REG - RMB Morgan Stanley Anglo American PLC - Form 8.5 (EPT/NON-RI)-Anglo American plc
26/04/2024 14:00
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RNS Number : 2585M RMB Morgan Stanley Limited 26 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: RMB Morgan Stanley (Pty) Ltd
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: 10p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 775,902 0.06 16,749 0.00
(2) Cash-settled derivatives: 17,688 0.00 1,423,615 0.11
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
793,590 0.06 1,440,364 0.11
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received. Lowest price per unit paid/received (ZAR)
(ZAR)
USD 0.54945 ordinary PURCHASE 1,416,725 611.00 583.68
USD 0.54945 ordinary SALE 1,522,529 611.00 583.23
(b) Cash-settled derivative transactions
Class of relevant security Product description e.g CFD Nature of dealing e.g opening/closing a long/short position, Number of reference securities Price per unit (ZAR)
increasing/reducing a long/short position
USD 0.54945 ordinary CFD SHORT 31 596.00
USD 0.54945 ordinary CFD SHORT 39 611.00
USD 0.54945 ordinary CFD SHORT 60 593.51
USD 0.54945 ordinary CFD SHORT 60 604.06
USD 0.54945 ordinary CFD SHORT 74 591.66
USD 0.54945 ordinary CFD SHORT 82 591.62
USD 0.54945 ordinary CFD SHORT 95 595.23
USD 0.54945 ordinary CFD SHORT 100 593.50
USD 0.54945 ordinary CFD SHORT 124 593.38
USD 0.54945 ordinary CFD SHORT 250 596.60
USD 0.54945 ordinary CFD SHORT 320 593.38
USD 0.54945 ordinary CFD SHORT 741 602.06
USD 0.54945 ordinary CFD SHORT 901 583.68
USD 0.54945 ordinary CFD SHORT 1,030 611.00
USD 0.54945 ordinary CFD SHORT 1,422 583.68
USD 0.54945 ordinary CFD SHORT 1,570 604.06
USD 0.54945 ordinary CFD SHORT 1,577 593.51
USD 0.54945 ordinary CFD SHORT 1,669 596.00
USD 0.54945 ordinary CFD SHORT 2,071 611.00
USD 0.54945 ordinary CFD SHORT 2,232 583.68
USD 0.54945 ordinary CFD SHORT 2,656 593.38
USD 0.54945 ordinary CFD SHORT 3,157 604.06
USD 0.54945 ordinary CFD SHORT 3,171 593.51
USD 0.54945 ordinary CFD SHORT 3,330 611.00
USD 0.54945 ordinary CFD SHORT 4,021 593.38
USD 0.54945 ordinary CFD SHORT 4,879 593.38
USD 0.54945 ordinary CFD SHORT 5,000 600.48
USD 0.54945 ordinary CFD SHORT 5,076 604.06
USD 0.54945 ordinary CFD SHORT 5,098 593.51
USD 0.54945 ordinary CFD SHORT 5,619 583.68
USD 0.54945 ordinary CFD SHORT 5,851 611.00
USD 0.54945 ordinary CFD SHORT 8,921 604.06
USD 0.54945 ordinary CFD SHORT 8,960 593.51
USD 0.54945 ordinary CFD SHORT 17,707 595.97
USD 0.54945 ordinary CFD LONG 20 593.28
USD 0.54945 ordinary CFD LONG 49 597.65
USD 0.54945 ordinary CFD LONG 69 598.99
USD 0.54945 ordinary CFD LONG 116 610.39
USD 0.54945 ordinary CFD LONG 135 610.39
USD 0.54945 ordinary CFD LONG 183 610.39
USD 0.54945 ordinary CFD LONG 368 610.39
USD 0.54945 ordinary CFD LONG 420 594.97
USD 0.54945 ordinary CFD LONG 480 598.56
USD 0.54945 ordinary CFD LONG 483 595.53
USD 0.54945 ordinary CFD LONG 485 595.53
USD 0.54945 ordinary CFD LONG 694 598.56
USD 0.54945 ordinary CFD LONG 699 595.53
USD 0.54945 ordinary CFD LONG 702 595.53
USD 0.54945 ordinary CFD LONG 707 610.39
USD 0.54945 ordinary CFD LONG 895 593.90
USD 0.54945 ordinary CFD LONG 1,096 598.56
USD 0.54945 ordinary CFD LONG 1,104 595.53
USD 0.54945 ordinary CFD LONG 1,107 595.53
USD 0.54945 ordinary CFD LONG 1,300 598.56
USD 0.54945 ordinary CFD LONG 1,310 595.53
USD 0.54945 ordinary CFD LONG 1,314 595.53
USD 0.54945 ordinary CFD LONG 1,500 594.06
USD 0.54945 ordinary CFD LONG 2,000 594.06
USD 0.54945 ordinary CFD LONG 2,346 595.39
USD 0.54945 ordinary CFD LONG 2,651 597.65
USD 0.54945 ordinary CFD LONG 2,722 610.39
USD 0.54945 ordinary CFD LONG 2,892 604.03
USD 0.54945 ordinary CFD LONG 4,209 598.56
USD 0.54945 ordinary CFD LONG 4,239 595.53
USD 0.54945 ordinary CFD LONG 4,252 595.53
USD 0.54945 ordinary CFD LONG 4,460 591.02
USD 0.54945 ordinary CFD LONG 5,000 603.28
USD 0.54945 ordinary CFD LONG 6,233 591.18
USD 0.54945 ordinary CFD LONG 6,757 597.09
USD 0.54945 ordinary CFD LONG 7,296 599.40
USD 0.54945 ordinary CFD LONG 7,340 592.33
USD 0.54945 ordinary CFD LONG 8,233 598.06
USD 0.54945 ordinary CFD LONG 9,602 598.56
USD 0.54945 ordinary CFD LONG 9,671 595.53
USD 0.54945 ordinary CFD LONG 9,701 595.53
USD 0.54945 ordinary CFD LONG 23,919 598.56
USD 0.54945 ordinary CFD LONG 48,266 595.53
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
none
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 April 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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