REG - Societe Generale SA Anglo American PLC - Form 8.3 - Anglo American plc
15/05/2024 09:45
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RNS Number : 5377O Societe Generale SA 15 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 14/05/2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes: BHP Group Limited
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 9,073,010 0.68 1,694,592 0.13
(2) Cash-settled derivatives: 3,976,847 0.30 3,952,385 0.30
(3) Stock-settled derivatives (including options) and agreements to 350,000 0.03 1,400,000 0.10
purchase/sell:
TOTAL: 13,399,857 1.00 7,046,977 0.53
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Purchase 15,000 26.43733
USD 0.54945 ordinary Purchase 22 26.395
USD 0.54945 ordinary Purchase 23 26.625
USD 0.54945 ordinary Purchase 26 26.105
USD 0.54945 ordinary Purchase 30 26.13
USD 0.54945 ordinary Purchase 67 26.305
USD 0.54945 ordinary Purchase 68 26.105
USD 0.54945 ordinary Purchase 68 26.13
USD 0.54945 ordinary Purchase 68 26.395
USD 0.54945 ordinary Purchase 100 26.02
USD 0.54945 ordinary Purchase 100 26.325
USD 0.54945 ordinary Purchase 100 26.505
USD 0.54945 ordinary Purchase 100 27.205
USD 0.54945 ordinary Purchase 106 26.615
USD 0.54945 ordinary Purchase 107 26.155
USD 0.54945 ordinary Purchase 107 26.325
USD 0.54945 ordinary Purchase 121 26.4
USD 0.54945 ordinary Purchase 125 27.065
USD 0.54945 ordinary Purchase 145 26.515
USD 0.54945 ordinary Purchase 150 26.125
USD 0.54945 ordinary Purchase 231 26.625
USD 0.54945 ordinary Purchase 8 26.1
USD 0.54945 ordinary Purchase 11 26.115
USD 0.54945 ordinary Purchase 23 26.17
USD 0.54945 ordinary Purchase 25 26.515
USD 0.54945 ordinary Purchase 40 26.115
USD 0.54945 ordinary Purchase 47 26.12
USD 0.54945 ordinary Purchase 62 26.515
USD 0.54945 ordinary Purchase 67 26.115
USD 0.54945 ordinary Purchase 75 26.11
USD 0.54945 ordinary Purchase 83 26.185
USD 0.54945 ordinary Purchase 84 26.67
USD 0.54945 ordinary Purchase 87 27.06
USD 0.54945 ordinary Purchase 88 26.01
USD 0.54945 ordinary Purchase 88 26.1
USD 0.54945 ordinary Purchase 90 26.235
USD 0.54945 ordinary Purchase 90 26.31
USD 0.54945 ordinary Purchase 91 26.26
USD 0.54945 ordinary Purchase 92 26.52
USD 0.54945 ordinary Purchase 96 26.115
USD 0.54945 ordinary Purchase 97 26.1
USD 0.54945 ordinary Purchase 97 26.105
USD 0.54945 ordinary Purchase 97 26.105
USD 0.54945 ordinary Purchase 97 26.63
USD 0.54945 ordinary Purchase 98 26.17
USD 0.54945 ordinary Purchase 98 26.635
USD 0.54945 ordinary Purchase 99 26.71
USD 0.54945 ordinary Purchase 100 26.155
USD 0.54945 ordinary Purchase 103 26.185
USD 0.54945 ordinary Purchase 103 26.275
USD 0.54945 ordinary Purchase 105 26.09
USD 0.54945 ordinary Purchase 105 26.12
USD 0.54945 ordinary Purchase 105 26.605
USD 0.54945 ordinary Purchase 108 26.81
USD 0.54945 ordinary Purchase 108 26.95
USD 0.54945 ordinary Purchase 109 26.105
USD 0.54945 ordinary Purchase 111 26.675
USD 0.54945 ordinary Purchase 115 26.36
USD 0.54945 ordinary Purchase 120 26.16
USD 0.54945 ordinary Purchase 132 27.065
USD 0.54945 ordinary Purchase 140 26.115
USD 0.54945 ordinary Purchase 144 26.39
USD 0.54945 ordinary Purchase 144 26.46
USD 0.54945 ordinary Purchase 146 27.015
USD 0.54945 ordinary Purchase 168 26.725
USD 0.54945 ordinary Purchase 184 26.125
USD 0.54945 ordinary Purchase 184 26.19
USD 0.54945 ordinary Purchase 205 26.11
USD 0.54945 ordinary Purchase 206 26.28
USD 0.54945 ordinary Purchase 28 26.71
USD 0.54945 ordinary Purchase 60 26.71
USD 0.54945 ordinary Purchase 17 26.435
USD 0.54945 ordinary Purchase 37 26.155
USD 0.54945 ordinary Purchase 40 26.54
USD 0.54945 ordinary Purchase 63 26.155
USD 0.54945 ordinary Purchase 66 26.435
USD 0.54945 ordinary Purchase 66 26.54
USD 0.54945 ordinary Purchase 84 26.195
USD 0.54945 ordinary Purchase 90 26.045
USD 0.54945 ordinary Purchase 100 26.505
USD 0.54945 ordinary Purchase 105 26.175
USD 0.54945 ordinary Purchase 120 26.115
USD 0.54945 ordinary Purchase 128 26.115
USD 0.54945 ordinary Purchase 132 27.065
USD 0.54945 ordinary Purchase 133 26.115
USD 0.54945 ordinary Purchase 171 26.13
USD 0.54945 ordinary Purchase 201 26.325
USD 0.54945 ordinary Purchase 24 26.095
USD 0.54945 ordinary Purchase 31 26.395
USD 0.54945 ordinary Purchase 35 26.39
USD 0.54945 ordinary Purchase 40 26.4
USD 0.54945 ordinary Purchase 44 27.1
USD 0.54945 ordinary Purchase 45 26.34
USD 0.54945 ordinary Purchase 46 26.17
USD 0.54945 ordinary Purchase 61 26.46
USD 0.54945 ordinary Purchase 62 26.745
USD 0.54945 ordinary Purchase 77 26.025
USD 0.54945 ordinary Purchase 77 26.13
USD 0.54945 ordinary Purchase 88 26.095
USD 0.54945 ordinary Purchase 89 26.025
USD 0.54945 ordinary Purchase 100 27.1
USD 0.54945 ordinary Purchase 111 26.095
USD 0.54945 ordinary Purchase 115 26.17
USD 0.54945 ordinary Purchase 124 26.54
USD 0.54945 ordinary Purchase 124 26.745
USD 0.54945 ordinary Purchase 125 26.34
USD 0.54945 ordinary Purchase 126 26.39
USD 0.54945 ordinary Purchase 132 26.54
USD 0.54945 ordinary Purchase 134 27.065
USD 0.54945 ordinary Purchase 140 26.78
USD 0.54945 ordinary Purchase 141 26.4
USD 0.54945 ordinary Purchase 157 26.46
USD 0.54945 ordinary Purchase 160 26.975
USD 0.54945 ordinary Purchase 163 26.4
USD 0.54945 ordinary Purchase 163 26.435
USD 0.54945 ordinary Purchase 163 26.455
USD 0.54945 ordinary Purchase 164 26.34
USD 0.54945 ordinary Purchase 168 26.46
USD 0.54945 ordinary Purchase 178 26.46
USD 0.54945 ordinary Purchase 181 26.845
USD 0.54945 ordinary Purchase 186 26.82
USD 0.54945 ordinary Purchase 193 26.195
USD 0.54945 ordinary Purchase 194 26.115
USD 0.54945 ordinary Purchase 194 26.115
USD 0.54945 ordinary Purchase 199 26.325
USD 0.54945 ordinary Purchase 209 26.11
USD 0.54945 ordinary Purchase 216 26.4
USD 0.54945 ordinary Purchase 223 26.09
USD 0.54945 ordinary Purchase 223 26.095
USD 0.54945 ordinary Purchase 223 26.1
USD 0.54945 ordinary Purchase 223 26.1
USD 0.54945 ordinary Purchase 223 26.105
USD 0.54945 ordinary Purchase 223 26.11
USD 0.54945 ordinary Purchase 224 26.46
USD 0.54945 ordinary Purchase 242 26.14
USD 0.54945 ordinary Purchase 242 26.4
USD 0.54945 ordinary Purchase 270 26.1
USD 0.54945 ordinary Purchase 288 26.765
USD 0.54945 ordinary Purchase 290 26.75
USD 0.54945 ordinary Purchase 319 26.46
USD 0.54945 ordinary Purchase 323 26.115
USD 0.54945 ordinary Purchase 328 26.1
USD 0.54945 ordinary Purchase 400 26.405
USD 0.54945 ordinary Purchase 401 26.1
USD 0.54945 ordinary Purchase 435 26.475
USD 0.54945 ordinary Purchase 445 26.13
USD 0.54945 ordinary Purchase 500 26.1
USD 0.54945 ordinary Purchase 755 26.4
Class of relevant security Number of securities
Purchase/sale Price per unit
EUR
USD 0.54945 ordinary Purchase 50 30.3
Class of relevant security Number of securities
Purchase/sale Price per unit
GBP
USD 0.54945 ordinary Sale 40 27.035
USD 0.54945 ordinary Sale 40 27.055
USD 0.54945 ordinary Sale 59 27.1
USD 0.54945 ordinary Sale 39 27.14
USD 0.54945 ordinary Sale 59 27.13
USD 0.54945 ordinary Sale 40 27.005
USD 0.54945 ordinary Sale 49 27.085
USD 0.54945 ordinary Sale 3 26.135
USD 0.54945 ordinary Sale 72 27.185
USD 0.54945 ordinary Sale 39 27.115
USD 0.54945 ordinary Sale 72 27.055
USD 0.54945 ordinary Sale 40 27.055
USD 0.54945 ordinary Sale 15 26.25
USD 0.54945 ordinary Sale 39 27.17
USD 0.54945 ordinary Sale 39 27.155
USD 0.54945 ordinary Sale 39 27.155
USD 0.54945 ordinary Sale 39 27.18
USD 0.54945 ordinary Sale 40 27.04
USD 0.54945 ordinary Sale 5 26.075
USD 0.54945 ordinary Sale 39 27.105
USD 0.54945 ordinary Sale 40 27.005
USD 0.54945 ordinary Sale 40 27
USD 0.54945 ordinary Sale 40 27.005
USD 0.54945 ordinary Sale 39 27.15
USD 0.54945 ordinary Sale 56 27
USD 0.54945 ordinary Sale 39 27.205
USD 0.54945 ordinary Sale 30 27.08
USD 0.54945 ordinary Sale 40 27.055
USD 0.54945 ordinary Sale 39 27.225
USD 0.54945 ordinary Sale 17 27.08
USD 0.54945 ordinary Sale 17 27.08
USD 0.54945 ordinary Sale 40 27.055
USD 0.54945 ordinary Sale 39 27.01
USD 0.54945 ordinary Sale 27 26.195
USD 0.54945 ordinary Sale 76 27.01
USD 0.54945 ordinary Sale 51 27.05
USD 0.54945 ordinary Sale 40 27
USD 0.54945 ordinary Sale 56 27.01
USD 0.54945 ordinary Sale 39 27.135
USD 0.54945 ordinary Sale 115 27.04
USD 0.54945 ordinary Sale 5 27.055
USD 0.54945 ordinary Sale 39 27.215
USD 0.54945 ordinary Sale 4,837 26.195
USD 0.54945 ordinary Sale 4,837 26.195
USD 0.54945 ordinary Sale 9,674 26.195
USD 0.54945 ordinary Sale 1 25.965
USD 0.54945 ordinary Sale 10 26.095
USD 0.54945 ordinary Sale 32 25.965
USD 0.54945 ordinary Sale 35 25.965
USD 0.54945 ordinary Sale 35 25.97
USD 0.54945 ordinary Sale 97 25.99
USD 0.54945 ordinary Sale 105 25.99
USD 0.54945 ordinary Sale 57 25.985
USD 0.54945 ordinary Sale 60 25.965
USD 0.54945 ordinary Sale 60 25.97
USD 0.54945 ordinary Sale 62 25.965
USD 0.54945 ordinary Sale 110 26.095
USD 0.54945 ordinary Sale 590 25.965
USD 0.54945 ordinary Sale 718 25.985
USD 0.54945 ordinary Sale 722 26.09
USD 0.54945 ordinary Sale 37 26.195
USD 0.54945 ordinary Sale 78 26.195
USD 0.54945 ordinary Sale 115 26.195
USD 0.54945 ordinary Sale 152 26.195
USD 0.54945 ordinary Sale 152 26.195
USD 0.54945 ordinary Sale 239 26.195
USD 0.54945 ordinary Sale 852 26.195
USD 0.54945 ordinary Sale 220 26.195
Class of relevant security Number of securities
Purchase/sale Price per unit
EUR
USD 0.54945 ordinary Sale 35 30.18
USD 0.54945 ordinary Sale 100 31.5
USD 0.54945 ordinary Sale 15 30.3
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit GBP
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Increasing a long position 50 26.1959
USD 0.54945 ordinary CFD Increasing a short position 15,000 26.437332
USD 0.54945 ordinary CFD Closing a short position 700 26.316616
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit USD
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 1,681 34.059873
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit EUR
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 790 14.17
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 175 14.17
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 375 14.16
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 1,000 9.4
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 450 15.55
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15/05/2024
Contact name: Paul Jenkins
Telephone number: +44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the Anglo American PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
EUR e.g. American, European etc.
USD 0.54945 ordinary Listed call-option Sale 250,000 2000 American options 20/12/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2000 American options 21/06/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2480 American options 16/08/2024
USD 0.54945 ordinary Listed call-option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 2200 American options 07/05/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 1700 American options 21/06/2024
USD 0.54945 ordinary Listed Put Option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary OTC Put Option Sale 500,000 15 American options 21/06/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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