REG - Societe Generale SA Anglo American PLC - Form 8.3 - Anglo American plc
14/05/2024 08:30
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RNS Number : 3305O Societe Generale SA 14 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 13/05/2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes: BHP Group Limited
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 9,067,645 0.68 1,698,668 0.13
(2) Cash-settled derivatives: 3,976,797 0.30 3,942,556 0.29
(3) Stock-settled derivatives (including options) and agreements to 350,000 0.03 1,400,000 0.10
purchase/sell:
TOTAL: 13,394,442 1.0014 7,041,224 0.53
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Purchase 6 27.835
USD 0.54945 ordinary Purchase 7 27.63
USD 0.54945 ordinary Purchase 8 27.595
USD 0.54945 ordinary Purchase 27 27.6
USD 0.54945 ordinary Purchase 30 27.65
USD 0.54945 ordinary Purchase 50 27.855
USD 0.54945 ordinary Purchase 52 27.6
USD 0.54945 ordinary Purchase 86 27.265
USD 0.54945 ordinary Purchase 88 27.465
USD 0.54945 ordinary Purchase 88 27.63
USD 0.54945 ordinary Purchase 89 27.65
USD 0.54945 ordinary Purchase 90 27.845
USD 0.54945 ordinary Purchase 92 27.635
USD 0.54945 ordinary Purchase 93 27.76
USD 0.54945 ordinary Purchase 95 27.855
USD 0.54945 ordinary Purchase 96 27.74
USD 0.54945 ordinary Purchase 97 27.76
USD 0.54945 ordinary Purchase 99 27.835
USD 0.54945 ordinary Purchase 100 27.6
USD 0.54945 ordinary Purchase 101 27.645
USD 0.54945 ordinary Purchase 120 27.745
USD 0.54945 ordinary Purchase 121 27.665
USD 0.54945 ordinary Purchase 122 27.575
USD 0.54945 ordinary Purchase 123 27.765
USD 0.54945 ordinary Purchase 127 27.85
USD 0.54945 ordinary Purchase 148 27.62
USD 0.54945 ordinary Purchase 185 27.63
USD 0.54945 ordinary Purchase 194 27.595
USD 0.54945 ordinary Purchase 5 27.595
USD 0.54945 ordinary Purchase 96 27.595
USD 0.54945 ordinary Purchase 101 27.59
USD 0.54945 ordinary Purchase 101 27.885
USD 0.54945 ordinary Purchase 12 27.66
USD 0.54945 ordinary Purchase 13 27.65
USD 0.54945 ordinary Purchase 26 27.66
USD 0.54945 ordinary Purchase 28 27.66
USD 0.54945 ordinary Purchase 31 27.555
USD 0.54945 ordinary Purchase 42 27.66
USD 0.54945 ordinary Purchase 75 27.405
USD 0.54945 ordinary Purchase 92 27.66
USD 0.54945 ordinary Purchase 128 27.07
USD 0.54945 ordinary Purchase 131 27.555
USD 0.54945 ordinary Purchase 143 27.555
USD 0.54945 ordinary Purchase 144 27.12
USD 0.54945 ordinary Purchase 156 27.625
USD 0.54945 ordinary Purchase 170 27.65
USD 0.54945 ordinary Purchase 180 27.41
USD 0.54945 ordinary Purchase 213 27.83
USD 0.54945 ordinary Purchase 225 27.67
USD 0.54945 ordinary Purchase 242 27.8
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 48 27.07
USD 0.54945 ordinary Purchase 54 27.07
USD 0.54945 ordinary Purchase 54 27.07
USD 0.54945 ordinary Purchase 54 27.07
USD 0.54945 ordinary Purchase 577 27.07
USD 0.54945 ordinary Purchase 600 27.07
USD 0.54945 ordinary Purchase 1,109 27.07
USD 0.54945 ordinary Purchase 1,246 27.07
USD 0.54945 ordinary Purchase 1,455 27.07
USD 0.54945 ordinary Purchase 1,908 27.07
USD 0.54945 ordinary Purchase 15,608 27.07
USD 0.54945 ordinary Purchase 919 27.06959
Class of relevant security Number of securities
Purchase/sale Price per unit
EUR
USD 0.54945 ordinary Purchase 20 32.3
Class of relevant security Number of securities
Purchase/sale Price per unit
GBP
USD 0.54945 ordinary Sale 368 27.66793
USD 0.54945 ordinary Sale 76 27.72395
USD 0.54945 ordinary Sale 7 27.36
USD 0.54945 ordinary Sale 7 27.375
USD 0.54945 ordinary Sale 7 27.605
USD 0.54945 ordinary Sale 3 27.415
USD 0.54945 ordinary Sale 37 27.645
USD 0.54945 ordinary Sale 7 27.66
USD 0.54945 ordinary Sale 2 27.14
USD 0.54945 ordinary Sale 7 27.63
USD 0.54945 ordinary Sale 1 27.415
USD 0.54945 ordinary Sale 3 27.415
USD 0.54945 ordinary Sale 285 27.07
USD 0.54945 ordinary Sale 7 27.38
USD 0.54945 ordinary Sale 152 27.07
USD 0.54945 ordinary Sale 179 27.07
USD 0.54945 ordinary Sale 291 27.07
USD 0.54945 ordinary Sale 314 27.07
USD 0.54945 ordinary Sale 579 27.07
USD 0.54945 ordinary Sale 1,080 27.07
USD 0.54945 ordinary Sale 1,221 27.07
USD 0.54945 ordinary Sale 1,360 27.07
USD 0.54945 ordinary Sale 1,405 27.07
USD 0.54945 ordinary Sale 1,485 27.07
USD 0.54945 ordinary Sale 1,525 27.07
USD 0.54945 ordinary Sale 1,576 27.07
USD 0.54945 ordinary Sale 1,672 27.07
USD 0.54945 ordinary Sale 1,776 27.07
USD 0.54945 ordinary Sale 2,018 27.07
USD 0.54945 ordinary Sale 2,105 27.07
USD 0.54945 ordinary Sale 2,419 27.07
USD 0.54945 ordinary Sale 2,419 27.07
USD 0.54945 ordinary Sale 2,640 27.07
USD 0.54945 ordinary Sale 3,165 27.07
USD 0.54945 ordinary Sale 3,432 27.07
USD 0.54945 ordinary Sale 3,757 27.07
USD 0.54945 ordinary Sale 4,546 27.07
USD 0.54945 ordinary Sale 26 27.23
USD 0.54945 ordinary Sale 295 27.23
USD 0.54945 ordinary Sale 447 27.23
USD 0.54945 ordinary Sale 80 27.805
USD 0.54945 ordinary Sale 82 27.85
USD 0.54945 ordinary Sale 2,492 27.07129
USD 0.54945 ordinary Sale 140 27.07
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit GBP
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 368 27.66793
USD 0.54945 ordinary CFD Reducing a short position 76 27.72395
USD 0.54945 ordinary CFD Increasing a long position 7 27.36
USD 0.54945 ordinary CFD Increasing a long position 7 27.375
USD 0.54945 ordinary CFD Increasing a long position 7 27.605
USD 0.54945 ordinary CFD Increasing a long position 3 27.415
USD 0.54945 ordinary CFD Increasing a long position 37 27.645
USD 0.54945 ordinary CFD Increasing a long position 7 27.66
USD 0.54945 ordinary CFD Increasing a long position 2 27.14
USD 0.54945 ordinary CFD Increasing a long position 7 27.63
USD 0.54945 ordinary CFD Increasing a long position 1 27.415
USD 0.54945 ordinary CFD Increasing a long position 3 27.415
USD 0.54945 ordinary CFD Increasing a long position 285 27.07
USD 0.54945 ordinary CFD Increasing a long position 7 27.38
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit EUR
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 10 13.00
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 500 15.79
USD 0.54945 ordinary Listed Put Warrant Expiry 103 N/A
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14/05/2024
Contact name: Paul Jenkins
Telephone number: +44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the Anglo American PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
EUR e.g. American, European etc.
USD 0.54945 ordinary Listed call-option Sale 250,000 2000 American options 20/12/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2000 American options 21/06/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2480 American options 16/08/2024
USD 0.54945 ordinary Listed call-option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 2200 American options 07/05/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 1700 American options 21/06/2024
USD 0.54945 ordinary Listed Put Option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary OTC Put Option Sale 500,000 15 American options 21/06/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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