REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)-Anglo American plc

Anglo AmericanAnnouncement

30/05/2024 10:30

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RNS Number : 4656Q  Morgan Stanley & Co. Int'l plc  30 May 2024

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Anglo American plc
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Anglo American plc
 connected:
 (d) Date dealing undertaken:                                                    29 May 2024
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES-BHP Group Limited
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.54945 ordinary        SALES             3,521,928                   25.6800 GBP                           23.8700 GBP
 USD 0.54945 ordinary        PURCHASES         3,637,751                   25.7200 GBP                           23.8750 GBP
 USD 0.54945 ordinary        PURCHASES         3,575                       29.7427 EUR                           29.1000 EUR
 USD 0.54945 ordinary        SALES             5,947                       29.7561 EUR                           29.3900 EUR

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                    Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                               e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                    position
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     29,802                          24.7817 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     8,865                           24.7817 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     2,892                           24.7817 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     2,629                           24.7817 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     2,629                           24.7817 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     1,497                           24.7817 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     119                             24.7973 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     199                             24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     6,756                           24.8377 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     743                             24.8798 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     3,364                           24.9327 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     20,000                          24.9573 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     2,992                           25.1478 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     4,976                           25.1768 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     339                             25.2445 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     788                             25.2445 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     63                              25.2445 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     1,333                           25.2445 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     1,465,026                       25.2600 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     5,594                           25.2889 GBP
 USD 0.54945 ordinary        CFD                                    increasing a long position                                                     50                              29.6200 EUR
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    10,657                          24.3684 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    794                             24.6142 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    42                              24.6142 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    233                             24.6142 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    4,771                           24.6142 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    98                              24.6142 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    24                              24.6142 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    35,707                          24.6513 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,345                           24.6869 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    4,400                           24.6869 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    7,230                           24.6869 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    16,813                          24.6870 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    28,414                          24.6870 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    9,479                           24.7718 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    2,000                           24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,002                           24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    3,353                           24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    781                             24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    33,361                          24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    144,836                         24.8000 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,083                           24.8003 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    31,491                          24.8020 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    98                              24.8448 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    24                              24.8448 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    233                             24.8448 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    794                             24.8448 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    42                              24.8448 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    4,771                           24.8448 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    285                             24.8573 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    119,719                         24.8659 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,866                           24.8840 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,683                           24.9311 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    2,176                           24.9313 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    2,975                           24.9371 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,130                           24.9615 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    22,750                          24.9815 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    10,467                          25.0019 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    4,711                           25.0131 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    7,659                           25.0147 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    11,506                          25.0222 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    31,430                          25.0331 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    2,114                           25.0351 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    1,006                           25.0511 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    3,588                           25.1430 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    11,000                          25.1558 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    50                              25.1949 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    501                             25.2050 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    10,769                          25.3406 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    17,532                          25.3406 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    79,143                          25.3406 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    214                             25.4050 GBP
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    48                              29.0099 EUR
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    197                             29.1000 EUR
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    31                              29.1400 EUR
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    237                             29.1400 EUR
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    2,636                           29.1743 EUR
 USD 0.54945 ordinary        CFD                                    increasing a short position                                                    206                             29.3291 EUR
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       339                             24.6869 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       63                              24.6869 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       1,333                           24.6870 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       788                             24.6870 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       18,655                          24.8000 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       2,104                           24.8000 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       100                             24.8000 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       1,453                           24.9821 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       1,207                           24.9821 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       19,117                          25.0273 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       2,176                           25.0273 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       2,183                           25.0349 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       5,184                           25.0349 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       961                             25.0349 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       240                             25.0349 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       4,976                           25.1430 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       1,445                           25.2339 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       1,465,026                       25.2600 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       30                              25.2638 GBP
 USD 0.54945 ordinary        CFD                                    reducing a long position                                                       203                             29.1000 EUR
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      10,657                          24.3256 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      2,000                           24.4900 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      35,707                          24.7260 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      2,250                           24.7442 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      3,611                           24.7926 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      94                              24.8000 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      33,361                          24.8000 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      1,406                           24.8368 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      119,719                         24.8736 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      1,130                           24.9888 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      482                             25.0019 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      37,680                          25.0638 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      2,320                           25.0638 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      1,236                           25.0901 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      955                             25.0905 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      17,611                          25.1173 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      56,046                          25.1173 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      150,858                         25.1173 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      43,981                          25.1173 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      101,525                         25.1173 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      17,457                          25.1173 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      29,596                          25.1445 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      25,024                          25.1768 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      3,742                           25.1773 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      14,267                          25.1773 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      701                             25.1773 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      196                             25.1773 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      111                             25.1773 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      462                             25.1773 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      24,759                          25.1897 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      501                             25.2150 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      1,419                           25.2259 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      8,696                           25.2445 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      696                             25.2445 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      3,739                           25.2445 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      14,695                          25.2445 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      2,371                           25.2445 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      772                             25.3175 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      65,478                          25.3347 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      65,108                          25.3476 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      16,111                          25.3476 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      8,437                           25.3476 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      4,800                           25.3573 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      1,900                           25.3573 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      13,008                          25.3872 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      38                              25.3900 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      100                             25.3950 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      20                              25.3950 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      87                              25.3950 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      1                               25.3997 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      19,023                          25.4506 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      261                             25.4506 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      935                             25.4506 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      4,990                           25.4506 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      147                             25.4506 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      616                             25.4506 GBP
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      33                              29.1000 EUR
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      197                             29.6200 EUR
 USD 0.54945 ordinary        CFD                                    reducing a short position                                                      5,650                           29.7599 EUR
 USD 0.54945 ordinary        Constant Leverage Certificate (X3)     LONG                                                                           17                              19.9800 EUR
 USD 0.54945 ordinary        Constant Leverage Certificate (X3)     SHORT                                                                          17                              20.3200 EUR
 USD 0.54945 ordinary        Constant Leverage Certificate (X4)     LONG                                                                           19                              14.9700 EUR
 USD 0.54945 ordinary        Mini Future (18.182)(DE000MG1W100)     SHORT                                                                          465                             7.6203 EUR
 USD 0.54945 ordinary        Mini Future (20.909) (DE000MG39239)    LONG                                                                           340                             3.5750 EUR
 USD 0.54945 ordinary        Mini Future (20.909) (DE000MG39239)    SHORT                                                                          200                             5.0000 EUR
 USD 0.54945 ordinary        Open End Knock out Warrant (16) (ISIN  SHORT                                                                          160                             10.1000 EUR
 USD 0.54945 ordinary        Open End Knock out Warrant (22) (ISIN  LONG                                                                           180                             2.5500 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 USD 0.54945 ordinary        CALL                                  WRITING                                     46,841                                        2054.9070                European                       29/05/2024   4.2509 GBP

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  30 May 2024
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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