608.3852 ZAR
USD 0.54945 ordinary CFD reducing a short position 3,633 25.5800 GBP
USD 0.54945 ordinary CFD reducing a short position 33 25.5800 GBP
USD 0.54945 ordinary CFD reducing a short position 2,859 25.5800 GBP
USD 0.54945 ordinary CFD reducing a short position 475 25.5909 GBP
USD 0.54945 ordinary CFD reducing a short position 2,547 25.6108 GBP
USD 0.54945 ordinary CFD reducing a short position 42,610 25.7508 GBP
USD 0.54945 ordinary CFD reducing a short position 332 25.7755 GBP
USD 0.54945 ordinary CFD reducing a short position 156 25.8002 GBP
USD 0.54945 ordinary CFD reducing a short position 23,750 25.8744 GBP
USD 0.54945 ordinary CFD reducing a short position 299 26.3300 GBP
USD 0.54945 ordinary CFD reducing a short position 5 30.0183 EUR
USD 0.54945 ordinary CFD reducing a short position 4 30.0200 EUR
USD 0.54945 ordinary CFD reducing a short position 594 30.1600 EUR
USD 0.54945 ordinary CFD reducing a short position 22 30.7795 EUR
USD 0.54945 ordinary CFD reducing a short position 1,750 606.3001 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,054 607.7125 ZAR
USD 0.54945 ordinary CFD reducing a short position 10,448 608.5195 ZAR
USD 0.54945 ordinary CFD reducing a short position 11,142 608.6505 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X4) SHORT 19 18.7300 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X5) SHORT 500 0.2500 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X8) SHORT 45 22.8800 EUR
USD 0.54945 ordinary Mini Future (17.273) (DE000MG1PWB5) LONG 60 9.4400 EUR
USD 0.54945 ordinary Open End Knock out Warrant (20) (ISIN SHORT 2,000 6.5800 EUR
USD 0.54945 ordinary Open End Knock out Warrant (25) (ISIN LONG 700 1.0100 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary CALL WRITING 28,301 2035.0760 European 28/05/2024 5.2292 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 29 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERGIGDUSGDDGSCRecent news on Anglo American
See all newsREG - Anglo American PLC - Director/PDMR Shareholding
AnnouncementREG - Stock Exch Notice - Admission to ISM - 23/03/2026
AnnouncementREG - Anglo American PLC - Notice of AGM
AnnouncementREG - Anglo American PLC - Delisting from the SIX Swiss Exchange
AnnouncementREG - Anglo American PLC - Director/PDMR Shareholding
Announcement